13D/13G Filings - IndexIQ ETF Trust

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2021-12-09
10:09 am
Unchanged
2021-11-3013GIQ Chaikin U.S. Large Cap ETF
CLRG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC9,166,597
98.040%
0
(Unchanged)
Filing
History
2021-12-09
10:08 am
Unchanged
2021-11-3013GIQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INVESTMENT MANAGEMENT LLC11,688,273
97.400%
0
(Unchanged)
Filing
History
2021-12-09
10:08 am
Unchanged
2021-11-3013GIQ 500 International ETF
IQIN
NEW YORK LIFE INVESTMENT MANAGEMENT LLC7,330,198
99.060%
0
(Unchanged)
Filing
History
2021-11-09
1:23 pm
Purchase
2021-11-0913GIQ Cleaner Transport ETF
CLNR
NEW YORK LIFE INSURANCE CO190,000
95.000%
190,000increase
(New Position)
Filing
History
2021-11-09
1:20 pm
Purchase
2021-11-0913GIQ Clean Oceans ETF
OCEN
NEW YORK LIFE INSURANCE CO190,000
95.000%
190,000increase
(New Position)
Filing
History
2021-11-09
1:18 pm
Purchase
2021-11-0913GIQ Engender Equality ETF
EQUL
NEW YORK LIFE INSURANCE CO200,000
100.000%
200,000increase
(New Position)
Filing
History
2021-11-09
12:07 pm
Purchase
2021-10-3113GIQ 50 Percent Hedged FTSE International ETF
HFXI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC6,311,342
48.930%
18,663increase
(+0.30%)
Filing
History
2021-11-09
12:04 pm
Sale
2021-10-3113GIQ Chaikin U.S. Small Cap ETF
CSML
NEW YORK LIFE INVESTMENT MANAGEMENT LLC5,075,561
81.210%
-161,238decrease
(-3.08%)
Filing
History
2021-11-09
12:01 pm
Purchase
2021-10-3113GIQ Candriam ESG International Equity ETF
IQSI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC6,708,961
95.160%
189,214increase
(+2.90%)
Filing
History
2021-11-09
11:56 am
Sale
2021-10-3113GIQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INVESTMENT MANAGEMENT LLC11,688,273
97.400%
-729,224decrease
(-5.87%)
Filing
History
2021-11-09
11:52 am
Purchase
2021-10-3113GIQ Chaikin U.S. Large Cap ETF
CLRG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC9,166,597
98.040%
170,601increase
(+1.90%)
Filing
History
2021-11-09
11:47 am
Purchase
2021-10-3113GIQ 500 International ETF
IQIN
NEW YORK LIFE INVESTMENT MANAGEMENT LLC7,330,198
99.060%
15,160increase
(+0.21%)
Filing
History
2021-10-08
12:10 pm
Sale
2021-09-3013GIQ 50 Percent Hedged FTSE International ETF
HFXI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC6,292,679
48.780%
-81,058decrease
(-1.27%)
Filing
History
2021-10-08
12:05 pm
Purchase
2021-09-3013GIQ Chaikin U.S. Small Cap ETF
CSML
NEW YORK LIFE INVESTMENT MANAGEMENT LLC5,236,799
82.470%
546,842increase
(+11.66%)
Filing
History
2021-10-08
11:59 am
Sale
2021-09-3013GIQ Candriam ESG International Equity ETF
IQSI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC6,519,747
95.180%
-4,382decrease
(-0.07%)
Filing
History
2021-10-08
11:55 am
Purchase
2021-09-3013GIQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INVESTMENT MANAGEMENT LLC12,417,497
97.390%
324,400increase
(+2.68%)
Filing
History
2021-10-08
11:50 am
Sale
2021-09-3013GIQ Chaikin U.S. Large Cap ETF
CLRG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC8,995,996
97.780%
-82,569decrease
(-0.91%)
Filing
History
2021-10-08
11:46 am
Sale
2021-09-3013GIQ 500 International ETF
IQIN
NEW YORK LIFE INVESTMENT MANAGEMENT LLC7,315,038
98.850%
-34,058decrease
(-0.46%)
Filing
History
2021-09-08
1:33 pm
Purchase
2021-08-3113GIQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INVESTMENT MANAGEMENT LLC12,093,097
97.920%
322,157increase
(+2.74%)
Filing
History
2021-09-08
1:27 pm
Purchase
2021-08-3113GIQ 50 Percent Hedged FTSE International ETF
HFXI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC6,373,737
49.410%
17,830increase
(+0.28%)
Filing
History
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