Activist 13D/13G Filings - Advisors Asset Management Inc.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2019-09-10
2:54 pm
Unchanged
13GFIRST TR ENERGY INFRASTRUCTURE
FIF
Advisors Asset Management Inc.0
0%
0
(Unchanged)
View
2019-09-10
2:53 pm
Sale
13GCUSHING NEXTGEN INFRASTRUCTURE
SZC
Advisors Asset Management Inc.320,821
4.11%
-232,240decrease
(-41.99%)
View
2019-08-09
10:14 am
Sale
13GTORTOISE PWR AND ENERGY INFRAS
TPZ
Advisors Asset Management Inc.0
0%
-365,232decrease
(Position Closed)
View
2019-08-09
10:13 am
Unchanged
13GHIGH INCOME SECS FD SH BEN INT
PCF
Advisors Asset Management Inc.0
0%
0
(Unchanged)
View
2019-07-10
4:41 pm
Purchase
13GDUFF & PHELPS SELECT MLP AND M
DSE
Advisors Asset Management Inc.1,327,438
5.111%
1,327,438increase
(New Position)
View
2019-07-10
4:41 pm
Sale
13GTHL CR SR LN FD COM SHS
TSLF
Advisors Asset Management Inc.366,359
4.938%
-94,442decrease
(-20.50%)
View
2019-07-10
4:40 pm
Sale
13GNUVEEN CORE EQUITY ALPHA FD CO
JCE
Advisors Asset Management Inc.791,959
4.941%
-224,883decrease
(-22.12%)
View
2019-06-10
4:13 pm
Sale
13GVOYA ASIA PAC DIVID EQUITY INC
IAE
Advisors Asset Management Inc.575,028
4.833%
-178,459decrease
(-23.68%)
View
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