Activist 13D/13G Filings - Advisors Asset Management Inc.

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2020-05-08
2:53 pm
Sale
13GTORTOISE PWR AND ENERGY INFRAS
TPZ
Advisors Asset Management Inc.0
0%
-403,153decrease
(Position Closed)
View
2020-05-08
2:53 pm
Sale
13GVOYA GLOBAL ADVANTAGE & PREM O
IGA
Advisors Asset Management Inc.0
0%
-973,579decrease
(Position Closed)
View
2020-05-08
2:52 pm
Sale
13GCLOUGH GLOBAL EQUITY FUND BENE
GLQ
Advisors Asset Management Inc.0
0%
-750,120decrease
(Position Closed)
View
2020-05-08
2:52 pm
Sale
13GBANCROFT FUND LTD COM
BCV
Advisors Asset Management Inc.0
0%
-471,646decrease
(Position Closed)
View
2020-03-06
10:31 am
Sale
13GAPOLLO TACTICAL INCOME FD INC
AIF
Advisors Asset Management Inc.698,730
4.831%
-56,783decrease
(-7.52%)
View
2020-02-13
4:04 pm
Purchase
13GTORTOISE PWR AND ENERGY INFRAS
TPZ
Advisors Asset Management Inc.403,153
5.8%
403,153increase
(New Position)
View
2020-02-13
4:04 pm
Unchanged
13GVOYA GLOBAL ADVANTAGE & PREM O
IGA
Advisors Asset Management Inc.973,579
5.32%
0
(Unchanged)
View
2020-02-13
4:03 pm
Sale
13GCLOUGH GLOBAL EQUITY FUND BENE
GLQ
Advisors Asset Management Inc.750,120
5.669%
-130,045decrease
(-14.78%)
View
2020-02-13
4:03 pm
Purchase
13GFIRST TR ENERGY INFRASTRUCTURE
FIF
Advisors Asset Management Inc.1,064,241
6.064%
1,064,241increase
(New Position)
View
2020-02-13
4:03 pm
Purchase
13GELLSWORTH GROWTH & INCOME FD
ECF
Advisors Asset Management Inc.1,117,995
8.585%
247,941increase
(+28.50%)
View
2020-02-13
4:01 pm
Purchase
13GBANCROFT FUND LTD COM
BCV
Advisors Asset Management Inc.471,646
8.979%
112,789increase
(+31.43%)
View
2020-02-13
4:01 pm
Sale
13GAPOLLO TACTICAL INCOME FD INC
AIF
Advisors Asset Management Inc.755,513
5.223%
-257,949decrease
(-25.45%)
View
2020-01-10
4:45 pm
Purchase
13GVOYA GLOBAL ADVANTAGE & PREM O
IGA
Advisors Asset Management Inc.973,579
5.32%
973,579increase
(New Position)
View
2019-12-10
5:15 pm
Purchase
13GHIGH INCOME SECS FD SH BEN INT
PCF
Advisors Asset Management Inc.221,364
3.978%
221,364increase
(New Position)
View
2019-12-10
5:14 pm
Sale
13GDUFF & PHELPS SELECT MLP AND M
DSE
Advisors Asset Management Inc.1,260,609
4.854%
-66,829decrease
(-5.03%)
View
2019-11-08
5:26 pm
Unchanged
13GTORTOISE PWR AND ENERGY INFRAS
TPZ
Advisors Asset Management Inc.0
0%
0
(Unchanged)
View
2019-11-08
5:25 pm
Unchanged
13GVOYA GLOBAL ADVANTAGE & PREM O
IGA
Advisors Asset Management Inc.0
0%
0
(Unchanged)
View
2019-11-08
2:51 pm
Unchanged
13GTORTOISE PWR AND ENERGY INFRAS
TPZ
Advisors Asset Management Inc.0
0%
0
(Unchanged)
View
2019-11-08
2:51 pm
Unchanged
13GTORTOISE PWR AND ENERGY INFRAS
TPZ
Advisors Asset Management Inc.0
0%
0
(Unchanged)
View
2019-11-08
2:51 pm
Sale
13GVOYA GLOBAL ADVANTAGE & PREM O
IGA
Advisors Asset Management Inc.0
0%
-954,710decrease
(Position Closed)
View
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