Advisors Asset Management, Inc. - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2021-02-04
12:10 pm
Sale
2020-12-3113GEllsworth Growth and Income Fund Ltd.
ECF
Advisors Asset Management, Inc.0
0.000%
-1,117,995decrease
(Position Closed)
Filing
History
2021-02-04
12:10 pm
Sale
2020-12-3113GNuveen Core Equity Alpha Fund
JCE
Advisors Asset Management, Inc.0
0.000%
-823,415decrease
(Position Closed)
Filing
History
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