Insider Holders & Insider Ownership - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC (FFC)

List of insiders holdings for Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
ETTINGER ROBERT M
Affiliated Person of Adviser
2016-02-19 17:26:5864,148
0
64,148Form 5
CRUMRINE DONALD F
Affiliated Person of Adviser
2016-02-19 14:22:0014,572
0
14,572Form 5
CHADWICK ROBERT E
CEO and President
2016-02-16 16:08:1112,737
0
12,737Form 5
WULF ROBERT F
Director
2016-03-18 15:13:400
7463
7463Form 4
FLAHERTY & CRUMRINE INC
Investment Adviser
2004-01-27 18:52:434494
0
4494Form 4/A
GALE DAVID
Director
2008-12-31 16:11:394000
0
4000Form 4
Lodolo Laurie C
Asst CCO, Asst Treas, Asst Sec
2004-08-02 16:56:513134.75
0
3134.75Form 3
STONE BRADFORD S
CFO, Vice President, Treasurer
2016-02-17 18:34:332070
0
2070Form 5
Ryan Christopher Douglas
Vice President
2005-10-11 16:01:501639
0
1639Form 4
STIMES PETER C
VP,CFO,Chief Acct Of,Treasurer
2004-05-10 13:58:421500
0
1500Form 4
Conwell Chad
CCO, Vice President, Secretary
2016-02-17 13:04:091500
0
1500Form 5
GUST MORGAN
Director
2004-02-09 10:54:331070
0
1070Form 4
BRODY MARTIN
Director
2005-01-03 16:54:561035
0
1035Form 4/A
BANK OF AMERICA CORP
BANK OF AMERICA NA
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-02-10 12:02:57708
0
708Form 13G
Hogan Karen Hanovice
Director
2013-08-06 16:25:43500
0
500Form 4
MORGAN STANLEY
10% Owner
2010-02-12 09:40:290
0
0Form 13G
DALMASO NICHOLAS
Director
2024-01-29 13:39:030
0
0Form 3