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Sec Filings Insider Trading - Merrill Lynch Pierce Fenner & Smith Inc - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Merrill Lynch Pierce Fenner & Smith Inc
MERRILL LYNCH PIERCE FENNER & SMITH INC: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-11-17
Purchase		 2009-11-18
6:05 pm		 EVERGREEN INCOME ADVANTAGE FUND EAD MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 930 $9.068 $8,434 930
(Indirect)		 View
2009-11-17
Sale		 2009-11-18
6:05 pm		 EVERGREEN INCOME ADVANTAGE FUND EAD MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 930 $9.14 $8,500 0
(Indirect)		 View
2009-11-13
Purchase		 2009-11-17
4:14 pm		 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC NPP MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 9,000 $13.56 $122,048 9,000
(Indirect)		 View
2009-11-13
Sale		 2009-11-17
4:14 pm		 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC NPP MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 9,000 $13.51 $121,573 0
(Indirect)		 View
2009-11-13
Purchase		 2009-11-17
3:56 pm		 Advent/Claymore Global Convertible Securities & Income Fund AGC MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 1,600 $8.187 $13,098 1,600
(Indirect)		 View
2009-11-13
Sale		 2009-11-17
3:56 pm		 Advent/Claymore Global Convertible Securities & Income Fund AGC MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 1,600 $7.78 $12,448 0
(Indirect)		 View
2009-11-10
Purchase		 2009-11-16
5:20 pm		 NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC NUN MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 300 $13.19 $3,956 0
(Indirect)		 View
2009-09-04-
-2009-11-10
Purchase		 2009-11-16
5:12 pm		 BLACKROCK CREDIT ALLOCATION INCOME TRUST IV BTZ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 68 $11.15 $758 4
(Indirect)		 View
2009-09-30-
-2009-11-10
Sale		 2009-11-16
5:12 pm		 BLACKROCK CREDIT ALLOCATION INCOME TRUST IV BTZ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 68 $11.35 $772 0
(Indirect)		 View
2009-03-05
Purchase		 2009-11-16
4:48 pm		 BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST BPS MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 73 $9.45 $690 73
(Indirect)		 View
2009-11-10
Sale		 2009-11-16
4:48 pm		 BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST BPS MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 73 $12.51 $913 0
(Indirect)		 View
2009-11-10
Purchase		 2009-11-13
4:14 pm		 PIMCO Floating Rate Strategy Fund PFN MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 99 $9.496 $940 99
(Indirect)		 View
2009-11-10
Sale		 2009-11-13
4:14 pm		 PIMCO Floating Rate Strategy Fund PFN MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 99 $9.48 $939 0
(Indirect)		 View
2009-11-11
Purchase		 2009-11-13
4:02 pm		 NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC NQJ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 1,000 $13.02 $13,019 1,000
(Indirect)		 View
2009-11-11
Sale		 2009-11-13
4:02 pm		 NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC NQJ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 1,000 $13.01 $13,010 0
(Indirect)		 View
2009-11-11
Purchase		 2009-11-13
3:51 pm		 MBIA CAPITAL/CLAYMORE MAN DUR INV GRD MUNI FUND MZF MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 3,075 $13.05 $40,120 3,075
(Indirect)		 View
2009-11-11
Sale		 2009-11-13
3:51 pm		 MBIA CAPITAL/CLAYMORE MAN DUR INV GRD MUNI FUND MZF MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 3,075 $12.91 $39,700 0
(Indirect)		 View
2009-11-06
Purchase		 2009-11-12
5:07 pm		 GABELLI DIVIDEND & INCOME TRUST GDV MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 800 $12.26 $9,812 800
(Indirect)		 View
2009-11-06
Sale		 2009-11-12
5:07 pm		 GABELLI DIVIDEND & INCOME TRUST GDV MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 800 $12.25 $9,801 0
(Indirect)		 View
2009-11-09
Purchase		 2009-11-12
4:58 pm		 VAN KAMPEN MUNICIPAL TRUST VKQ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 100 $12.91 $1,291 100
(Indirect)		 View
2009-11-09
Sale		 2009-11-12
4:58 pm		 VAN KAMPEN MUNICIPAL TRUST VKQ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 100 $12.89 $1,289 0
(Indirect)		 View
2009-11-06
Purchase		 2009-11-12
4:53 pm		 VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II VKI MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 3,390 $11.53 $39,087 3,390
(Indirect)		 View
2009-11-06
Sale		 2009-11-12
4:53 pm		 VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II VKI MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 3,390 $11.25 $38,143 0
(Indirect)		 View
2009-11-09
Purchase		 2009-11-12
4:39 pm		 PUTNAM MUNICIPAL OPPORTUNITIES TRUST PMO MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 2 $11.09 $22 2
(Indirect)		 View
2009-11-09
Sale		 2009-11-12
4:39 pm		 PUTNAM MUNICIPAL OPPORTUNITIES TRUST PMO MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 2 $11.04 $22 0
(Indirect)		 View
2009-11-09
Purchase		 2009-11-12
4:33 pm		 NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC NPM MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 2 $13.02 $26 2
(Indirect)		 View
2009-11-09
Sale		 2009-11-12
4:33 pm		 NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC NPM MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 2 $13.01 $26 0
(Indirect)		 View
2009-11-09
Purchase		 2009-11-12
4:14 pm		 BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST BFZ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 5,000 $13.26 $66,321 5,000
(Indirect)		 View
2009-11-09
Sale		 2009-11-12
4:14 pm		 BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST BFZ MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 5,000 $13.2 $66,000 0
(Indirect)		 View
2009-10-14
Purchase		 2009-10-16
4:25 pm		 VAN KAMPEN MUNICIPAL OPPORTUNITY TRUST VMO MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 18,000 $13.29 $239,174 18,000
(Indirect)		 View
2009-10-14
Sale		 2009-10-16
4:25 pm		 VAN KAMPEN MUNICIPAL OPPORTUNITY TRUST VMO MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 18,000 $13.07 $235,282 0
(Indirect)		 View
2009-10-12
Sale		 2009-10-13
8:46 pm		 TORTOISE ENERGY CAPITAL CORP TYY MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 6,275 $20.04 $125,769 0
(Indirect)		 View
2009-10-07
Purchase(C)		 2009-10-09
5:28 pm		 Cohen & Steers Global Income Builder, Inc INB MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 1,000 $10.65 $10,650 1,000
(Indirect)		 View
2009-10-07
Sale(C)		 2009-10-09
5:28 pm		 Cohen & Steers Global Income Builder, Inc INB MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 1,000 $10.41 $10,410 0
(Indirect)		 View
2009-10-07
Purchase		 2009-10-09
5:23 pm		 BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST II BCL MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 350 $13.89 $4,862 350
(Indirect)		 View
2009-10-07
Sale		 2009-10-09
5:23 pm		 BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST II BCL MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 350 $13.83 $4,840 0
(Indirect)		 View
2009-10-05
Purchase		 2009-10-09
5:14 pm		 EVERGREEN MULTI-SECTOR INCOME FUND ERC MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 40 $14.16 $566 40
(Indirect)		 View
2009-10-01-
-2009-10-06
Purchase		 2009-10-09
5:06 pm		 COHEN & STEERS REIT & PREFERRED INCOME FUND INC RNP MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 1,680 $9.665 $16,238 0
(Indirect)		 View
2009-10-01
Sale		 2009-10-09
5:06 pm		 COHEN & STEERS REIT & PREFERRED INCOME FUND INC RNP MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 1,680 $9.659 $16,227 0
(Indirect)		 View
2009-10-02
Purchase		 2009-10-09
4:56 pm		 BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST BZA MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 62 $14.65 $908 62
(Indirect)		 View
2009-10-05
Sale		 2009-10-09
4:56 pm		 BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST BZA MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 62 $14.82 $919 0
(Indirect)		 View
2009-10-02
Purchase		 2009-10-09
4:51 pm		 CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 200 $11.45 $2,290 200
(Indirect)		 View
2009-10-05
Sale		 2009-10-09
4:51 pm		 CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 200 $11.7 $2,340 0
(Indirect)		 View
2009-09-29
Purchase		 2009-10-02
5:20 pm		 NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN NCL MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 100 $13.51 $1,351 100
(Indirect)		 View
2009-09-29
Sale		 2009-10-02
5:20 pm		 NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN NCL MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 100 $13.49 $1,349 0
(Indirect)		 View
2009-09-24
Purchase		 2009-10-02
5:10 pm		 DNP SELECT INCOME FUND INC DNP MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 70 $8.885 $622 70
(Indirect)		 View
2009-09-29
Sale		 2009-10-02
5:10 pm		 DNP SELECT INCOME FUND INC DNP MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 70 $8.88 $622 0
(Indirect)		 View
2009-09-24
Purchase		 2009-09-28
5:00 pm		 NUVEEN PREMIUM INCOME MUNICIPAL FUND INC NPI MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 2,125 $13.38 $28,434 225
(Indirect)		 View
2009-09-24
Sale		 2009-09-28
5:00 pm		 NUVEEN PREMIUM INCOME MUNICIPAL FUND INC NPI MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 2,125 $13.36 $28,390 0
(Indirect)		 View
2009-09-15
Purchase		 2009-09-17
5:20 pm		 Kayne Anderson MLP Investment CO KYN MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 900 $20.89 $18,801 900
(Indirect)		 View
2009-09-15
Sale		 2009-09-17
5:20 pm		 Kayne Anderson MLP Investment CO KYN MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 900 $21.02 $18,918 0
(Indirect)		 View
2009-08-27
Purchase		 2009-09-02
1:42 pm		 BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II BFY MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 25 $13.82 $346 25
(Indirect)		 View
2009-08-27
Sale		 2009-09-02
1:42 pm		 BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II BFY MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 25 $13.7 $342 0
(Indirect)		 View
2009-08-27
Purchase		 2009-09-02
11:42 am		 PIMCO CORPORATE OPPORTUNITY FUND PTY MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 20,003 $12.95 $258,958 2,000
(Indirect)		 View
2009-08-27
Sale		 2009-09-02
11:42 am		 PIMCO CORPORATE OPPORTUNITY FUND PTY MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 20,003 $12.77 $255,427 0
(Indirect)		 View
2009-08-25
Purchase(C)		 2009-08-27
3:08 pm		 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC NBH MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 845 $13.19 $11,150 407
(Indirect)		 View
2009-08-25
Sale(C)		 2009-08-27
3:08 pm		 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC NBH MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 845 $13.19 $11,146 0
(Indirect)		 View
2009-08-24-
-2009-08-25
Purchase		 2009-08-27
2:48 pm		 GABELLI EQUITY TRUST INC GAB MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 440 $25.03 $11,013 70
(Indirect)		 View
2009-08-24-
-2009-08-25
Sale		 2009-08-27
2:48 pm		 GABELLI EQUITY TRUST INC GAB MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 440 $25.03 $11,013 0
(Indirect)		 View
2009-08-18
Purchase		 2009-08-21
4:46 pm		 COHEN & STEERS REIT & UTILITY INCOME FUND INC RTU MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 200 $8.41 $1,682 200
(Indirect)		 View
2009-08-18
Sale		 2009-08-21
4:46 pm		 COHEN & STEERS REIT & UTILITY INCOME FUND INC RTU MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 200 $8.42 $1,684 0
(Indirect)		 View
2009-08-13
Purchase		 2009-08-18
5:22 pm		 NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND NFC MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 340 $15.4 $5,236 340
(Indirect)		 View
2009-08-14
Sale		 2009-08-18
5:22 pm		 NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND NFC MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 340 $14.52 $4,936 0
(Indirect)		 View
2009-06-11
Purchase		 2009-06-15
4:33 pm		 BLACKROCK MUNIYIELD INSURED FUND, INC MYI MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 8,870 $11.39 $101,029 8,870
(Indirect)		 View
2009-06-11
Sale		 2009-06-15
4:33 pm		 BLACKROCK MUNIYIELD INSURED FUND, INC MYI MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
BANK OF AMERICA CORP
(10% owner)		 8,870 $11.2 $99,344 0
(Indirect)		 View
2009-01-22
Purchase		 2009-01-30
5:52 pm		 BlackRock Inc. BLK MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
MERRILL LYNCH & CO., INC.
MERRILL LYNCH GROUP, INC.
MERRILL LYNCH BANK & TRUST CO., FSB
(10% owner)		 1,000 $106 $106,050 2,332,450
(Direct)		 View
2009-01-28
Sale		 2009-01-30
5:52 pm		 BlackRock Inc. BLK MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
MERRILL LYNCH & CO., INC.
MERRILL LYNCH GROUP, INC.
MERRILL LYNCH BANK & TRUST CO., FSB
(10% owner)		 1,000 $115.8 $115,821 2,331,450
(Direct)		 View
2009-01-23
Purchase		 2009-01-29
8:37 pm		 FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II FCT MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
MERRILL LYNCH & CO., INC.
(10% owner)		 400 $7.872 $3,149 57,318
(Indirect)		 View
2009-01-23
Sale		 2009-01-29
8:37 pm		 FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II FCT MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
MERRILL LYNCH & CO., INC.
(10% owner)		 2,000 $7.78 $15,560 56,918
(Indirect)		 View
2008-12-23
Sale		 2008-12-30
09:44 am		 BlackRock Inc. BLK MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
MERRILL LYNCH INVESTMENT MANAGERS LP
Merrill Lynch Group, Inc.
Princeton Services, Inc.
MERRILL LYNCH BANK & TRUST CO FSB
(10% owner)		 22,633 $128 $2,898,005 52,196,417
(Indirect)		 View
2008-12-23
Sale		 2008-12-29
9:39 pm		 BLACKROCK PREFERRED & EQUITY ADVANTAGE TRUST BLK MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
MERRILL LYNCH INVESTMENT MANAGERS LP
Merrill Lynch Group, Inc.
Princeton Services, Inc.
MERRILL LYNCH BANK & TRUST CO FSB
(10% owner)		 22,633 $128 $2,898,005 52,196,417
(Indirect)		 View
2008-12-18-
-2008-12-19
Purchase		 2008-12-23
12:37 pm		 INFOSPACE INC INSP MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
(10% owner)		 524 $7.815 $4,095 4,943,547
(Indirect)		 View
2008-12-19-
-2008-12-22
Sale		 2008-12-23
12:37 pm		 INFOSPACE INC INSP MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
(10% owner)		 2,405,941 $7.38 $17,755,900 2,537,606
(Indirect)		 View
2008-12-08
Purchase		 2008-12-18
10:34 am		 BlackRock Inc. BLK MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
MERRILL LYNCH INVESTMENT MANAGERS LP
FUND ASSET MANAGEMENT LP
PRINCETON ADMINISTRATORS LP
(10% owner)		 200 $134.8 $26,970 52,395,282
(Direct)		 View
2008-12-11
Sale		 2008-12-18
10:34 am		 BlackRock Inc. BLK MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
MERRILL LYNCH INVESTMENT MANAGERS LP
FUND ASSET MANAGEMENT LP
PRINCETON ADMINISTRATORS LP
(10% owner)		 200 $127.5 $25,506 52,395,082
(Direct)		 View
2008-03-19-
-2008-04-03
Purchase		 2008-05-23
4:01 pm		 DELPHI CORP DPHIQ.PK MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
MERRILL LYNCH FINANCIAL MARKETS, INC
MERRILL LYNCH BANK & TRUST CO FSB
MERRILL LYNCH INTERNATIONAL
((See Remarks)
10% owner)		 98,094 $0.09876 $9,687 1,459,280
(Indirect)		 View
2008-03-20-
-2008-04-03
Sale		 2008-05-23
4:01 pm		 DELPHI CORP DPHIQ.PK MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
MERRILL LYNCH FINANCIAL MARKETS, INC
MERRILL LYNCH BANK & TRUST CO FSB
MERRILL LYNCH INTERNATIONAL
((See Remarks)
10% owner)		 98,094 $0.09562 $9,380 1,459,211
(Indirect)		 View
2007-02-22
Purchase		 2007-03-12
7:21 pm		 DELPHI CORP DPHIQ.PK MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
MERRILL LYNCH BANK & TRUST CO FSB
MERRILL LYNCH INTERNATIONAL
(10% owner)		 69 $2.65 $183 1,459,280
(Indirect)		 View
2007-02-22
Sale		 2007-03-12
7:21 pm		 DELPHI CORP DPHIQ.PK MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
MERRILL LYNCH BANK & TRUST CO FSB
MERRILL LYNCH INTERNATIONAL
(10% owner)		 69 $2.66 $184 1,459,211
(Indirect)		 View
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-15
Option Award		 2008-11-17
4:27 pm		 HERTZ GLOBAL HOLDINGS INC HTZ MERRILL LYNCH PIERCE FENNER & SMITH INC
(10% owner)		 6,914 $0 $0 39,156,398
(Indirect)		 View
2007-08-17
Option Award		 2007-08-21
1:35 pm		 HERTZ GLOBAL HOLDINGS INC HTZ MERRILL LYNCH PIERCE FENNER & SMITH INC
ML Global Private Equity Fund, L.P.
MLGPE Ltd.
ML Global Private Equity Partners, L.P.
Merrill Lynch GP, Inc.
Merrill Lynch Group, Inc.
MERRILL LYNCH & CO INC
(10% owner)		 1,540 $0 $0 32,172,410
(Direct)		 View
2005-10-17
Equity Swap		 2005-10-19
5:09 pm		 CHART INDUSTRIES INC CIDI MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH & CO INC
(10% owner)		 225,588 $64.75 $14,606,823 0
(Direct)		 View
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