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Sec Filings Insider Trading - Morgan Stanley (MS)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
MS Insider Trading Transactions for Morgan Stanley
Historical filings delayed by 6 months. New user? Sign Up for real time data. Existing user? Sign In
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-01-29
Purchase
2016-03-11
4:43 pm
Nuveen Short Duration Credit Opportunities Fund JSD Morgan Stanley
10% Owner
6,294 $14.63 $92,091 1,938
(Indirect)
View
2016-01-29
Sale
2016-03-11
4:43 pm
Nuveen Short Duration Credit Opportunities Fund JSD Morgan Stanley
10% Owner
8,224 $14.15 $116,397 1,938
(Indirect)
View
2016-01-04
Purchase
2016-03-11
4:39 pm
Nuveen Short Duration Credit Opportunities Fund JSD Morgan Stanley
10% Owner
3,867 $14.21 $54,947 2,683
(Indirect)
View
2016-01-04
Sale
2016-03-11
4:39 pm
Nuveen Short Duration Credit Opportunities Fund JSD Morgan Stanley
10% Owner
3,249 $14.13 $45,923 2,683
(Indirect)
View
2016-02-26
Sale
2016-03-01
4:48 pm
Morgan Stanley MS Rosenthal James A
Chief Operating Officer
50,000 $25.13 $1,256,350 170,197
(Direct
Indirect)
View
2015-10-28
Purchase(M)
2015-10-29
4:22 pm
Eaton Vance Ltd Duration Income Fund EVV Morgan Stanley
10% Owner
1 $25,000 $25,000 1,141
(Indirect)
View
2015-10-13
Purchase(M)
2015-10-15
6:57 pm
Eaton Vance Senior Income Trust EVF Morgan Stanley
10% Owner
19 $1,316 $25,000 778
(Indirect)
View
2015-09-11
Purchase(M)
2015-09-15
4:35 pm
Eaton Vance Ltd Duration Income Fund EVV Morgan Stanley
10% Owner
2 $12,500 $25,000 1,140
(Indirect)
View
2015-09-02
Purchase(M)
2015-09-04
3:35 pm
Eaton Vance Senior Income Trust EVF Morgan Stanley
10% Owner
1 $25,000 $25,000 759
(Indirect)
View
2015-09-02
Purchase(M)
2015-09-04
3:33 pm
Eaton Vance Ltd Duration Income Fund EVV Morgan Stanley
10% Owner
4 $6,250 $25,000 1,138
(Indirect)
View
2015-08-12
Purchase(M)
2015-08-14
2:52 pm
Eaton Vance Ltd Duration Income Fund EVV Morgan Stanley
10% Owner
1 $25,000 $25,000 1,134
(Indirect)
View
2015-07-31
Sale
2015-08-04
5:11 pm
Morgan Stanley MS Rosenthal James A
Chief Operating Officer
12,000 $39.25 $471,000 135,384
(Direct
Indirect)
View
2015-07-28
Purchase(M)
2015-07-30
5:16 pm
Eaton Vance Ltd Duration Income Fund EVV Morgan Stanley
10% Owner
1 $25,000 $25,000 1,133
(Indirect)
View
2015-07-16
Purchase(M)
2015-07-20
6:24 pm
Eaton Vance Ltd Duration Income Fund EVV Morgan Stanley
10% Owner
5 $5,000 $25,000 1,132
(Indirect)
View
2015-05-26
Sale
2015-05-27
5:57 pm
Morgan Stanley MS Nicolaisen Donald T
Director
4,160 $37.77 $157,127 81,872
(Direct)
View
(M) Indicate average unit share price adjusted based on the original filings.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-02-25
Option Award
2016-02-26
4:11 pm
N/A
N/A
Morgan Stanley MS Brodsky Jeffrey S
Chief Human Resources Officer
47,191 $0 157,553
(Direct)
View
2016-02-25
Tax Withholding
2016-02-26
4:11 pm
N/A
N/A
Morgan Stanley MS Brodsky Jeffrey S
Chief Human Resources Officer
24,335 $23.71 157,553
(Direct)
View
2016-02-25
Option Award
2016-02-26
4:10 pm
N/A
N/A
Morgan Stanley MS Hotsuki Keishi
Chief Risk Officer
58,989 $0 253,232
(Direct)
View
2016-02-25
Tax Withholding
2016-02-26
4:10 pm
N/A
N/A
Morgan Stanley MS Hotsuki Keishi
Chief Risk Officer
30,419 $23.71 253,232
(Direct)
View
2016-02-25
Option Award
2016-02-26
4:08 pm
N/A
N/A
Morgan Stanley MS Grossman Eric F
Chief Legal Officer
70,786 $0 240,777
(Direct)
View
2016-02-25
Tax Withholding
2016-02-26
4:08 pm
N/A
N/A
Morgan Stanley MS Grossman Eric F
Chief Legal Officer
36,503 $23.71 240,777
(Direct)
View
2016-02-25
Option Award
2016-02-26
4:07 pm
N/A
N/A
Morgan Stanley MS Rosenthal James A
Chief Operating Officer
162,220 $0 332,125
(Direct)
View
2016-02-25
Tax Withholding
2016-02-26
4:07 pm
N/A
N/A
Morgan Stanley MS Rosenthal James A
Chief Operating Officer
90,550 $23.71 332,125
(Direct)
View
2016-02-25
Gift
2016-02-26
4:07 pm
N/A
N/A
Morgan Stanley MS Rosenthal James A
Chief Operating Officer
71,670 $0 332,125
(Direct)
View
2016-02-25
Option Award
2016-02-26
4:07 pm
N/A
N/A
Morgan Stanley MS Kelleher Thomas Colm
President
176,968 $0 741,760
(Direct)
View
2016-02-25
Tax Withholding
2016-02-26
4:07 pm
N/A
N/A
Morgan Stanley MS Kelleher Thomas Colm
President
83,174 $23.71 741,760
(Direct)
View
2016-02-25
Option Award
2016-02-26
4:06 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
221,210 $0 1,506,634
(Direct)
View
2016-02-25
Tax Withholding
2016-02-26
4:06 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
123,478 $23.71 1,506,634
(Direct)
View
2016-02-01
Option Award
2016-02-02
4:36 pm
N/A
N/A
Morgan Stanley MS Darling Alistair
Director
3,244 $0 3,244
(Direct)
View
2016-01-20
Option Award
2016-01-22
4:14 pm
N/A
N/A
Morgan Stanley MS Wirth Paul C
Deputy Chief Financial Officer
75,883 $0 257,689
(Direct)
View
2016-01-20
Tax Withholding
2016-01-22
4:14 pm
N/A
N/A
Morgan Stanley MS Wirth Paul C
Deputy Chief Financial Officer
27,043 $26.26 257,689
(Direct)
View
2016-01-20
Option Award
2016-01-22
4:13 pm
N/A
N/A
Morgan Stanley MS Brodsky Jeffrey S
Chief Human Resources Officer
27,842 $0 125,153
(Direct)
View
2016-01-20
Tax Withholding
2016-01-22
4:13 pm
N/A
N/A
Morgan Stanley MS Brodsky Jeffrey S
Chief Human Resources Officer
15,330 $26.26 125,153
(Direct)
View
2016-01-20
Option Award
2016-01-22
4:12 pm
N/A
N/A
Morgan Stanley MS Hotsuki Keishi
Chief Risk Officer
39,753 $0 199,409
(Direct)
View
2016-01-20
Tax Withholding
2016-01-22
4:12 pm
N/A
N/A
Morgan Stanley MS Hotsuki Keishi
Chief Risk Officer
5,924 $26.26 199,409
(Direct)
View
2016-01-20
Option Award
2016-01-22
4:10 pm
N/A
N/A
Morgan Stanley MS Grossman Eric F
Chief Legal Officer
50,473 $0 176,637
(Direct)
View
2016-01-20
Tax Withholding
2016-01-22
4:10 pm
N/A
N/A
Morgan Stanley MS Grossman Eric F
Chief Legal Officer
7,625 $26.26 176,637
(Direct)
View
2016-01-20
Option Award
2016-01-22
4:09 pm
N/A
N/A
Morgan Stanley MS Rosenthal James A
Chief Operating Officer
69,531 $0 191,411
(Direct)
View
2016-01-20
Tax Withholding
2016-01-22
4:09 pm
N/A
N/A
Morgan Stanley MS Rosenthal James A
Chief Operating Officer
9,434 $26.26 191,411
(Direct)
View
2016-01-20
Gift
2016-01-22
4:09 pm
N/A
N/A
Morgan Stanley MS Rosenthal James A
Chief Operating Officer
13,143 $0 191,411
(Direct)
View
2016-01-20
Option Award
2016-01-22
4:08 pm
N/A
N/A
Morgan Stanley MS Pruzan Jonathan
Chief Financial Officer
55,216 $0 296,014
(Direct)
View
2016-01-20
Tax Withholding
2016-01-22
4:08 pm
N/A
N/A
Morgan Stanley MS Pruzan Jonathan
Chief Financial Officer
44,496 $26.26 296,014
(Direct)
View
2016-01-20
Option Award
2016-01-22
4:07 pm
N/A
N/A
Morgan Stanley MS Kelleher Thomas Colm
President
125,384 $0 595,132
(Direct)
View
2016-01-20
Tax Withholding
2016-01-22
4:07 pm
N/A
N/A
Morgan Stanley MS Kelleher Thomas Colm
President
31,718 $26.26 595,132
(Direct)
View
2016-01-20
Gift
2016-01-22
4:06 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
12,177 $0 1,299,995
(Direct)
View
2016-01-20
Option Award
2016-01-22
4:06 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
183,678 $0 1,299,995
(Direct)
View
2016-01-20
Tax Withholding
2016-01-22
4:06 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
17,067 $26.26 1,299,995
(Direct)
View
2015-10-26
Gift
2015-12-02
5:06 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
50 $0 1,130,897
(Direct)
View
2015-10-26
Gift
2015-12-02
5:06 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
3,498 $0 1,130,897
(Direct)
View
2015-11-19
Option Award
2015-11-20
5:26 pm
N/A
N/A
Morgan Stanley MS Traquina Perry M
Director
1,243 $34.2 7,767
(Direct)
View
2015-11-19
Option Award
2015-11-20
4:55 pm
N/A
N/A
Morgan Stanley MS Olayan Hutham S
Director
1,389 $34.2 129,787
(Direct)
View
2015-11-19
Option Award
2015-11-20
4:54 pm
N/A
N/A
Morgan Stanley MS Miscik Judith A
Director
556 $34.2 11,131
(Direct)
View
2015-11-19
Option Award
2015-11-20
4:52 pm
N/A
N/A
Morgan Stanley MS Glocer Thomas H
Director
1,535 $34.2 33,535
(Direct)
View
2015-11-19
Option Award
2015-11-20
4:50 pm
N/A
N/A
Morgan Stanley MS Bowles Erskine B
Director
1,754 $34.2 131,364
(Direct)
View
2015-07-23
Gift
2015-08-31
5:01 pm
N/A
N/A
Morgan Stanley MS Fleming Gregory J
President-Wealth & Invest Mgt
14,909 $0 498,726
(Direct)
View
2015-07-21
Tax Withholding
2015-07-23
4:51 pm
N/A
N/A
Morgan Stanley MS Kelleher Thomas Colm
President, Inst'l Securities
15,555 $40.04 468,423
(Direct)
View
2015-04-22
Gift
2015-06-02
5:25 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
1,352 $0 1,130,297
(Direct)
View
2015-04-22
Gift
2015-06-02
5:25 pm
N/A
N/A
Morgan Stanley MS Gorman James P
Chairman and CEO
Director
1,304 $0 1,130,297
(Direct)
View
2015-05-19
Option Award
2015-05-21
4:54 pm
N/A
N/A
Morgan Stanley MS Wilkins Rayford Jr
Director
6,470 $0 22,042
(Direct)
View
2015-05-19
Option Award
2015-05-21
4:53 pm
N/A
N/A
Morgan Stanley MS Tyson Laura D
Director
6,470 $0 76,549
(Direct)
View
2015-05-19
Option Award
2015-05-21
4:51 pm
N/A
N/A
Morgan Stanley MS Traquina Perry M
Director
6,470 $0 6,470
(Direct)
View
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