Insider Holders & Insider Ownership - Aradigm Corporation (ARDM)

List of insiders holdings for Aradigm Corporation:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
NOVO NORDISK A S
10% Owner		2010-11-09 10:06:260
26,204,122		26,204,122Form 4
Grifols SA
10% Owner		2017-04-04 14:15:590
19,950,000		19,950,000Form 4
DEF Associates N.V.
See footnotes below
10% Owner		2012-01-12 16:23:417,473,328
0		7,473,328Form 4
Bleichroeder LP
10% Owner		2019-09-05 16:59:264,279,681
0		4,279,681Form 13D
Grifols Worldwide Operations Ltd
10% Owner		2017-04-04 14:14:163,829,175
0		3,829,175Form 3
First Eagle Investment Management LLC
10% Owner		2019-09-04 17:53:030
3,375,523		3,375,523Form 4
BARKER FRANK H
Director		2013-06-24 14:40:141,081,645
0		1,081,645Form 4
TANG KEVIN C
TANG CAPITAL MANAGEMENT LLC
TANG CAPITAL PARTNERS LP
10% Owner		2008-11-17 17:03:19902,500
0		902,500Form 13D
LYNCH TIMOTHY P
Director		2008-07-09 12:54:290
480,000		480,000Form 4
Grimes D Jeffery
VP Legal Affairs, Secretary		2010-03-12 17:51:11344,662
0		344,662Form 4
CHESTERMAN THOMAS C
Senior VP and CFO		2006-06-28 13:17:41300,000
0		300,000Form 4
SIEBERT JOHN M
Interim Principal Exec Ofcr		2018-03-26 20:28:30276,000
0		276,000Form 4
HOWSON TAMAR D
Director		2012-05-30 20:36:00272,331
0		272,331Form 4
OTULANA BABTUNDE A
VP of Clincal Affairs		2007-12-06 12:55:34250,000
0		250,000Form 4
Short Helen E
Director		2013-06-24 14:36:05220,000
0		220,000Form 4
Froehlich Juergen Kurt
Chief Medical Officer		2018-11-05 17:34:33151,485
0		151,485Form 4
LAWLIS V BRYAN
President		2006-04-13 19:17:39150,000
0		150,000Form 4
MILLIGIN NORMA
VP Human Resources		2005-02-24 16:07:54125,000
0		125,000Form 4
Hudson Frederick M.
Director		2018-07-03 17:26:2897,323
0		97,323Form 4
Gordon Edwin H.
Director		2018-07-03 17:26:1197,323
0		97,323Form 4
THOMPSON VIRGIL
Director		2018-07-03 17:25:4897,323
0		97,323Form 4
BARRETT M JAMES
10% Owner		2003-12-16 10:28:385810
70,027		75,837Form 4
KOHL KLAUS D
Sr. VP & Tech. Proj. Dir.		2004-03-04 18:45:5275,000
0		75,000Form 4
NEA PARTNERS 10 L P
10% Owner		2003-12-15 21:40:4770,027
0		70,027Form 4
FARR STEPHEN J
Sr. VP, CSO		2006-03-09 17:18:0060,000
0		60,000Form 4
GONDA IGOR
Chief Executive Officer		2017-12-08 17:25:1060,000
0		60,000Form 4
Matkovits Theresa
Director		2018-07-03 17:26:4750,000
0		50,000Form 4
RIGBY JONATHAN
VP, Business Development		2006-04-14 13:11:4840,000
0		40,000Form 4
TURANIN JOHN J
VP, Corporate Planning and Mgt		2006-03-09 17:20:3640,000
0		40,000Form 4
PECOTA NANCY E
VP and CFO		2017-12-08 17:24:0240,000
0		40,000Form 4
VENKATADRI BOBBA
Sr. VP Operations		2006-03-09 17:19:3940,000
0		40,000Form 4
BENSON STAN M
Director		2004-05-20 20:02:5120,000
0		20,000Form 4
ROE WAYNE I
Director		2005-05-20 12:27:5620,000
0		20,000Form 4
THOMPSON RICHARD P
Director		2005-05-20 12:28:3720,000
0		20,000Form 4
NEHRA JOHN M
Director		2005-05-23 18:24:1020,000
0		20,000Form 4
JAEGER STEPHEN O
Director		2007-06-25 15:12:5520,000
0		20,000Form 4
KRAMLICH C RICHARD
10% Owner		2004-02-24 21:35:480
0		0Form 4
PERRY MARK W
10% Owner		2004-03-08 19:40:250
0		0Form 4
SANDELL SCOTT D
10% Owner		2004-02-03 20:48:080
0		0Form 5
First Eagle Investment Management LLC
21 APRIL FUND LTD.
First Eagle Value in Biotechnology Master Fund Ltd.
21 APRIL FUND L.P.
10% Owner		2019-09-04 17:15:580
0		0Form 13D
Halleen Norman
Chief Financial Officer		2007-07-09 18:21:250
0		0Form 3
RA CAPITAL MANAGEMENT LLC
RA Capital Biotech Fund LP
RA Capital Biotech Fund II L.P.
Kolchinsky Peter
ALDRICH RICHARD
10% Owner		2009-02-17 14:40:550
0		0Form 13G
ALSOP STEWART II
10% Owner		2004-02-24 21:52:550
0		0Form 4
MORRIS PETER
10% Owner		2004-02-24 21:39:250
0		0Form 4
TRAINOR III EUGENE A
10% Owner		2004-02-03 21:12:280
0		0Form 4
Boxer Capital LLC
Boxer Asset Management Inc.
MVA Investors LLC
Davis Aaron I.
LIEBERBURG IVAN M
LEWIS JOSEPH
10% Owner		2019-02-14 16:05:340
0		0Form 13G
KASE RONALD H
Former 10% Holder		2004-02-24 21:26:550
0		0Form 4
MCCONNELL THOMAS C
10% Owner		2004-02-24 20:13:110
0		0Form 4
BARRIS PETER J
10% Owner		2004-02-24 20:29:080
0		0Form 4
Morgan Lafmin
Director		2013-09-04 10:04:520
0		0Form 3
Bell David Ian
Director		2013-09-04 10:01:570
0		0Form 3
First Eagle Investment Management LLC
First Eagle Value in Biotechnology Master Fund Ltd.
21 APRIL FUND LTD
21 APRIL FUND LP
DEF Associates LP
DEF Associates Ltd.
10% Owner		2019-09-04 17:15:580
0		0Form 13D
DORMAN NANCY L
10% Owner		2004-02-24 20:38:410
0		0Form 4
NEWHALL CHARLES W III
10% Owner		2004-02-24 21:02:290
0		0Form 4