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Sec Filings Insider Trading - Kramlich C Richard - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Kramlich C Richard
KRAMLICH C RICHARD: Insider Trading and Stock Options
Goto page 0, 1, 2, 3, Next
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-08-20
Purchase
2008-08-22
11:14 am
SIERRA MONITOR CORP SRMC KRAMLICH C RICHARD
(Director
10% owner)
86,022 $1.45 $124,732 2,366,850
(Direct)
View
2007-06-18
Sale(A)
2008-08-22
10:56 am
SIERRA MONITOR CORP SRMC KRAMLICH C RICHARD
(Director
10% owner)
42,666 $1.63 $69,546 2,280,828
(Direct)
View
2008-08-04
Sale
2008-08-06
6:14 pm
INTERCELL USA, INC. IOMI KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRIS PETER J
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
6,417,186 $6.6 $42,353,428 0
(Direct)
View
2008-04-23
Sale
2008-04-24
5:53 pm
Neutral Tandem Inc TNDM KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
113,380 $17.01 $1,928,594 5,446,185
(Direct)
View
2008-04-02
Sale
2008-04-04
12:29 pm
Neutral Tandem Inc TNDM KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
1,370,629 $17.01 $23,314,399 5,559,565
(Direct)
View
2008-03-06-
-2008-03-10
Purchase
2008-03-10
5:20 pm
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
264,333 $1.106 $292,290 8,940,337
(Indirect)
View
2008-03-04-
-2008-03-05
Purchase
2008-03-05
6:44 pm
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
179,700 $1.076 $193,446 8,808,170
(Indirect)
View
2008-02-28-
-2008-03-03
Purchase
2008-03-03
6:40 pm
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
331,727 $1.12 $371,434 8,718,320
(Indirect)
View
2008-02-25-
-2008-02-27
Purchase
2008-02-27
5:35 pm
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
224,105 $1.133 $253,939 8,552,457
(Indirect)
View
2008-02-20-
-2008-02-22
Purchase
2008-02-22
6:11 pm
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
228,551 $1.085 $247,917 8,440,404
(Indirect)
View
2008-02-14-
-2008-02-19
Purchase
2008-02-19
9:21 pm
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
298,740 $1.13 $337,642 8,326,128
(Indirect)
View
2007-11-26
Purchase(A)
2008-02-15
5:51 pm
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
108,600 $1.25 $135,750 7,832,335
(Indirect)
View
2006-11-07
Sale
2006-11-09
4:16 pm
OCCAM NETWORKS INC OCNW KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 9 L P
NEA PARTNERS 9 L P
BARRIS PETER J
PERRY MARK W
NEHRA JOHN M
MORRIS PETER
NEWHALL CHARLES W III
(Former 10% Owner)
244,000 $14 $3,416,000 1,623,555
(Direct)
View
2006-10-25
Purchase
2006-10-27
4:55 pm
IOMAI CORP IOMI KRAMLICH C RICHARD
(10% owner)
1,141,553 $4.38 $5,000,002 4,844,228
(Indirect)
View
2006-05-15
Purchase
2006-05-17
3:55 pm
NOVACEA INC NOVC KRAMLICH C RICHARD
(10% owner)
1,153,846 $6.5 $7,499,999 4,900,715
(Indirect)
View
2006-04-06-
-2006-04-07
Sale
2006-04-07
5:12 pm
OCCAM NETWORKS INC OCNW KRAMLICH C RICHARD
(10% owner)
97,677 $21.55 $2,104,730 0
(Indirect)
View
2004-11-10
Purchase
2004-11-12
2:10 pm
INHIBITEX INC INHX KRAMLICH C RICHARD
(10% owner)
1,937,970 $7.34 $14,224,700 6,495,952
(Indirect)
View
2004-03-24-
-2004-03-25
Sale
2004-03-26
6:07 pm
APPLIED IMAGING CORP AICX KRAMLICH C RICHARD
(10% owner)
170,102 $1.783 $303,209 853,903
(Indirect)
View
2004-02-20
Sale
2004-02-24
9:35 pm
ARADIGM CORP ARDM KRAMLICH C RICHARD
(10% owner)
10,247 $2.351 $24,091 0
(Indirect)
View
2004-01-23
Sale
2004-01-26
6:45 pm
NETSOLVE INC NTSL KRAMLICH C RICHARD
(10% owner)
8,500 $10 $85,000 1,120,000
(Indirect)
View
2003-08-29
Sale
2003-08-29
6:25 pm
JUNIPER NETWORKS INC JNPR KRAMLICH C RICHARD
(Director)
10,000 $17.27 $172,650 447,881
(Direct)
View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-09-22
Other
2008-09-24
10:15 am
Neutral Tandem Inc TNDM KRAMLICH C RICHARD
(10% owner)
1,000,000 $0 $0 3,846,185
(Indirect)
View
2008-08-18
Other
2008-08-20
6:42 pm
Neutral Tandem Inc TNDM KRAMLICH C RICHARD
(10% owner)
600,000 $0 $0 4,846,185
(Indirect)
View
2008-08-14
Other
2008-08-18
1:12 pm
Neutral Tandem Inc TNDM KRAMLICH C RICHARD
(10% owner)
88 $0 $0 88
(Direct)
View
2008-05-15
Option Award
2008-05-16
5:20 pm
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
21,052 $0 $0 33,281
(Direct)
View
2008-04-29
Other
2008-04-30
7:19 pm
Data Domain, Inc. DDUP KRAMLICH C RICHARD
NEA PARTNERS 10 L P
BARRIS PETER J
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
TRAINOR III EUGENE A
(10% owner)
1,300,000 $0 $0 9,647,664
(Indirect)
View
2008-03-03
Exercise
2008-03-03
7:03 pm
GLU MOBILE INC GLUU KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRIS PETER J
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
52,701 $1.92 $101,186 4,794,443
(Direct)
View
2008-01-17
Other
2008-01-18
7:10 pm
TARGACEPT INC TRGT KRAMLICH C RICHARD
(10% owner)
1,300,000 $7.07 $9,191,000 4,563,512
(Indirect)
View
2007-12-24
Other
2007-12-26
3:46 pm
Data Domain, Inc. DDUP KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRETT M JAMES
BARRIS PETER J
NEWHALL CHARLES W III
PERRY MARK W
TRAINOR III EUGENE A
(10% owner)
887,648 $0 $0 10,947,664
(Direct)
View
2007-11-09
Other
2007-11-13
5:42 pm
INNERWORKINGS INC INWK KRAMLICH C RICHARD
(10% owner)
12,941 $0 $0 2,213
(Direct
Indirect)
View
2007-07-25
Option Award
2007-07-27
1:32 pm
AMICUS THERAPEUTICS INC FOLD KRAMLICH C RICHARD
(10% owner)
29,447 $11.49 $338,452 851,183
(Indirect)
View
2007-03-14
Purchase
2007-03-15
4:25 pm
SOURCEFIRE INC FIRE KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRIS PETER J
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
3,209,560 $0 $0 3,209,560
(Direct)
View
2006-11-07
Purchase
2006-11-09
4:16 pm
OCCAM NETWORKS INC OCNW KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 9 L P
NEA PARTNERS 9 L P
BARRIS PETER J
PERRY MARK W
NEHRA JOHN M
MORRIS PETER
NEWHALL CHARLES W III
(Former 10% Owner)
727,272 $0 $0 1,867,555
(Direct)
View
2006-05-30
Purchase
2006-06-01
6:01 pm
VONAGE HOLDINGS CORP VG KRAMLICH C RICHARD
(10% owner)
27,930,422 $0 $0 6,838,051
(Indirect)
View
2006-05-15
Purchase
2006-05-17
3:55 pm
NOVACEA INC NOVC KRAMLICH C RICHARD
(10% owner)
3,746,869 $0 $0 3,746,859
(Indirect)
View
2005-12-28
Other
2005-12-29
10:19 am
MYOGEN INC MYOG KRAMLICH C RICHARD
(Former 10% owner)
3,942,716 $0 $0 42,017
(Indirect)
View
2004-11-02
Purchase
2004-11-04
10:34 am
FOXHOLLOW TECHNOLOGIES, INC. FOXH KRAMLICH C RICHARD
(Former 10% Owner)
1,804,462 $0 $0 1,804,462
(Indirect)
View
2004-05-06-
-2004-09-28
Other
2004-09-30
3:58 pm
PHARMION CORP PHRM KRAMLICH C RICHARD
(Former 10% Owner)
1,461,585 $0 $0 115
(Direct
Indirect)
View
2004-01-23
Other
2004-01-26
6:45 pm
NETSOLVE INC NTSL KRAMLICH C RICHARD
(10% owner)
51,100 $0 $0 28,876
(Direct
Indirect)
View
2003-11-13
Equity Swap
Purchase
2003-11-18
8:57 pm
ZTI MERGER SUBSIDIARY III INC ZTI KRAMLICH C RICHARD
(Director
10% owner)
25,662,410 $1.541 $39,554,168 12,831,205
(Indirect)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2008-11-17
Option Award
2008-11-18
6:25 pm
N/A
2015-11-17
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
210,000 $0.1 210,000
(Direct)
View
2008-11-17
Option Sale
2008-11-18
6:25 pm
2008-06-15
2015-05-15
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
50,000 $0.95 0
(Direct)
View
2008-11-17
Option Sale
2008-11-18
6:25 pm
2007-06-16
2014-05-16
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
50,000 $1.29 0
(Direct)
View
2008-11-17
Option Sale
2008-11-18
6:25 pm
2006-06-17
2016-05-17
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
50,000 $2.1 0
(Direct)
View
2008-11-17
Option Sale
2008-11-18
6:25 pm
2005-06-12
2015-05-12
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
30,000 $2.48 0
(Direct)
View
2008-11-17
Option Sale
2008-11-18
6:25 pm
2004-06-19
2014-05-19
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
30,000 $3.24 0
(Direct)
View
2008-08-04
Option Sale
2008-08-06
6:14 pm
N/A
2012-03-02
INTERCELL USA, INC. IOMI KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRIS PETER J
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
1,572,958 $5.25 0
(Direct)
View
2008-05-15
Option Award
2008-05-16
5:20 pm
N/A
2015-05-15
ZHONE TECHNOLOGIES INC ZHNE KRAMLICH C RICHARD
(Director
10% owner)
50,000 $0.95 50,000
(Direct)
View
2008-04-29
Option Award
2008-05-01
9:30 pm
2009-04-23
2009-04-30
SVB FINANCIAL GROUP SIVB KRAMLICH C RICHARD
(Director)
2,050 $0 2,050
(Direct)
View
2008-03-03
Exercise
2008-03-03
7:03 pm
2003-04-16
2008-03-07
GLU MOBILE INC GLUU KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRIS PETER J
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
52,701 $1.92 0
(Direct)
View
2007-03-14
Purchase
2007-03-15
4:25 pm
N/A
N/A
SOURCEFIRE INC FIRE KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRIS PETER J
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
3,761,059 $0 0
(Direct)
View
2007-03-14
Purchase
2007-03-15
4:25 pm
N/A
N/A
SOURCEFIRE INC FIRE KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRIS PETER J
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
935,809 $0 0
(Direct)
View
2007-03-14
Purchase
2007-03-15
4:25 pm
N/A
N/A
SOURCEFIRE INC FIRE KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 10 L P
NEA PARTNERS 10 L P
BARRIS PETER J
BARRETT M JAMES
NEWHALL CHARLES W III
PERRY MARK W
SANDELL SCOTT D
TRAINOR III EUGENE A
(10% owner)
515,490 $0 0
(Direct)
View
2006-11-07
Purchase
2006-11-09
4:16 pm
N/A
N/A
OCCAM NETWORKS INC OCNW KRAMLICH C RICHARD
NEW ENTERPRISE ASSOCIATES 9 L P
NEA PARTNERS 9 L P
BARRIS PETER J
PERRY MARK W
NEHRA JOHN M
MORRIS PETER
NEWHALL CHARLES W III
(Former 10% Owner)
320,000 $0 0
(Direct)
View
2006-05-30
Purchase
2006-06-01
6:01 pm
N/A
N/A
VONAGE HOLDINGS CORP VG KRAMLICH C RICHARD
(10% owner)
2,975,000 $0 0
(Indirect)
View
2006-05-30
Purchase
2006-06-01
6:01 pm
N/A
N/A
VONAGE HOLDINGS CORP VG KRAMLICH C RICHARD
(10% owner)
1,400,000 $0 0
(Indirect)
View
2006-05-30
Purchase
2006-06-01
6:01 pm
N/A
N/A
VONAGE HOLDINGS CORP VG KRAMLICH C RICHARD
(10% owner)
1,662,787 $0 0
(Indirect)
View
2006-05-30
Purchase
2006-06-01
6:01 pm
N/A
N/A
VONAGE HOLDINGS CORP VG KRAMLICH C RICHARD
(10% owner)
1,344,543 $0 0
(Indirect)
View
2006-05-30
Purchase
2006-06-01
6:01 pm
N/A
N/A
VONAGE HOLDINGS CORP VG KRAMLICH C RICHARD
(10% owner)
1,945,137 $0 0
(Indirect)
View
2006-05-30
Purchase
2006-06-01
6:01 pm
N/A
N/A
VONAGE HOLDINGS CORP VG KRAMLICH C RICHARD
(10% owner)
448,181 $0 0
(Indirect)
View
2006-05-15
Purchase
2006-05-17
3:55 pm
N/A
N/A
NOVACEA INC NOVC KRAMLICH C RICHARD
(10% owner)
2,086,411 $0 0
(Indirect)
View
2006-05-15
Purchase
2006-05-17
3:55 pm
N/A
N/A
NOVACEA INC NOVC KRAMLICH C RICHARD
(10% owner)
1,660,458 $0 0
(Indirect)
View
2005-02-08
Option Sale
2005-02-10
1:54 pm
2000-06-30
2005-03-30
CHALONE WINE GROUP LTD CHLN KRAMLICH C RICHARD
(Director)
1,020 $8.25 0
(Direct)
View
2005-02-08
Option Sale
2005-02-10
1:54 pm
2000-08-31
2005-06-29
CHALONE WINE GROUP LTD CHLN KRAMLICH C RICHARD
(Director)
1,020 $8 0
(Direct)
View
2005-02-08
Option Sale
2005-02-10
1:54 pm
2000-11-30
2005-09-29
CHALONE WINE GROUP LTD CHLN KRAMLICH C RICHARD
(Director)
1,020 $9.81 0
(Direct)
View
2005-02-08
Option Sale
2005-02-10
1:54 pm
2001-02-28
2005-12-30
CHALONE WINE GROUP LTD CHLN KRAMLICH C RICHARD
(Director)
1,020 $8.19 0
(Direct)
View
2005-02-08
Option Sale
2005-02-10
1:54 pm
2001-05-30
2006-03-30
CHALONE WINE GROUP LTD CHLN KRAMLICH C RICHARD
(Director)
1,020 $8.69 0
(Direct)
View
2004-11-10
Purchase
2004-11-12
2:10 pm
2005-05-09
2009-11-10
INHIBITEX INC INHX KRAMLICH C RICHARD
(10% owner)
581,391 $8.81 581,391
(Indirect)
View
2004-11-02
Purchase
2004-11-04
10:34 am
N/A
N/A
FOXHOLLOW TECHNOLOGIES, INC. FOXH KRAMLICH C RICHARD
(Former 10% Owner)
196,758 $0 0
(Indirect)
View
2004-11-02
Purchase
2004-11-04
10:34 am
N/A
N/A
FOXHOLLOW TECHNOLOGIES, INC. FOXH KRAMLICH C RICHARD
(Former 10% Owner)
364,077 $0 0
(Indirect)
View
2004-11-02
Purchase
2004-11-04
10:34 am
N/A
N/A
FOXHOLLOW TECHNOLOGIES, INC. FOXH KRAMLICH C RICHARD
(Former 10% Owner)
729,751 $0 0
(Indirect)
View
2004-11-02
Purchase
2004-11-04
10:34 am
N/A
N/A
FOXHOLLOW TECHNOLOGIES, INC. FOXH KRAMLICH C RICHARD
(Former 10% Owner)
441,666 $0 0
(Indirect)
View
2003-11-13
Purchase
2003-11-18
8:57 pm
1988-08-08
1988-08-08
ZTI MERGER SUBSIDIARY III INC ZTI KRAMLICH C RICHARD
(Director
10% owner)
6,875,000 $4 0
(Indirect)
View
2003-11-13
Purchase
2003-11-18
8:57 pm
1988-08-08
1988-08-08
ZTI MERGER SUBSIDIARY III INC ZTI KRAMLICH C RICHARD
(Director
10% owner)
5,956,205 $2.024 0
(Indirect)
View
2003-11-13
Option Sale
2003-11-18
8:57 pm
2000-02-08
2010-02-08
ZTI MERGER SUBSIDIARY III INC ZTI KRAMLICH C RICHARD
(Director
10% owner)
7,500 $1 0
(Indirect)
View
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