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Sec Filings Insider Trading - Newhall Charles W III - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
NEWHALL CHARLES W III: Insider Trading and Stock Options
Common stock purchase or sale:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2009-10-28 Purchase |
2009-10-30 5:48 pm | INHIBITEX, INC. | INHX | NEWHALL CHARLES W III (10% owner) | 2,343,749 | $1.28 | $2,999,999 | 6,898,294 (Indirect) | View |
| 2009-05-06 Sale |
2009-05-06 5:44 pm | SOURCEFIRE INC | FIRE | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRIS PETER J BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 476,797 | $11.78 | $5,617,432 | 2,215,016 (Direct) |
View |
| 2009-05-01- -2009-05-04 Sale | 2009-05-05 5:03 pm |
SOURCEFIRE INC | FIRE | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRIS PETER J BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 517,747 | $12.06 | $6,242,890 | 2,691,813 (Direct) |
View |
| 2009-03-10- -2009-03-11 Purchase | 2009-03-20 4:42 pm |
PEPLIN INC | PLIN | NEWHALL CHARLES W III New Enterprise Associates 12, Limited Partnership NEA 12 GP, LLC KRAMLICH C RICHARD BARRIS PETER J PERRY MARK W BARRETT M JAMES SANDELL SCOTT D TRAINOR III EUGENE A NEA Partners 12, Limited Partnership (10% owner) | 15,219 | $0.49 | $7,457 | 1,301,782 (Direct) | View |
| 2008-08-04 Sale | 2008-08-06 6:14 pm |
INTERCELL USA, INC. | IOMI | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRIS PETER J KRAMLICH C RICHARD PERRY MARK W SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 6,417,186 | $6.6 | $42,353,428 | 0 (Direct) |
View |
| 2008-04-23 Sale | 2008-04-24 5:53 pm |
Neutral Tandem Inc | TNDM | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 113,380 | $17.01 | $1,928,594 | 5,446,185 (Direct) | View |
| 2008-04-02 Sale |
2008-04-04 12:29 pm |
Neutral Tandem Inc | TNDM | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 1,370,629 | $17.01 | $23,314,399 | 5,559,565 (Direct) | View |
| 2008-03-06- -2008-03-10 Purchase | 2008-03-10 5:19 pm |
ZHONE TECHNOLOGIES INC | ZHNE | NEWHALL CHARLES W III (10% owner) | 264,333 | $1.106 | $292,290 | 8,940,337 (Indirect) |
View |
| 2007-11-16 Sale |
2007-11-19 7:20 pm |
INNERWORKINGS INC | INWK | NEWHALL CHARLES W III (10% owner) | 547 | $14.17 | $7,751 | 0 (Direct Indirect) | View |
| 2006-11-07 Sale |
2006-11-09 4:16 pm | OCCAM NETWORKS INC | OCNW | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 9 L P NEA PARTNERS 9 L P BARRIS PETER J PERRY MARK W KRAMLICH C RICHARD NEHRA JOHN M MORRIS PETER (Former 10% Owner) | 244,000 | $14 | $3,416,000 | 1,623,555 (Direct) | View |
| 2006-10-25 Purchase | 2006-10-27 4:54 pm |
IOMAI CORP | IOMI | NEWHALL CHARLES W III (10% owner) | 1,141,553 | $4.38 | $5,000,002 | 4,844,228 (Indirect) | View |
| 2006-04-06- -2006-04-07 Sale | 2006-04-07 5:13 pm |
OCCAM NETWORKS INC | OCNW | NEWHALL CHARLES W III (10% owner) | 97,677 | $21.55 | $2,104,730 | 0 (Indirect) | View |
| 2004-03-24- -2004-03-25 Sale |
2004-03-26 6:07 pm | APPLIED IMAGING CORP | AICX | NEWHALL CHARLES W III (10% owner) | 170,102 | $1.783 | $303,209 | 853,903 (Indirect) | View |
| 2004-02-20 Sale |
2004-02-24 9:02 pm |
ARADIGM CORP | ARDM | NEWHALL CHARLES W III (10% owner) | 10,247 | $2.351 | $24,091 | 0 (Indirect) | View |
| 2004-01-23 Sale |
2004-01-26 6:54 pm |
NETSOLVE INC | NTSL | NEWHALL CHARLES W III (10% owner) | 8,500 | $10 | $85,000 | 1,120,000 (Indirect) |
View |
Other transactions:
| Transaction & Date | Reported Date | Company | Symbol | Insider Relationship | Shares Traded |
Average Price |
Total Amount |
Shares Ownership | Filing |
| 2009-11-11 Equity Swap |
2009-11-13 11:51 am | PEPLIN INC | PLIN | NEWHALL CHARLES W III New Enterprise Associates 12, Limited Partnership NEA 12 GP, LLC NEA Partners 12, Limited Partnership KRAMLICH C RICHARD BARRIS PETER J PERRY MARK W BARRETT M JAMES SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 1,301,782 | $16.99 | $22,117,269 | 0 (Direct) | View |
| 2009-07-10 Other |
2009-07-10 5:58 pm |
Data Domain, Inc. | DDUP | NEWHALL CHARLES W III NEA PARTNERS 10 L P BARRIS PETER J BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W TRAINOR III EUGENE A (10% owner) | 7,741,629 | $0 | $0 | 895,523 (Indirect) |
View |
| 2009-05-08 Option Award |
2009-05-12 6:43 pm |
PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director 10% owner) | 543,427 | $0.054 | $29,345 | 14,435,105 (Indirect) | View |
| 2009-04-21 Option Award | 2009-04-23 4:37 pm | PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director 10% owner) | 11,636,364 | $0.1547 | $1,800,000 | 13,891,678 (Indirect) | View |
| 2009-02-20 Other | 2009-02-20 5:06 pm | Neutral Tandem Inc | TNDM | NEWHALL CHARLES W III NEA PARTNERS 10 L P PERRY MARK W BARRETT M JAMES SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 2,000,000 | $0 | $0 | 1,846,185 (Indirect) |
View |
| 2009-01-30 Other |
2009-02-03 3:28 pm | Transcept Pharmaceuticals Inc | TSPT | NEWHALL CHARLES W III (10% owner) | 1,103,283 | $0 | $0 | 1,103,283 (Indirect) | View |
| 2009-01-15 Option Award |
2009-01-16 1:49 pm |
PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director) | 147,059 | $0.34 | $50,000 | 2,176,488 (Indirect) | View |
| 2008-11-25 Other | 2008-11-26 4:19 pm | Data Domain, Inc. | DDUP | NEWHALL CHARLES W III NEA PARTNERS 10 L P BARRIS PETER J BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W TRAINOR III EUGENE A (10% owner) | 1,010,512 | $0 | $0 | 8,637,152 (Indirect) | View |
| 2008-09-22 Other |
2008-09-24 10:15 am | Neutral Tandem Inc | TNDM | NEWHALL CHARLES W III NEA PARTNERS 10 L P PERRY MARK W BARRETT M JAMES SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 1,000,000 | $0 | $0 | 3,846,185 (Indirect) |
View |
| 2008-08-18 Other | 2008-08-20 6:43 pm |
Neutral Tandem Inc | TNDM | NEWHALL CHARLES W III NEA PARTNERS 10 L P PERRY MARK W BARRETT M JAMES SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 600,000 | $0 | $0 | 4,846,185 (Indirect) | View |
| 2008-08-05 Option Award(A) |
2008-08-13 5:43 pm | PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director) | 148,605 | $0.358 | $53,201 | 2,029,429 (Indirect) | View |
| 2008-07-17 Option Award |
2008-07-18 10:14 am |
PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director) | 148,605 | $0.358 | $53,201 | 2,029,429 (Indirect) |
View |
| 2008-04-29 Other | 2008-04-30 7:19 pm | Data Domain, Inc. | DDUP | NEWHALL CHARLES W III NEA PARTNERS 10 L P BARRIS PETER J BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W TRAINOR III EUGENE A (10% owner) | 1,300,000 | $0 | $0 | 9,647,664 (Indirect) |
View |
| 2008-03-03 Exercise | 2008-03-03 7:03 pm |
GLU MOBILE INC | GLUU | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRIS PETER J BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 52,701 | $1.92 | $101,186 | 4,794,443 (Direct) |
View |
| 2008-01-17 Other | 2008-01-18 7:10 pm | TARGACEPT INC | TRGT | NEWHALL CHARLES W III (10% owner) | 1,300,000 | $7.07 | $9,191,000 | 4,563,512 (Indirect) | View |
| 2007-12-24 Other | 2007-12-26 3:46 pm | Data Domain, Inc. | DDUP | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRETT M JAMES BARRIS PETER J KRAMLICH C RICHARD PERRY MARK W TRAINOR III EUGENE A (10% owner) | 887,648 | $0 | $0 | 10,947,664 (Direct) |
View |
| 2007-07-25 Option Award | 2007-07-27 1:33 pm |
AMICUS THERAPEUTICS INC | FOLD | NEWHALL CHARLES W III (10% owner) | 29,447 | $11.49 | $338,452 | 851,183 (Indirect) | View |
| 2006-11-07 Purchase |
2006-11-09 4:16 pm |
OCCAM NETWORKS INC | OCNW | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 9 L P NEA PARTNERS 9 L P BARRIS PETER J PERRY MARK W KRAMLICH C RICHARD NEHRA JOHN M MORRIS PETER (Former 10% Owner) | 727,272 | $0 | $0 | 1,867,555 (Direct) | View |
| 2006-05-30 Purchase |
2006-06-01 5:59 pm | VONAGE HOLDINGS CORP | VG | NEWHALL CHARLES W III (10% owner) | 27,930,422 | $0 | $0 | 6,838,051 (Indirect) | View |
| 2005-12-28 Other | 2005-12-29 10:21 am |
MYOGEN INC | MYOG | NEWHALL CHARLES W III (Former 10% owner) | 3,942,716 | $0 | $0 | 42,017 (Indirect) |
View |
| 2004-11-02 Purchase |
2004-11-04 10:27 am |
FOXHOLLOW TECHNOLOGIES, INC. | FOXH | NEWHALL CHARLES W III (Former 10% Owner) | 1,804,462 | $0 | $0 | 1,804,462 (Indirect) |
View |
| 2004-05-06- -2004-09-28 Other |
2004-09-30 3:07 pm |
PHARMION CORP | PHRM | NEWHALL CHARLES W III (Former 10% Owner) | 1,463,768 | $0 | $0 | 1,149 (Direct Indirect) |
View |
| 2004-01-23 Other |
2004-01-26 6:54 pm |
NETSOLVE INC | NTSL | NEWHALL CHARLES W III (10% owner) | 50,075 | $0 | $0 | 17,916 (Direct Indirect) |
View |
| 2003-11-13 Equity Swap Purchase | 2003-11-18 8:08 pm |
ZTI MERGER SUBSIDIARY III INC | ZTI | NEWHALL CHARLES W III (10% owner) | 25,662,410 | $1.541 | $39,554,168 | 0 (Indirect) | View |
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
| Transaction & Date | Reported Date |
Exercisable Expiration |
Company | Symbol | Insider Relationship | Shares Traded | Conversion Price |
Shares Ownership | Filing |
| 2009-11-11 Equity Swap |
2009-11-13 11:51 am | 2008-10-23 2013-10-23 | PEPLIN INC | PLIN | NEWHALL CHARLES W III New Enterprise Associates 12, Limited Partnership NEA 12 GP, LLC NEA Partners 12, Limited Partnership KRAMLICH C RICHARD BARRIS PETER J PERRY MARK W BARRETT M JAMES SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 264,608 | $7.86 | 0 (Direct) |
View |
| 2009-10-30 Purchase |
2009-11-03 4:51 pm |
2009-10-30 2016-10-30 |
SUNESIS PHARMACEUTICALS INC | SNSS | NEWHALL CHARLES W III Growth Equity Opportunities Fund, LLC New Enterprise Associates 12, Limited Partnership NEA 12 GP, LLC KRAMLICH C RICHARD BARRIS PETER J PERRY MARK W BARRETT M JAMES NEA Partners 12, Limited Partnership SANDELL SCOTT D (10% owner) | 3,331,660 | $0.22 | 3,331,660 (Direct) |
View |
| 2009-10-30 Purchase | 2009-11-03 4:51 pm |
N/A N/A |
SUNESIS PHARMACEUTICALS INC | SNSS | NEWHALL CHARLES W III Growth Equity Opportunities Fund, LLC New Enterprise Associates 12, Limited Partnership NEA 12 GP, LLC KRAMLICH C RICHARD BARRIS PETER J PERRY MARK W BARRETT M JAMES NEA Partners 12, Limited Partnership SANDELL SCOTT D (10% owner) | 333,166 | $0 | 999,499 (Direct) |
View |
| 2009-10-28 Purchase |
2009-10-30 5:48 pm |
2009-10-28 2013-10-28 |
INHIBITEX, INC. | INHX | NEWHALL CHARLES W III (10% owner) | 263,671 | $1.46 | 263,671 (Indirect) |
View |
| 2009-10-28 Purchase | 2009-10-30 5:48 pm |
2009-10-28 2013-10-28 | INHIBITEX, INC. | INHX | NEWHALL CHARLES W III (10% owner) | 791,015 | $1.46 | 791,015 (Indirect) | View |
| 2009-07-01 Option Award |
2009-07-06 2:13 pm | 2009-07-01 2019-06-30 | PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director) | 25,000 | $0.24 | 25,000 (Direct) | View |
| 2009-04-21 Option Award |
2009-04-23 4:37 pm |
N/A 2014-04-21 |
PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director 10% owner) | 8,000,000 | $0.12 | 8,000,000 (Indirect) |
View |
| 2009-04-21 Option Sale |
2009-04-23 4:37 pm | N/A 2012-11-01 | PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director 10% owner) | 0 | $0.275 | 0 (Indirect) |
View |
| 2009-01-15 Option Award |
2009-01-16 1:49 pm | 2009-01-15 2019-01-14 |
PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director) | 22,500 | $0.14 | 22,500 (Direct) |
View |
| 2008-08-04 Option Sale | 2008-08-06 6:14 pm | N/A 2012-03-02 | INTERCELL USA, INC. | IOMI | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRIS PETER J KRAMLICH C RICHARD PERRY MARK W SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 1,572,958 | $5.25 | 0 (Direct) | View |
| 2008-07-01 Option Award | 2008-07-02 8:02 pm | 2008-07-01 2018-06-30 | PHARMOS CORP | PARS | NEWHALL CHARLES W III (Director) | 22,500 | $0.39 | 22,500 (Direct) | View |
| 2008-03-03 Exercise |
2008-03-03 7:03 pm |
2003-04-16 2008-03-07 |
GLU MOBILE INC | GLUU | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 10 L P NEA PARTNERS 10 L P BARRIS PETER J BARRETT M JAMES KRAMLICH C RICHARD PERRY MARK W SANDELL SCOTT D TRAINOR III EUGENE A (10% owner) | 52,701 | $1.92 | 0 (Direct) | View |
| 2006-11-07 Purchase |
2006-11-09 4:16 pm | N/A N/A |
OCCAM NETWORKS INC | OCNW | NEWHALL CHARLES W III NEW ENTERPRISE ASSOCIATES 9 L P NEA PARTNERS 9 L P BARRIS PETER J PERRY MARK W KRAMLICH C RICHARD NEHRA JOHN M MORRIS PETER (Former 10% Owner) | 320,000 | $0 | 0 (Direct) |
View |
| 2006-05-30 Purchase |
2006-06-01 5:59 pm | N/A N/A | VONAGE HOLDINGS CORP | VG | NEWHALL CHARLES W III (10% owner) | 2,975,000 | $0 | 0 (Indirect) | View |
| 2006-05-30 Purchase |
2006-06-01 5:59 pm |
N/A N/A |
VONAGE HOLDINGS CORP | VG | NEWHALL CHARLES W III (10% owner) | 1,400,000 | $0 | 0 (Indirect) | View |
| 2006-05-30 Purchase | 2006-06-01 5:59 pm |
N/A N/A | VONAGE HOLDINGS CORP | VG | NEWHALL CHARLES W III (10% owner) | 1,662,787 | $0 | 0 (Indirect) |
View |
| 2006-05-30 Purchase | 2006-06-01 5:59 pm |
N/A N/A |
VONAGE HOLDINGS CORP | VG | NEWHALL CHARLES W III (10% owner) | 1,344,543 | $0 | 0 (Indirect) |
View |
| 2006-05-30 Purchase | 2006-06-01 5:59 pm | N/A N/A | VONAGE HOLDINGS CORP | VG | NEWHALL CHARLES W III (10% owner) | 1,945,137 | $0 | 0 (Indirect) |
View |
| 2006-05-30 Purchase |
2006-06-01 5:59 pm | N/A N/A |
VONAGE HOLDINGS CORP | VG | NEWHALL CHARLES W III (10% owner) | 448,181 | $0 | 0 (Indirect) |
View |
| 2004-11-02 Purchase |
2004-11-04 10:27 am |
N/A N/A |
FOXHOLLOW TECHNOLOGIES, INC. | FOXH | NEWHALL CHARLES W III (Former 10% Owner) | 196,758 | $0 | 0 (Indirect) |
View |
| 2004-11-02 Purchase |
2004-11-04 10:27 am |
N/A N/A | FOXHOLLOW TECHNOLOGIES, INC. | FOXH | NEWHALL CHARLES W III (Former 10% Owner) | 364,077 | $0 | 0 (Indirect) |
View |
| 2004-11-02 Purchase | 2004-11-04 10:27 am | N/A N/A |
FOXHOLLOW TECHNOLOGIES, INC. | FOXH | NEWHALL CHARLES W III (Former 10% Owner) | 729,751 | $0 | 0 (Indirect) |
View |
| 2004-11-02 Purchase | 2004-11-04 10:27 am |
N/A N/A | FOXHOLLOW TECHNOLOGIES, INC. | FOXH | NEWHALL CHARLES W III (Former 10% Owner) | 441,666 | $0 | 0 (Indirect) | View |
| 2003-11-13 Purchase |
2003-11-18 8:08 pm | 1988-08-08 1988-08-08 |
ZTI MERGER SUBSIDIARY III INC | ZTI | NEWHALL CHARLES W III (10% owner) | 6,875,000 | $4 | 0 (Indirect) |
View |
| 2003-11-13 Purchase | 2003-11-18 8:08 pm | 1988-08-08 1988-08-08 |
ZTI MERGER SUBSIDIARY III INC | ZTI | NEWHALL CHARLES W III (10% owner) | 5,956,205 | $2.024 | 0 (Indirect) |
View |
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