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Sec Filings Insider Trading - Tri-Continental Corp. (TY)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
Tri Continental Corp: Insider Trading and Stock Options
Common stock purchase or sale:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2010-03-02 Purchase |
2010-03-02 10:51 am | TRI-CONTINENTAL CORP | TY | TRUSCOTT WILLIAM F (Vice President Director) | 1,900 | $11.65 | $22,131 | 2,000 (Direct) | View |
| 2009-10-09 Purchase | 2009-10-13 5:49 pm |
TRI-CONTINENTAL CORP | TY | RICHIE LEROY C (Director) | 5,500 | $11.21 | $61,664 | 10,238 (Direct) |
View |
| 2009-10-09 Sale | 2009-10-13 5:49 pm | TRI-CONTINENTAL CORP | TY | RICHIE LEROY C (Director) | 5,700 | $11.17 | $63,669 | 4,738 (Direct) | View |
| 2008-05-14 Purchase |
2008-07-03 11:48 am |
TRI-CONTINENTAL CORP | TY | Clark John H (Director, Issuer's Inv. Adv.) | 20,912 | $19.05 | $398,371 | 20,912 (Direct) | View |
| 2008-02-13 Purchase | 2008-03-26 4:36 pm |
TRI-CONTINENTAL CORP | TY | MORRIS WILLIAM C (Chairman Director Chairman of Issuer's Inv. Adv.) | 620 | $19.34 | $12,000 | 39,348 (Indirect) |
View |
| 2008-01-30 Sale |
2008-02-01 2:58 pm | TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 1,054 | $18.98 | $20,000 | 52,519 (Direct) |
View |
| 2007-12-26 Purchase |
2007-12-28 11:11 am | TRI-CONTINENTAL CORP | TY | MORRIS WILLIAM C (Chairman Director Chairman of Issuer's Inv. Adv.) | 1,473 | $21.04 | $31,000 | 38,728 (Indirect) | View |
| 2007-10-17 Sale | 2007-10-19 09:39 am | TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 3,245 | $24.65 | $80,000 | 51,877 (Direct) |
View |
| 2007-05-31 Purchase | 2007-06-01 4:47 pm | TRI-CONTINENTAL CORP | TY | KADLEC CHARLES W (Vice President Dir. of Issuer's Inv. Adv.) | 2,000 | $26.46 | $52,911 | 9,718 (Direct) |
View |
| 2007-01-24 Sale | 2007-01-25 6:02 pm | TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 3,537 | $22.62 | $80,000 | 51,361 (Direct) | View |
| 2006-12-27 Purchase | 2007-01-04 4:17 pm |
TRI-CONTINENTAL CORP | TY | MORRIS WILLIAM C (Chairman of Issuer Director Chairman of Issuer's Inv. Adv.) | 1,466 | $22.51 | $32,994 | 33,613 (Indirect) |
View |
| 2006-10-25 Sale |
2006-11-29 3:51 pm |
TRI-CONTINENTAL CORP | TY | NASTA FRANK J (Corp.Sect.Issuer/Mg.Dtr Advis) | 811 | $21.4 | $17,345 | 234 (Direct) |
View |
| 2006-09-07 Purchase | 2006-10-20 12:14 pm |
TRI-CONTINENTAL CORP | TY | RICHIE LEROY C (Director) | 7,400 | $20.31 | $150,314 | 8,400 (Direct) | View |
| 2006-10-11 Sale |
2006-10-12 11:47 am | TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 1,890 | $21.16 | $40,000 | 54,725 (Direct) |
View |
| 2005-12-15 Purchase(A) |
2006-01-19 11:02 am | TRI-CONTINENTAL CORP | TY | MORRIS WILLIAM C (Chairman of Issuer Director Chairman, Issuer's Inv. Adv.) | 1,601 | $18.74 | $30,000 | 31,713 (Indirect) |
View |
| 2005-12-21- -2005-12-22 Sale | 2005-12-23 10:20 am | TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 3,829 | $18.55 | $71,026 | 56,026 (Direct) | View |
| 2005-12-15 Purchase | 2005-12-16 11:44 am |
TRI-CONTINENTAL CORP | TY | MORRIS WILLIAM C (Chairman of Issuer Director /Chairman - Issuer's Inv. Adv) | 1,601 | $18.74 | $30,000 | 31,525 (Indirect) | View |
| 2005-11-02 Purchase |
2005-12-12 12:36 pm |
TRI-CONTINENTAL CORP | TY | NASTA FRANK J (Corp.Sect.Issuer/Mg.Dtr Advis) | 1 | $18.17 | $24 | 1,328 (Direct) |
View |
| 2005-11-02 Sale |
2005-12-12 12:36 pm |
TRI-CONTINENTAL CORP | TY | NASTA FRANK J (Corp.Sect.Issuer/Mg.Dtr Advis) | 298 | $18.17 | $5,421 | 1,029 (Direct) |
View |
| 2005-10-19 Purchase | 2005-10-20 09:58 am |
TRI-CONTINENTAL CORP | TY | ILCHMAN ALICE S (Director) | 56 | $17.98 | $1,000 | 1,165 (Indirect) | View |
| 2005-07-27 Purchase | 2005-07-28 12:16 pm |
TRI-CONTINENTAL CORP | TY | ILCHMAN ALICE S (Director) | 54 | $18.47 | $1,000 | 1,106 (Indirect) |
View |
| 2005-05-04 Purchase |
2005-05-05 09:34 am | TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 2,771 | $17.68 | $49,000 | 59,244 (Direct) | View |
| 2005-02-09 Sale | 2005-04-11 10:39 am | TRI-CONTINENTAL CORP | TY | STEIN DAVID F (Director, Issuer's Inv. Adv.) | 34 | $17.91 | $608 | 0 (Direct) |
View |
| 2005-04-06 Purchase | 2005-04-07 11:21 am |
TRI-CONTINENTAL CORP | TY | McGarry Michael F (Co-Portfolio Manager) | 3 | $17.94 | $48 | 1,228 (Direct) | View |
| 2005-02-09- -2005-03-23 Purchase |
2005-03-31 5:50 pm |
TRI-CONTINENTAL CORP | TY | McGarry Michael F (Co-Portfolio Manager) | 11 | $17.9 | $194 | 1,222 (Direct) | View |
| 2005-01-26 Purchase |
2005-01-27 11:40 am | TRI-CONTINENTAL CORP | TY | McGarry Michael F (Co-Portfolio Manager) | 3 | $17.59 | $48 | 1,211 (Direct) | View |
| 2005-01-12 Purchase | 2005-01-14 12:13 pm | TRI-CONTINENTAL CORP | TY | McGarry Michael F (Co-Portfolio Manager) | 3 | $17.89 | $48 | 1,209 (Direct) |
View |
| 2004-12-22 Purchase | 2004-12-23 11:09 am |
TRI-CONTINENTAL CORP | TY | MORRIS WILLIAM C (Director of Issuer's Inv. Adv.) | 2,200 | $18.18 | $40,000 | 49,753 (Indirect) | View |
| 2004-12-08 Sale |
2004-12-09 09:07 am |
TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 1,122 | $17.83 | $20,000 | 55,974 (Direct) | View |
| 2004-12-01 Purchase | 2004-12-03 09:19 am | TRI-CONTINENTAL CORP | TY | ILCHMAN ALICE S (Director) | 56 | $17.96 | $1,000 | 1,039 (Indirect) | View |
| 2004-08-11 Purchase | 2004-09-30 4:16 pm | TRI-CONTINENTAL CORP | TY | ILCHMAN ALICE S (Director) | 62 | $15.97 | $998 | 981 (Indirect) |
View |
| 2004-04-28 Sale |
2004-05-24 4:06 pm |
TRI-CONTINENTAL CORP | TY | MOLES THOMAS G (Director Issuer's Inv. Advisor) | 228 | $16.86 | $3,846 | 3,633 (Direct) | View |
| 2004-04-28 Purchase |
2004-05-04 12:57 pm | TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 4,396 | $16.86 | $74,114 | 56,829 (Direct) | View |
| 2004-01-07 Purchase | 2004-02-10 5:48 pm | TRI-CONTINENTAL CORP | TY | ILCHMAN ALICE S (Director) | 30 | $16.74 | $498 | 914 (Indirect) | View |
| 2003-12-24 Purchase | 2003-12-29 10:25 am |
TRI-CONTINENTAL CORP | TY | MORRIS WILLIAM C (Director of Issuer's Inv. Adv.) | 2,491 | $16.06 | $40,000 | 46,817 (Indirect) |
View |
| 2003-10-15 Sale | 2003-10-16 12:24 pm | TRI-CONTINENTAL CORP | TY | MCPHERSON FRANK A (Director) | 950 | $15.79 | $15,000 | 52,185 (Direct) |
View |
| 2003-09-10 Purchase | 2003-09-11 3:20 pm |
TRI-CONTINENTAL CORP | TY | GUIDONE PAUL C (Director) | 5,736 | $15.18 | $87,070 | 6,576 (Direct) | View |
(A) Indicate amendment filing.
Other transactions:
| Transaction & Date | Reported Date | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount |
Shares Ownership | Filing |
| 2005-08-16 Gift | 2005-08-17 2:56 pm | TRI-CONTINENTAL CORP | TY | ILCHMAN ALICE S (Director) | 31 | $18.39 | $570 | 6,177 (Direct) |
View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction & Date | Reported Date |
Exercisable Expiration |
Company | Symbol | Insider Relationship |
Shares Traded |
Conversion Price |
Shares Ownership |
Filing |
| 2005-09-28 Exercise | 2005-09-30 5:53 pm |
N/A N/A | TRI-CONTINENTAL CORP | TY | WHITSON JAMES N (Director) | 788 | $0 | 0 (Direct) | View |
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