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Sec Filings Insider Trading - Capital One Financial Corp. (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
COF Insider Trading Transactions for Capital One Financial Corp.
Capital One Financial Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2013-06-10
Sale		 2013-06-11
5:03 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 8,000 $62.74 $501,920 105,155
(Direct)		 View
2013-05-30
Sale		 2013-05-31
4:11 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 127,050 $62.21 $7,903,320 157,092
(Direct)		 View
2013-05-29
Sale		 2013-05-30
6:02 pm		 CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)		 21,113 $61.59 $1,300,270 37,181
(Direct)		 View
2013-05-22
Sale		 2013-05-23
4:12 pm		 CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)		 24,500 $63.5 $1,555,750 96,528
(Direct)		 View
2013-05-03
Sale		 2013-05-07
5:08 pm		 CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)		 22,259 $59 $1,313,281 51,784
(Direct)		 View
2013-04-29
Sale		 2013-04-30
8:44 pm		 CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)		 2,160 $57.49 $124,178 15,286
(Direct)		 View
2013-04-26
Purchase		 2013-04-30
8:43 pm		 CAPITAL ONE FINANCIAL CORP COF RASKIND PETER E
(Director)		 2,000 $57.17 $114,340 6,385
(Direct)		 View
2013-04-26
Purchase		 2013-04-30
8:42 pm		 CAPITAL ONE FINANCIAL CORP COF JENKINS BENJAMIN P III
(Director)		 2,192 $56.82 $124,549 2,993
(Direct)		 View
2013-04-25
Sale		 2013-04-29
5:13 pm		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)		 9,052 $57.05 $516,417 26,510
(Direct)		 View
2013-02-10
Sale		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)		 5,099 $57.87 $295,079 37,582
(Direct)		 View
2013-02-10
Sale		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)		 6,951 $57.87 $402,254 40,856
(Direct)		 View
2013-02-10
Sale		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)		 8,006 $57.87 $463,307 103,928
(Direct)		 View
2013-02-10
Sale		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 6,304 $57.87 $364,812 105,144
(Direct)		 View
2013-02-10
Sale		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)		 8,104 $57.87 $468,978 100,437
(Direct)		 View
2013-02-10
Sale		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)		 2,459 $57.87 $142,302 38,021
(Direct)		 View
2013-02-10
Sale		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)		 8,872 $57.87 $513,423 110,436
(Direct)		 View
2013-02-10
Sale		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)		 6,708 $57.87 $388,192 74,043
(Direct)		 View
2012-09-10
Sale		 2012-09-10
5:23 pm		 CAPITAL ONE FINANCIAL CORP COF ING GROEP NV
(Director)		 54,028,086 $55.25 $2,984,954,501 802,639
(Direct)		 View
2011-12-15
Sale		 2011-12-19
5:03 pm		 CAPITAL ONE FINANCIAL CORP COF Carter Lynn Ann
(President, Banking)		 19,160 $43.41 $831,736 117,744
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2013-06-10
Exercise		 2013-06-11
5:03 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 8,000 $18.28 $146,240 113,155
(Direct)		 View
2013-05-30
Exercise		 2013-05-31
4:11 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 121,295 $18.28 $2,217,273 284,142
(Direct)		 View
2013-05-22
Exercise		 2013-05-23
4:12 pm		 CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)		 24,500 $56.28 $1,378,860 121,028
(Direct)		 View
2013-05-13
Gift		 2013-05-14
4:09 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 6,810 $0 $0 2,654,095
(Direct)		 View
2013-05-08
Tax Withholding		 2013-05-09
5:09 pm		 CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)		 5,355 $59.84 $320,443 96,528
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:15 pm		 CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)		 2,922 $0 $0 49,126
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:15 pm		 CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)		 2,922 $0 $0 41,015
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:14 pm		 CAPITAL ONE FINANCIAL CORP COF WEST CATHERINE
(Director)		 2,922 $0 $0 3,723
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:14 pm		 CAPITAL ONE FINANCIAL CORP COF RASKIND PETER E
(Director)		 2,922 $0 $0 9,307
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:14 pm		 CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
(Director)		 2,922 $0 $0 41,200
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:14 pm		 CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)		 2,922 $0 $0 35,065
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:14 pm		 CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
(Director)		 2,922 $0 $0 37,376
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:14 pm		 CAPITAL ONE FINANCIAL CORP COF JENKINS BENJAMIN P III
(Director)		 2,922 $0 $0 5,915
(Direct)		 View
2013-05-02
Option Award		 2013-05-06
5:14 pm		 CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)		 2,922 $0 $0 34,398
(Direct)		 View
2013-03-11
Exercise
Tax Withholding		 2013-03-12
5:28 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 265,821 $17.76 $4,719,923 2,660,905
(Direct)		 View
2013-02-19
Option Award		 2013-02-21
5:44 pm		 CAPITAL ONE FINANCIAL CORP COF WEST CATHERINE
(Director)		 801 $0 $0 801
(Direct)		 View
2013-02-19
Option Award		 2013-02-21
5:44 pm		 CAPITAL ONE FINANCIAL CORP COF JENKINS BENJAMIN P III
(Director)		 801 $0 $0 801
(Direct)		 View
2013-02-15
Exercise
Tax Withholding		 2013-02-19
5:34 pm		 CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)		 49,089 $17.67 $867,182 57,845
(Direct)		 View
2013-02-10
Exercise
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)		 8,802 $24.09 $212,071 42,681
(Direct)		 View
2013-02-10
Exercise
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)		 9,264 $14.3 $132,466 47,807
(Direct)		 View
2013-02-10
Exercise
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)		 11,583 $17.69 $204,855 111,934
(Direct)		 View
2013-02-10
Exercise
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 9,089 $17.55 $159,497 111,448
(Direct)		 View
2013-02-10
Exercise
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)		 11,684 $17.55 $205,027 108,541
(Direct)		 View
2013-02-10
Exercise
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)		 3,468 $16.66 $57,785 40,480
(Direct)		 View
2013-02-10
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)		 957 $57.27 $54,807 17,445
(Direct)		 View
2013-02-10
Exercise
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)		 12,344 $16.11 $198,841 119,308
(Direct)		 View
2013-02-10
Exercise
Tax Withholding		 2013-02-12
7:17 pm		 CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)		 9,656 $17.48 $168,832 80,751
(Direct)		 View
2013-01-31
Option Award		 2013-02-12
7:15 pm		 CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)		 17,942 $0 $0 207,085
(Direct)		 View
2012-05-08
Option Award		 2012-05-10
4:53 pm		 CAPITAL ONE FINANCIAL CORP COF DIETZ W RONALD
(Director)		 3,145 $0 $0 35,805
(Direct)		 View
2011-12-15
Exercise		 2011-12-19
5:03 pm		 CAPITAL ONE FINANCIAL CORP COF Carter Lynn Ann
(President, Banking)		 19,160 $0 $0 136,904
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2013-06-10
Exercise		 2013-06-11
5:03 pm		 N/A
2019-01-28		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 8,000 $18.28 64,848
(Direct)		 View
2013-05-30
Exercise		 2013-05-31
4:11 pm		 N/A
2019-01-28		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 121,295 $18.28 0
(Direct)		 View
2013-05-22
Exercise		 2013-05-23
4:12 pm		 N/A
2013-12-14		 CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)		 24,500 $56.28 0
(Direct)		 View
2013-03-11
Exercise		 2013-03-12
5:28 pm		 N/A
2013-03-15		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 179,973 $0 0
(Direct)		 View
2013-02-04
Option Award		 2013-02-27
4:41 pm		 2013-12-15
2013-12-15		 CAPITAL ONE FINANCIAL CORP COF CRAWFORD STEPHEN S
(CFO Designate)		 18,092 $0 18,092
(Direct)		 View
2013-02-15
Exercise		 2013-02-19
5:34 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)		 33,039 $0 55,065
(Direct)		 View
2013-02-10
Exercise		 2013-02-12
7:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)		 5,099 $0 10,201
(Direct)		 View
2013-02-10
Exercise		 2013-02-12
7:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)		 6,951 $0 13,903
(Direct)		 View
2013-02-10
Exercise		 2013-02-12
7:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)		 8,006 $0 16,014
(Direct)		 View
2013-02-10
Exercise		 2013-02-12
7:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 6,304 $0 12,611
(Direct)		 View
2013-02-10
Exercise		 2013-02-12
7:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)		 8,104 $0 16,211
(Direct)		 View
2013-02-10
Exercise		 2013-02-12
7:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)		 2,459 $0 4,919
(Direct)		 View
2013-02-10
Exercise		 2013-02-12
7:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)		 8,872 $0 17,745
(Direct)		 View
2013-02-10
Exercise		 2013-02-12
7:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)		 6,708 $0 13,417
(Direct)		 View
2013-01-31
Option Award		 2013-02-12
7:15 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)		 13,931 $0 13,931
(Direct)		 View
2013-01-31
Option Award		 2013-02-12
7:15 pm		 2013-12-15
2013-12-15		 CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)		 12,665 $0 12,665
(Direct)		 View
2013-01-31
Option Award		 2013-02-12
7:15 pm		 N/A
2023-01-30		 CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)		 33,462 $56.32 33,462
(Direct)		 View
2011-12-15
Exercise		 2011-12-19
5:03 pm		 2011-12-15
2011-12-15		 CAPITAL ONE FINANCIAL CORP COF Carter Lynn Ann
(President, Banking)		 19,160 $0 0
(Direct)		 View
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