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Sec Filings Insider Trading - Capital One Financial Corp. (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
COF Insider Trading Transactions for Capital One Financial Corp.
Capital One Financial Corp: Insider Trading and Stock Options
Goto page 0, 1, 2, 3, 4, Next
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2014-03-06
Sale
2014-03-10
4:59 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
5,491 $75 $411,825 63,949
(Direct)
View
2014-02-14
Sale
2014-02-18
5:27 pm
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)
3,527 $72.28 $254,932 17,984
(Direct)
View
2014-02-10
Sale
2014-02-12
7:16 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
12,128 $72.24 $876,127 69,268
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
8,381 $72.24 $605,443 40,833
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
10,857 $72.24 $784,310 86,292
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
12,259 $72.24 $885,590 115,028
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
4,804 $72.24 $347,041 31,348
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
9,591 $72.24 $692,854 85,676
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)
14,721 $72.24 $1,063,445 165,787
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)
10,204 $72.24 $737,137 45,785
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
13,408 $72.24 $968,594 118,982
(Direct)
View
2014-01-24
Sale
2014-01-27
4:43 pm
CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
(Director)
18,795 $71.29 $1,339,896 37,376
(Direct)
View
2013-08-01
Sale
2013-08-05
4:41 pm
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)
11,200 $69.06 $773,472 35,065
(Direct)
View
2013-07-05
Sale
2013-07-09
4:32 pm
CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)
11,200 $65 $728,000 34,398
(Direct)
View
2013-05-22
Sale
2013-05-23
4:12 pm
CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)
24,500 $63.5 $1,555,750 96,528
(Direct)
View
2012-09-10
Sale
2012-09-10
5:23 pm
CAPITAL ONE FINANCIAL CORP COF ING GROEP NV
(Director)
54,028,086 $55.25 $2,984,954,501 802,639
(Direct)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2014-04-07
Tax Withholding
2014-04-08
4:43 pm
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)
694 $75.55 $52,432 17,290
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)
25,863 $25.35 $655,609 174,415
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
20,014 $24.27 $485,770 71,035
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
18,681 $22.21 $414,903 122,866
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
17,547 $24.27 $425,875 91,897
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)
6,504 $24.28 $157,890 48,087
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:32 pm
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
22,388 $25.35 $567,533 126,266
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:32 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)
250,126 $24.27 $6,070,542 2,217,342
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:16 pm
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)
1,805 $71.37 $128,823 21,511
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:16 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
18,617 $24.88 $463,120 81,396
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
14,860 $31.12 $462,406 45,933
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
17,599 $27.34 $481,177 97,149
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
18,540 $24.18 $448,275 127,287
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
9,148 $33.89 $310,031 28,882
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
14,989 $25.7 $385,255 95,267
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)
22,867 $25.42 $581,380 180,508
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)
15,948 $25.71 $409,949 55,989
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
21,717 $27.31 $593,013 127,854
(Direct)
View
2014-02-04
Tax Withholding
2014-02-06
4:36 pm
CAPITAL ONE FINANCIAL CORP COF CRAWFORD STEPHEN S
(Chief Financial Officer)
15,944 $68.72 $1,095,672 182,018
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
14,516 $0 $0 75,599
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
15,502 $0 $0 92,921
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
12,451 $0 $0 91,074
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
12,430 $0 $0 47,312
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
11,274 $0 $0 33,226
(Direct)
View
2014-01-24
Exercise
2014-01-27
4:43 pm
CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
(Director)
18,795 $16.93 $318,199 56,171
(Direct)
View
2013-08-01
Exercise
2013-08-05
4:41 pm
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)
11,200 $59.65 $668,080 46,265
(Direct)
View
2013-07-05
Exercise
2013-07-09
4:32 pm
CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)
11,200 $59.65 $668,080 45,598
(Direct)
View
2013-05-22
Exercise
2013-05-23
4:12 pm
CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)
24,500 $56.28 $1,378,860 121,028
(Direct)
View
2013-05-02
Option Award
2013-05-06
5:15 pm
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)
2,922 $0 $0 49,126
(Direct)
View
2013-05-02
Option Award
2013-05-06
5:15 pm
CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)
2,922 $0 $0 41,015
(Direct)
View
2013-05-02
Option Award
2013-05-06
5:14 pm
CAPITAL ONE FINANCIAL CORP COF WEST CATHERINE
(Director)
2,922 $0 $0 3,723
(Direct)
View
2013-05-02
Option Award
2013-05-06
5:14 pm
CAPITAL ONE FINANCIAL CORP COF RASKIND PETER E
(Director)
2,922 $0 $0 9,307
(Direct)
View
2013-05-02
Option Award
2013-05-06
5:14 pm
CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
(Director)
2,922 $0 $0 41,200
(Direct)
View
2013-05-02
Option Award
2013-05-06
5:14 pm
CAPITAL ONE FINANCIAL CORP COF JENKINS BENJAMIN P III
(Director)
2,922 $0 $0 5,915
(Direct)
View
2013-01-31
Option Award
2013-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)
17,942 $0 $0 207,085
(Direct)
View
2012-05-08
Option Award
2012-05-10
4:53 pm
CAPITAL ONE FINANCIAL CORP COF DIETZ W RONALD
(Director)
3,145 $0 $0 35,805
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)
17,139 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
13,550 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
13,160 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
11,880 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)
4,403 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:32 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
14,836 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:32 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)
169,347 $0 0
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:16 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
4,023 $0 8,048
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:16 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
8,105 $0 8,106
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
3,281 $0 6,563
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
5,100 $0 5,101
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
3,906 $0 7,813
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
6,951 $0 6,952
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
4,252 $0 8,507
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
8,007 $0 8,007
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
2,345 $0 4,693
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
2,459 $0 2,460
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
3,286 $0 6,573
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
6,305 $0 6,306
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)
5,200 $0 10,401
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)
9,521 $0 9,522
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)
3,496 $0 6,993
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)
6,708 $0 6,709
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
4,536 $0 9,073
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
8,872 $0 8,873
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
12,619 $0 12,619
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
2015-02-15
2015-02-15
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
8,710 $0 8,710
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
2024-01-29
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
28,499 $70.96 28,499
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
13,314 $0 13,314
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
2015-02-15
2015-02-15
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
9,302 $0 9,302
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
2024-01-29
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
30,436 $70.96 30,436
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
10,823 $0 10,823
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
2015-02-15
2015-02-15
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
7,850 $0 7,850
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
2024-01-29
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
24,445 $70.96 24,445
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
10,752 $0 10,752
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
2015-02-15
2015-02-15
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
8,245 $0 8,245
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
2024-01-29
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
24,404 $70.96 24,404
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
9,785 $0 9,785
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
2015-02-15
2015-02-15
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
8,118 $0 8,118
(Direct)
View
2014-01-30
Option Award
2014-02-03
7:21 pm
N/A
2024-01-29
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
22,135 $70.96 22,135
(Direct)
View
2014-01-24
Exercise
2014-01-27
4:43 pm
2010-04-23
2019-04-22
CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
(Director)
18,795 $16.93 0
(Direct)
View
2013-08-01
Exercise
2013-08-05
4:41 pm
N/A
2013-11-13
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)
11,200 $59.65 0
(Direct)
View
2013-07-05
Exercise
2013-07-09
4:32 pm
N/A
2013-11-13
CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)
11,200 $59.65 0
(Direct)
View
2013-05-22
Exercise
2013-05-23
4:12 pm
N/A
2013-12-14
CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)
24,500 $56.28 0
(Direct)
View
2013-01-31
Option Award
2013-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)
13,931 $0 13,931
(Direct)
View
2013-01-31
Option Award
2013-02-12
7:15 pm
2013-12-15
2013-12-15
CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)
12,665 $0 12,665
(Direct)
View
2013-01-31
Option Award
2013-02-12
7:15 pm
N/A
2023-01-30
CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)
33,462 $56.32 33,462
(Direct)
View
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