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Sec Filings Insider Trading - Capital One Financial Corp. (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
Capital One Financial Corp: Insider Trading and Stock Options
Common stock purchase or sale:
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2009-05-08 Sale |
2009-05-12 4:11 pm | CAPITAL ONE FINANCIAL CORP | COF | Schneider Ryan M. (President, Card) | 2,000 | $29.85 | $59,700 | 158,112 (Direct) | View |
| 2009-05-06- -2009-05-07 Sale | 2009-05-08 5:25 pm |
CAPITAL ONE FINANCIAL CORP | COF | Alexander Robert M. (Chief Information Officer) | 7,496 | $24.42 | $183,027 | 123,652 (Direct) |
View |
| 2007-11-13 Sale | 2007-11-15 4:54 pm | CAPITAL ONE FINANCIAL CORP | COF | KLANE LARRY A (Pdt, Global Financial Services) | 1,414 | $56.26 | $79,557 | 3,809 (Indirect) | View |
| 2007-10-24 Sale |
2007-10-26 5:55 pm |
CAPITAL ONE FINANCIAL CORP | COF | BAILAR GREGOR (Chief Information Officer) | 44,027 | $62.21 | $2,738,839 | 29,891 (Direct) | View |
| 2004-11-11 Sale | 2004-11-17 1:28 pm |
CAPITAL ONE FINANCIAL CORP | COF | KIMSEY JAMES V (Director) | 18,500 | $79.13 | $1,463,905 | 2,804 (Direct) |
View |
| 2004-04-27 Sale |
2004-04-28 4:46 pm | CAPITAL ONE FINANCIAL CORP | COF | FLICK JAMES A JR (Director) | 21,000 | $68.34 | $1,435,142 | 15,500 (Direct) |
View |
| 2003-11-12- -2003-11-13 Sale |
2003-11-14 4:31 pm | CAPITAL ONE FINANCIAL CORP | COF | MORRIS NIGEL W (Vice Chairman Director) | 153,958 | $60.08 | $9,250,017 | 1,868 (Direct) | View |
Other transactions:
| Transaction & Date |
Reported Date | Company | Symbol | Insider Relationship | Shares Traded |
Average Price | Total Amount | Shares Ownership | Filing |
| 2009-04-26 Tax Withholding |
2009-04-28 4:40 pm |
CAPITAL ONE FINANCIAL CORP | COF | Pike Lynn A (President, Banking) | 1,849 | $19.02 | $35,168 | 184,933 (Direct) | View |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm | CAPITAL ONE FINANCIAL CORP | COF | SHATTUCK MAYO A III (Director) | 10,042 | $0 | $0 | 22,003 (Direct) |
View |
| 2009-04-23 Option Award |
2009-04-27 5:22 pm | CAPITAL ONE FINANCIAL CORP | COF | LEROY PIERRE E (Director) | 10,042 | $0 | $0 | 24,314 (Direct) |
View |
| 2009-04-23 Option Award |
2009-04-27 5:22 pm |
CAPITAL ONE FINANCIAL CORP | COF | HAY LEWIS III (Director) | 10,042 | $0 | $0 | 21,336 (Direct) |
View |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm | CAPITAL ONE FINANCIAL CORP | COF | HACKETT ANN F (Director) | 10,042 | $0 | $0 | 36,064 (Direct) | View |
| 2009-04-23 Option Award |
2009-04-27 5:22 pm | CAPITAL ONE FINANCIAL CORP | COF | GROSS PATRICK W (Director) | 10,042 | $0 | $0 | 27,953 (Direct) |
View |
| 2009-04-23 Option Award |
2009-04-27 5:22 pm |
CAPITAL ONE FINANCIAL CORP | COF | DIETZ W RONALD (Director) | 10,042 | $0 | $0 | 25,636 (Direct) | View |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm | CAPITAL ONE FINANCIAL CORP | COF | WARNER BRADFORD H (Director) | 10,042 | $0 | $0 | 22,638 (Direct) |
View |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm | CAPITAL ONE FINANCIAL CORP | COF | WESTREICH STANLEY (Director) | 10,042 | $0 | $0 | 155,343 (Direct) |
View |
| 2009-04-23 Option Award |
2009-04-27 5:22 pm |
CAPITAL ONE FINANCIAL CORP | COF | CAMPBELL E R BO (Director) | 10,042 | $0 | $0 | 57,103 (Direct) |
View |
| 2009-03-03 Tax Withholding |
2009-03-05 4:43 pm | CAPITAL ONE FINANCIAL CORP | COF | SCHNALL PETER A (Chief Risk Officer) | 1,646 | $10.34 | $17,020 | 205,470 (Direct) | View |
| 2009-03-03 Tax Withholding | 2009-03-05 4:42 pm | CAPITAL ONE FINANCIAL CORP | COF | SCHUYLER MATTHEW W (Chief Human Resources Officer) | 1,646 | $10.34 | $17,020 | 145,167 (Direct) |
View |
| 2009-03-03 Tax Withholding |
2009-03-05 4:42 pm | CAPITAL ONE FINANCIAL CORP | COF | Schneider Ryan M. (President, Card) | 1,007 | $10.34 | $10,412 | 159,866 (Direct) |
View |
| 2009-03-03 Tax Withholding | 2009-03-05 4:42 pm |
CAPITAL ONE FINANCIAL CORP | COF | PERLIN GARY L (Chief Financial Officer) | 2,852 | $10.34 | $29,490 | 263,640 (Direct) | View |
| 2009-03-03 Tax Withholding |
2009-03-05 4:42 pm | CAPITAL ONE FINANCIAL CORP | COF | Berson Jory A (President, Financial Services) | 1,091 | $10.34 | $11,281 | 188,730 (Direct) | View |
| 2009-03-03 Tax Withholding | 2009-03-05 4:42 pm |
CAPITAL ONE FINANCIAL CORP | COF | Alexander Robert M. (Chief Information Officer) | 888 | $10.34 | $9,182 | 135,063 (Direct) | View |
| 2009-03-02 Tax Withholding | 2009-03-04 5:31 pm | CAPITAL ONE FINANCIAL CORP | COF | SCHUYLER MATTHEW W (Chief Human Resources Officer) | 900 | $10.97 | $9,873 | 146,813 (Direct) |
View |
| 2009-03-02 Tax Withholding | 2009-03-04 5:31 pm | CAPITAL ONE FINANCIAL CORP | COF | Schneider Ryan M. (President, Card) | 590 | $10.97 | $6,472 | 160,873 (Direct) |
View |
| 2009-03-02 Tax Withholding |
2009-03-04 5:31 pm |
CAPITAL ONE FINANCIAL CORP | COF | SCHNALL PETER A (Chief Risk Officer) | 1,004 | $10.97 | $11,014 | 207,116 (Direct) |
View |
| 2009-03-02 Tax Withholding | 2009-03-04 5:31 pm |
CAPITAL ONE FINANCIAL CORP | COF | PERLIN GARY L (Chief Financial Officer) | 1,670 | $10.97 | $18,320 | 266,492 (Direct) | View |
| 2009-03-02 Tax Withholding | 2009-03-04 5:31 pm | CAPITAL ONE FINANCIAL CORP | COF | Berson Jory A (President, Financial Services) | 824 | $10.97 | $9,039 | 189,821 (Direct) | View |
| 2009-03-02 Tax Withholding | 2009-03-04 5:31 pm |
CAPITAL ONE FINANCIAL CORP | COF | Alexander Robert M. (Chief Information Officer) | 595 | $10.97 | $6,527 | 135,951 (Direct) | View |
| 2009-02-21 Tax Withholding |
2009-02-24 6:10 pm | CAPITAL ONE FINANCIAL CORP | COF | SCHUYLER MATTHEW W (Chief Human Resources Officer) | 1,775 | $9.43 | $16,738 | 147,713 (Direct) |
View |
| 2009-02-21 Tax Withholding | 2009-02-24 6:10 pm |
CAPITAL ONE FINANCIAL CORP | COF | Schneider Ryan M. (President, Card) | 1,477 | $9.43 | $13,928 | 160,259 (Direct) | View |
| 2009-02-21 Tax Withholding | 2009-02-24 6:10 pm | CAPITAL ONE FINANCIAL CORP | COF | SCHNALL PETER A (Chief Risk Officer) | 1,846 | $9.43 | $17,408 | 208,120 (Direct) | View |
| 2009-02-21 Tax Withholding | 2009-02-24 6:10 pm | CAPITAL ONE FINANCIAL CORP | COF | Pike Lynn A (President, Banking) | 1,447 | $9.43 | $13,645 | 186,782 (Direct) | View |
| 2009-02-21 Tax Withholding |
2009-02-24 6:10 pm | CAPITAL ONE FINANCIAL CORP | COF | PERLIN GARY L (Chief Financial Officer) | 3,003 | $9.43 | $28,318 | 268,162 (Direct) | View |
| 2009-01-29 Option Award(A) |
2009-02-04 5:32 pm | CAPITAL ONE FINANCIAL CORP | COF | FINNERAN JOHN G JR (Gen. Counsel & Corp. Secretary) | 147,430 | $0 | $0 | 225,370 (Direct) |
View |
| 2007-11-13 Exercise | 2007-11-15 4:54 pm |
CAPITAL ONE FINANCIAL CORP | COF | KLANE LARRY A (Pdt, Global Financial Services) | 1,399 | $44.35 | $62,045 | 5,223 (Indirect) |
View |
| 2007-10-24 Exercise | 2007-10-26 5:55 pm | CAPITAL ONE FINANCIAL CORP | COF | BAILAR GREGOR (Chief Information Officer) | 42,131 | $56.58 | $2,383,624 | 73,918 (Direct) |
View |
| 2007-08-06- -2007-08-07 Gift Tax Withholding | 2007-08-08 5:38 pm | CAPITAL ONE FINANCIAL CORP | COF | KANAS JOHN ADAM (President, Banking Segment Director) | 162,131 | $56.2 | $9,111,672 | 261,940 (Direct) | View |
| 2007-03-02 Option Award | 2007-03-06 8:09 pm |
CAPITAL ONE FINANCIAL CORP | COF | LAWSON DAVID R (President and CEO COAF) | 14,160 | $0 | $0 | 62,150 (Direct) | View |
| 2006-06-08 Tax Withholding |
2006-06-12 5:59 pm | CAPITAL ONE FINANCIAL CORP | COF | WEST CATHERINE (Executive Officer) | 4,296 | $82.77 | $355,580 | 57,851 (Direct) |
View |
| 2004-11-11 Exercise |
2004-11-17 1:28 pm |
CAPITAL ONE FINANCIAL CORP | COF | KIMSEY JAMES V (Director) | 18,500 | $6.63 | $122,655 | 21,304 (Direct) | View |
| 2004-04-27 Exercise |
2004-04-28 4:46 pm | CAPITAL ONE FINANCIAL CORP | COF | FLICK JAMES A JR (Director) | 21,000 | $8.88 | $186,480 | 36,500 (Direct) |
View |
| 2003-11-12- -2003-11-13 Exercise | 2003-11-14 4:31 pm | CAPITAL ONE FINANCIAL CORP | COF | MORRIS NIGEL W (Vice Chairman Director) | 153,958 | $16.25 | $2,501,818 | 130,826 (Direct) | View |
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
| Transaction & Date | Reported Date |
Exercisable Expiration |
Company | Symbol | Insider Relationship |
Shares Traded |
Conversion Price |
Shares Ownership |
Filing |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm |
2010-04-23 2019-04-22 |
CAPITAL ONE FINANCIAL CORP | COF | SHATTUCK MAYO A III (Director) | 15,663 | $16.93 | 15,663 (Direct) |
View |
| 2009-04-23 Option Award |
2009-04-27 5:22 pm | 2010-04-23 2019-04-22 | CAPITAL ONE FINANCIAL CORP | COF | LEROY PIERRE E (Director) | 18,795 | $16.93 | 18,795 (Direct) |
View |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm |
2010-04-23 2019-04-22 |
CAPITAL ONE FINANCIAL CORP | COF | HAY LEWIS III (Director) | 16,446 | $16.93 | 16,446 (Direct) | View |
| 2009-04-23 Option Award |
2009-04-27 5:22 pm | 2010-04-23 2019-04-22 | CAPITAL ONE FINANCIAL CORP | COF | HACKETT ANN F (Director) | 20,361 | $16.93 | 20,361 (Direct) |
View |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm | 2010-04-23 2019-04-22 | CAPITAL ONE FINANCIAL CORP | COF | GROSS PATRICK W (Director) | 18,795 | $16.93 | 18,795 (Direct) | View |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm | 2010-04-23 2019-04-22 |
CAPITAL ONE FINANCIAL CORP | COF | WARNER BRADFORD H (Director) | 17,229 | $16.93 | 17,229 (Direct) |
View |
| 2009-04-23 Option Award | 2009-04-27 5:22 pm | 2010-04-23 2019-04-22 | CAPITAL ONE FINANCIAL CORP | COF | WESTREICH STANLEY (Director) | 14,096 | $16.93 | 14,096 (Direct) | View |
| 2009-04-23 Option Award |
2009-04-27 5:22 pm | 2010-04-23 2019-04-22 |
CAPITAL ONE FINANCIAL CORP | COF | CAMPBELL E R BO (Director) | 14,096 | $16.93 | 14,096 (Direct) | View |
| 2009-01-29 Option Award | 2009-02-02 8:18 pm | N/A 2012-03-15 | CAPITAL ONE FINANCIAL CORP | COF | FAIRBANK RICHARD D (Chairman, CEO and President Director) | 190,478 | $0 | 190,478 (Direct) |
View |
| 2009-01-29 Option Award |
2009-02-02 8:18 pm | N/A 2019-01-28 |
CAPITAL ONE FINANCIAL CORP | COF | FAIRBANK RICHARD D (Chairman, CEO and President Director) | 970,403 | $18.28 | 970,403 (Direct) |
View |
| 2007-11-13 Exercise |
2007-11-15 4:54 pm | N/A 2011-12-12 |
CAPITAL ONE FINANCIAL CORP | COF | KLANE LARRY A (Pdt, Global Financial Services) | 957 | $49.07 | 0 (Indirect) | View |
| 2007-11-13 Exercise |
2007-11-15 4:54 pm | N/A 2012-12-05 | CAPITAL ONE FINANCIAL CORP | COF | KLANE LARRY A (Pdt, Global Financial Services) | 442 | $34.13 | 0 (Indirect) | View |
| 2007-10-24 Exercise |
2007-10-26 5:55 pm |
2004-05-12 2011-10-31 |
CAPITAL ONE FINANCIAL CORP | COF | BAILAR GREGOR (Chief Information Officer) | 3,331 | $60.03 | 0 (Direct) |
View |
| 2007-10-24 Exercise | 2007-10-26 5:55 pm | N/A 2013-12-14 | CAPITAL ONE FINANCIAL CORP | COF | BAILAR GREGOR (Chief Information Officer) | 38,800 | $56.28 | 0 (Direct) | View |
| 2007-03-02 Option Award |
2007-03-06 8:09 pm |
N/A 2017-03-01 |
CAPITAL ONE FINANCIAL CORP | COF | LAWSON DAVID R (President and CEO COAF) | 83,880 | $76.79 | 83,880 (Direct) | View |
| 2006-05-31 Option Award |
2006-06-02 6:17 pm | N/A N/A | CAPITAL ONE FINANCIAL CORP | COF | BOYDSTUN J HERBERT (Prsdt-CEO Banking Segment) | 424 | $0 | 424 (Direct) | View |
| 2006-05-31 Option Award | 2006-06-02 6:17 pm |
N/A N/A | CAPITAL ONE FINANCIAL CORP | COF | BOYDSTUN J HERBERT (Prsdt-CEO Banking Segment) | 49 | $0 | 49 (Direct) | View |
| 2004-11-11 Exercise | 2004-11-17 1:28 pm |
1996-04-26 2005-04-26 |
CAPITAL ONE FINANCIAL CORP | COF | KIMSEY JAMES V (Director) | 18,500 | $6.63 | 0 (Direct) |
View |
| 2004-04-27 Exercise | 2004-04-28 4:46 pm | N/A 2006-04-18 | CAPITAL ONE FINANCIAL CORP | COF | FLICK JAMES A JR (Director) | 21,000 | $8.88 | 0 (Direct) |
View |
| 2003-11-12 Exercise |
2003-11-14 4:31 pm |
1997-12-18 2007-12-18 |
CAPITAL ONE FINANCIAL CORP | COF | MORRIS NIGEL W (Vice Chairman Director) | 25,000 | $16.25 | 128,958 (Direct) |
View |
| 2003-11-13 Exercise | 2003-11-14 4:31 pm | 1997-12-18 2007-12-18 |
CAPITAL ONE FINANCIAL CORP | COF | MORRIS NIGEL W (Vice Chairman Director) | 128,958 | $16.25 | 0 (Direct) | View |
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