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Sec Filings Insider Trading - Capital One Financial Corp. (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
COF Insider Trading Transactions for Capital One Financial Corp.
Capital One Financial Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-09-22
Sale		 2008-09-24
4:37 pm		 CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)		 1,638 $61.04 $99,984 74,757
(Direct)		 View
2008-09-18-
-2008-09-19
Sale		 2008-09-22
8:53 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 10,004 $57.92 $579,455 47,575
(Direct)		 View
2008-09-18-
-2008-09-19
Sale		 2008-09-22
8:44 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(President, Financial Services)		 36,817 $59.23 $2,180,754 58,170
(Direct)		 View
2008-07-30
Purchase		 2008-08-01
4:30 pm		 CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
(Director)		 2,000 $41.63 $83,260 4,000
(Indirect)		 View
2008-07-22
Purchase		 2008-07-24
1:41 pm		 CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
(Director)		 2,500 $39.28 $98,200 14,272
(Direct)		 View
2008-05-29
Sale		 2008-05-29
7:07 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 3,000 $48.95 $146,862 2,438,161
(Direct)		 View
2008-05-29
Sale		 2008-05-29
7:06 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 7,046 $48.64 $342,706 2,441,161
(Direct)		 View
2008-05-29
Sale		 2008-05-29
7:06 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 4,600 $48.31 $222,248 2,448,207
(Direct)		 View
2008-05-28
Sale		 2008-05-29
7:05 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 2,634 $48.54 $127,843 2,438,161
(Direct)		 View
2008-05-28
Sale		 2008-05-29
7:05 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 5,700 $47.98 $273,476 2,440,795
(Direct)		 View
2008-05-28
Sale		 2008-05-29
7:04 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 6,300 $47.69 $300,420 2,446,495
(Direct)		 View
2008-05-27
Sale		 2008-05-29
7:03 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 2,400 $48.72 $116,932 2,438,161
(Direct)		 View
2008-05-27
Sale		 2008-05-29
7:03 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 6,434 $48.46 $311,777 2,440,561
(Direct)		 View
2008-05-27
Sale		 2008-05-29
7:02 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 5,800 $48.1 $278,955 2,446,995
(Direct)		 View
2008-05-23
Sale		 2008-05-27
5:36 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 1,900 $48.17 $91,515 2,438,161
(Direct)		 View
2008-05-23
Sale		 2008-05-27
5:35 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 6,500 $47.74 $310,287 2,440,061
(Direct)		 View
2008-05-23
Sale		 2008-05-27
5:34 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 6,234 $47.45 $295,829 2,446,561
(Direct)		 View
2008-05-22
Sale		 2008-05-27
5:34 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 5,100 $49.14 $250,600 2,438,161
(Direct)		 View
2008-05-07
Sale		 2008-05-09
3:35 pm		 CAPITAL ONE FINANCIAL CORP COF SCHUYLER MATTHEW W
(Chief Human Resources Officer)		 8,812 $55.35 $487,747 40,160
(Direct)		 View
2007-11-13
Sale		 2007-11-15
4:54 pm		 CAPITAL ONE FINANCIAL CORP COF KLANE LARRY A
(Pdt, Global Financial Services)		 1,414 $56.26 $79,557 3,809
(Indirect)		 View
2007-10-24
Sale		 2007-10-26
5:55 pm		 CAPITAL ONE FINANCIAL CORP COF BAILAR GREGOR
(Chief Information Officer)		 44,027 $62.21 $2,738,839 29,891
(Direct)		 View
2004-11-11
Sale		 2004-11-17
1:28 pm		 CAPITAL ONE FINANCIAL CORP COF KIMSEY JAMES V
(Director)		 18,500 $79.13 $1,463,905 2,804
(Direct)		 View
2004-04-27
Sale		 2004-04-28
4:46 pm		 CAPITAL ONE FINANCIAL CORP COF FLICK JAMES A JR
(Director)		 21,000 $68.34 $1,435,142 15,500
(Direct)		 View
2003-11-12-
-2003-11-13
Sale		 2003-11-14
4:31 pm		 CAPITAL ONE FINANCIAL CORP COF MORRIS NIGEL W
(Vice Chairman
Director)		 153,958 $60.08 $9,250,017 1,868
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-09-22
Exercise		 2008-09-24
4:37 pm		 CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)		 1,638 $60.98 $99,885 76,395
(Direct)		 View
2008-09-19
Exercise		 2008-09-22
8:44 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(President, Financial Services)		 25,300 $56.46 $1,428,438 89,702
(Direct)		 View
2008-08-01
Gift		 2008-08-15
7:10 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 4,793 $0 $0 2,433,368
(Direct)		 View
2008-05-29
Exercise		 2008-05-29
7:06 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 14,646 $33.77 $494,595 2,452,807
(Direct)		 View
2008-05-28
Exercise		 2008-05-29
7:04 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 14,634 $33.77 $494,190 2,452,795
(Direct)		 View
2008-05-27
Exercise		 2008-05-29
7:02 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 14,634 $33.77 $494,190 2,452,795
(Direct)		 View
2008-05-23
Exercise		 2008-05-27
5:34 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 14,634 $33.77 $494,190 2,452,795
(Direct)		 View
2008-04-26
Tax Withholding		 2008-04-29
5:55 pm		 CAPITAL ONE FINANCIAL CORP COF Pike Lynn A
(President, Banking)		 2,105 $49.92 $105,082 31,226
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:13 pm		 CAPITAL ONE FINANCIAL CORP COF WESTREICH STANLEY
(Director)		 3,596 $0 $0 445,301
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:13 pm		 CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)		 3,596 $0 $0 11,482
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:13 pm		 CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)		 3,596 $0 $0 26,022
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:12 pm		 CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)		 3,596 $0 $0 11,961
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:11 pm		 CAPITAL ONE FINANCIAL CORP COF DIETZ W RONALD
(Director)		 3,596 $0 $0 15,411
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:11 pm		 CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)		 3,596 $0 $0 17,911
(Direct)		 View
2008-02-07-
-2008-04-24
Gift
Option Award		 2008-04-28
6:11 pm		 CAPITAL ONE FINANCIAL CORP COF CAMPBELL E R BO
(Director)		 447,241 $0 $0 47,061
(Direct)		 View
2008-03-17
Tax Withholding		 2008-03-19
5:54 pm		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)		 10,452 $46.29 $483,823 77,940
(Direct)		 View
2008-03-15
Tax Withholding		 2008-03-18
5:39 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 1,032 $49.07 $50,640 53,879
(Direct)		 View
2008-03-15
Tax Withholding		 2008-03-18
5:39 pm		 CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)		 3,970 $49.07 $194,808 73,680
(Direct)		 View
2007-11-13
Exercise		 2007-11-15
4:54 pm		 CAPITAL ONE FINANCIAL CORP COF KLANE LARRY A
(Pdt, Global Financial Services)		 1,399 $44.35 $62,045 5,223
(Indirect)		 View
2007-10-24
Exercise		 2007-10-26
5:55 pm		 CAPITAL ONE FINANCIAL CORP COF BAILAR GREGOR
(Chief Information Officer)		 42,131 $56.58 $2,383,624 73,918
(Direct)		 View
2007-08-06-
-2007-08-07
Gift
Tax Withholding		 2007-08-08
5:38 pm		 CAPITAL ONE FINANCIAL CORP COF KANAS JOHN ADAM
(President, Banking Segment
Director)		 162,131 $56.2 $9,111,672 261,940
(Direct)		 View
2007-03-02
Option Award		 2007-03-06
8:09 pm		 CAPITAL ONE FINANCIAL CORP COF LAWSON DAVID R
(President and CEO COAF)		 14,160 $0 $0 62,150
(Direct)		 View
2006-06-08
Tax Withholding		 2006-06-12
5:59 pm		 CAPITAL ONE FINANCIAL CORP COF WEST CATHERINE
(Executive Officer)		 4,296 $82.77 $355,580 57,851
(Direct)		 View
2004-11-11
Exercise		 2004-11-17
1:28 pm		 CAPITAL ONE FINANCIAL CORP COF KIMSEY JAMES V
(Director)		 18,500 $6.63 $122,655 21,304
(Direct)		 View
2004-04-27
Exercise		 2004-04-28
4:46 pm		 CAPITAL ONE FINANCIAL CORP COF FLICK JAMES A JR
(Director)		 21,000 $8.88 $186,480 36,500
(Direct)		 View
2003-11-12-
-2003-11-13
Exercise		 2003-11-14
4:31 pm		 CAPITAL ONE FINANCIAL CORP COF MORRIS NIGEL W
(Vice Chairman
Director)		 153,958 $16.25 $2,501,818 130,826
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-09-22
Exercise		 2008-09-24
4:37 pm		 2004-03-18
2008-12-16		 CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)		 1,638 $60.98 0
(Direct)		 View
2008-09-19
Exercise		 2008-09-22
8:44 pm		 N/A
2009-04-28		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(President, Financial Services)		 25,000 $56.46 30,662
(Direct)		 View
2008-09-19
Exercise		 2008-09-22
8:44 pm		 1999-04-29
2009-04-28		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(President, Financial Services)		 300 $56.46 0
(Direct)		 View
2008-05-29
Exercise		 2008-05-29
7:06 pm		 N/A
2008-06-10		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 14,646 $33.77 0
(Direct)		 View
2008-05-28
Exercise		 2008-05-29
7:04 pm		 N/A
2008-06-10		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 14,634 $33.77 14,646
(Direct)		 View
2008-05-27
Exercise		 2008-05-29
7:02 pm		 N/A
2008-06-10		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 14,634 $33.77 29,280
(Direct)		 View
2008-05-23
Exercise		 2008-05-27
5:34 pm		 N/A
2008-06-10		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 14,634 $33.77 43,914
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:13 pm		 2009-04-24
2018-04-23		 CAPITAL ONE FINANCIAL CORP COF WESTREICH STANLEY
(Director)		 7,654 $47.29 7,654
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:13 pm		 2009-04-24
2018-04-23		 CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)		 8,929 $47.29 8,929
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:13 pm		 2009-04-24
2018-04-23		 CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)		 11,055 $47.29 11,055
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:12 pm		 2009-04-24
2018-04-23		 CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)		 8,504 $47.29 8,504
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:11 pm		 2009-04-24
2018-04-23		 CAPITAL ONE FINANCIAL CORP COF DIETZ W RONALD
(Director)		 10,205 $47.29 10,205
(Direct)		 View
2008-04-24
Option Award		 2008-04-28
6:11 pm		 2009-04-24
2018-04-23		 CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)		 10,205 $47.29 10,205
(Direct)		 View
2007-11-13
Exercise		 2007-11-15
4:54 pm		 N/A
2011-12-12		 CAPITAL ONE FINANCIAL CORP COF KLANE LARRY A
(Pdt, Global Financial Services)		 957 $49.07 0
(Indirect)		 View
2007-11-13
Exercise		 2007-11-15
4:54 pm		 N/A
2012-12-05		 CAPITAL ONE FINANCIAL CORP COF KLANE LARRY A
(Pdt, Global Financial Services)		 442 $34.13 0
(Indirect)		 View
2007-10-24
Exercise		 2007-10-26
5:55 pm		 2004-05-12
2011-10-31		 CAPITAL ONE FINANCIAL CORP COF BAILAR GREGOR
(Chief Information Officer)		 3,331 $60.03 0
(Direct)		 View
2007-10-24
Exercise		 2007-10-26
5:55 pm		 N/A
2013-12-14		 CAPITAL ONE FINANCIAL CORP COF BAILAR GREGOR
(Chief Information Officer)		 38,800 $56.28 0
(Direct)		 View
2007-03-02
Option Award		 2007-03-06
8:09 pm		 N/A
2017-03-01		 CAPITAL ONE FINANCIAL CORP COF LAWSON DAVID R
(President and CEO COAF)		 83,880 $76.79 83,880
(Direct)		 View
2006-05-31
Option Award		 2006-06-02
6:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF BOYDSTUN J HERBERT
(Prsdt-CEO Banking Segment)		 424 $0 424
(Direct)		 View
2006-05-31
Option Award		 2006-06-02
6:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF BOYDSTUN J HERBERT
(Prsdt-CEO Banking Segment)		 49 $0 49
(Direct)		 View
2004-11-11
Exercise		 2004-11-17
1:28 pm		 1996-04-26
2005-04-26		 CAPITAL ONE FINANCIAL CORP COF KIMSEY JAMES V
(Director)		 18,500 $6.63 0
(Direct)		 View
2004-04-27
Exercise		 2004-04-28
4:46 pm		 N/A
2006-04-18		 CAPITAL ONE FINANCIAL CORP COF FLICK JAMES A JR
(Director)		 21,000 $8.88 0
(Direct)		 View
2003-11-12
Exercise		 2003-11-14
4:31 pm		 1997-12-18
2007-12-18		 CAPITAL ONE FINANCIAL CORP COF MORRIS NIGEL W
(Vice Chairman
Director)		 25,000 $16.25 128,958
(Direct)		 View
2003-11-13
Exercise		 2003-11-14
4:31 pm		 1997-12-18
2007-12-18		 CAPITAL ONE FINANCIAL CORP COF MORRIS NIGEL W
(Vice Chairman
Director)		 128,958 $16.25 0
(Direct)		 View
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