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Sec Filings Insider Trading - Capital One Financial Corp (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
COF Insider Trading Transactions for Capital One Financial Corp
Historical filings delayed by 6 months. New user? Sign Up for real time data. Existing user? Sign In
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2014-09-19
Sale
2014-09-22
4:49 pm
Capital One Financial Corp COF Schneider Ryan M.
President, Card
65,477 $84 $5,500,068 245,090
(Direct)
View
2014-08-20
Sale
2014-08-22
4:07 pm
Capital One Financial Corp COF Schneider Ryan M.
President, Card
2,791 $80.41 $224,424 172,397
(Direct)
View
2014-08-14
Sale
2014-08-18
5:56 pm
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
3,773 $79.7 $300,708 34,130
(Direct)
View
2014-08-13
Sale
2014-08-15
4:47 pm
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
10,000 $79.52 $795,200 100,347
(Direct
Indirect)
View
2014-07-24
Sale
2014-07-28
4:40 pm
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
7,630 $82.47 $629,246 131,243
(Direct)
View
2014-06-20
Sale
2014-06-24
5:02 pm
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
9,000 $83.74 $753,660 89,543
(Indirect
Direct)
View
2014-06-20
Sale
2014-06-24
5:01 pm
Capital One Financial Corp COF Hackett Ann F
Director
1,840 $83 $152,720 53,247
(Indirect
Direct)
View
2014-06-09
Sale
2014-06-11
5:15 pm
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
8,121 $81.74 $663,811 92,664
(Indirect
Direct)
View
2014-06-09
Sale
2014-06-11
5:14 pm
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
73,955 $82 $6,064,310 136,253
(Indirect
Direct)
View
2014-06-05
Sale
2014-06-09
5:01 pm
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
9,240 $79.74 $736,798 96,904
(Indirect
Direct)
View
2014-05-30
Sale
2014-06-03
4:32 pm
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
63,651 $79 $5,028,429 125,736
(Indirect
Direct)
View
2014-05-14
Sale
2014-05-15
4:30 pm
Capital One Financial Corp COF Gross Patrick W
Director
10,000 $77.28 $772,800 53,296
(Direct)
View
2014-04-29
Sale
2014-04-30
5:16 pm
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
2,930 $73.5 $215,355 37,903
(Direct)
View
2014-04-22
Sale
2014-04-24
4:37 pm
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
1,231 $75.5 $92,940 16,059
(Direct)
View
2014-03-06
Sale
2014-03-10
4:59 pm
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
5,491 $75 $411,825 63,949
(Indirect
Direct)
View
2014-02-14
Sale
2014-02-18
5:27 pm
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
3,527 $72.28 $254,932 17,984
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2014-10-23
Gift
2014-10-28
6:18 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
2,160 $0 98,187
(Direct)
View
2014-09-19
Exercise
2014-09-22
4:49 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
72,683 $48.28 245,090
(Direct)
View
2014-09-19
Exercise
2014-09-22
4:49 pm
N/A
2021-01-25
Capital One Financial Corp COF Schneider Ryan M.
President, Card
72,683 $48.28 245,090
(Direct)
View
2014-07-25
Gift
2014-08-05
5:04 pm
N/A
N/A
Capital One Financial Corp COF Fairbank Richard D
Chair, CEO and President
Director
4,856 $0 2,212,490
(Direct)
View
2014-07-24
Exercise
2014-07-28
4:40 pm
N/A
N/A
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
7,630 $78.71 131,243
(Direct)
View
2014-07-24
Exercise
2014-07-28
4:40 pm
N/A
2015-03-14
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
7,630 $78.71 131,243
(Direct)
View
2014-06-20
Exercise
2014-06-24
5:02 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
5,000 $18.28 89,543
(Direct)
View
2014-06-20
Exercise
2014-06-24
5:02 pm
N/A
2019-01-28
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
5,000 $18.28 89,543
(Direct)
View
2014-06-20
Exercise
2014-06-24
5:01 pm
N/A
N/A
Capital One Financial Corp COF Hackett Ann F
Director
1,840 $77.71 53,247
(Direct)
View
2014-06-20
Exercise
2014-06-24
5:01 pm
N/A
2014-11-21
Capital One Financial Corp COF Hackett Ann F
Director
1,840 $77.71 53,247
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:15 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
5,000 $18.28 92,664
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:15 pm
N/A
2019-01-28
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
5,000 $18.28 92,664
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:14 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
54,385 $48.95 136,253
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:14 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
19,570 $78.71 136,253
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:14 pm
N/A
2018-02-20
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
54,385 $48.95 136,253
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:14 pm
N/A
2015-03-14
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
19,570 $78.71 136,253
(Direct)
View
2014-06-05
Exercise
2014-06-09
5:01 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
5,000 $18.28 96,904
(Direct)
View
2014-06-05
Exercise
2014-06-09
5:01 pm
N/A
2019-01-28
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
5,000 $18.28 96,904
(Direct)
View
2014-05-30
Exercise
2014-06-03
4:32 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
54,385 $48.95 125,736
(Direct)
View
2014-05-30
Exercise
2014-06-03
4:32 pm
N/A
2018-02-20
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
54,385 $48.95 125,736
(Direct)
View
2014-05-14
Exercise
2014-05-15
4:30 pm
N/A
N/A
Capital One Financial Corp COF Gross Patrick W
Director
10,000 $16.93 53,296
(Direct)
View
2014-05-14
Exercise
2014-05-15
4:30 pm
2010-04-23
2019-04-22
Capital One Financial Corp COF Gross Patrick W
Director
10,000 $16.93 53,296
(Direct)
View
2014-05-13
Gift
2014-05-15
4:30 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
25,919 $0 100,347
(Direct)
View
2014-05-13
Gift
2014-05-15
4:30 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
25,919 $0 100,347
(Indirect)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF Gross Patrick W
Director
2,281 $0 43,296
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF Hackett Ann F
Director
2,281 $0 51,407
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF Hay Lewis III
Director
2,281 $0 36,679
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF Jenkins Benjamin P III
Director
2,281 $0 8,196
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF Leroy Pierre E
Director
2,281 $0 39,657
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF Raskind Peter E
Director
2,281 $0 11,588
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF Shattuck Mayo A III
Director
2,281 $0 37,346
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF Warner Bradford H
Director
2,281 $0 43,481
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
N/A
N/A
Capital One Financial Corp COF West Catherine
Director
2,281 $0 6,004
(Direct)
View
2014-04-07
Tax Withholding
2014-04-08
4:43 pm
N/A
N/A
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
694 $75.55 17,290
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
17,139 $0 183,139
(Direct)
View
2014-03-10
Tax Withholding
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
8,724 $75.15 183,139
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
17,139 $0 183,139
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
13,550 $0 77,499
(Direct)
View
2014-03-10
Tax Withholding
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
6,464 $75.15 77,499
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
13,550 $0 77,499
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
13,160 $0 128,387
(Direct)
View
2014-03-10
Tax Withholding
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
5,521 $75.15 128,387
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
13,160 $0 128,387
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
11,880 $0 97,564
(Direct)
View
2014-03-10
Tax Withholding
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
5,667 $75.15 97,564
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
11,880 $0 97,564
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
4,403 $0 50,188
(Direct)
View
2014-03-10
Tax Withholding
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
2,101 $75.15 50,188
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
4,403 $0 50,188
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:32 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
14,836 $0 133,818
(Direct)
View
2014-03-10
Tax Withholding
2014-03-12
7:32 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
7,552 $75.15 133,818
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:32 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
14,836 $0 133,818
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:32 pm
N/A
N/A
Capital One Financial Corp COF Fairbank Richard D
Chairman, CEO and President
Director
169,347 $0 2,298,121
(Direct)
View
2014-03-10
Tax Withholding
2014-03-12
7:32 pm
N/A
N/A
Capital One Financial Corp COF Fairbank Richard D
Chairman, CEO and President
Director
80,779 $75.15 2,298,121
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:32 pm
N/A
N/A
Capital One Financial Corp COF Fairbank Richard D
Chairman, CEO and President
Director
169,347 $0 2,298,121
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
858 $71.37 22,458
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
947 $71.37 22,458
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
8,105 $0 87,885
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
4,023 $0 87,885
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
2,909 $71.37 87,885
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
3,580 $71.37 87,885
(Direct)
View
2014-02-10
Disposition
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
4,023 $72.24 87,885
(Direct)
View
2014-02-10
Disposition
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
8,105 $72.24 87,885
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
4,023 $0 87,885
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:16 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
8,105 $0 87,885
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
5,100 $0 55,693
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
3,281 $0 55,693
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
2,776 $71.37 55,693
(Direct)
View
2014-02-10
Disposition
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
3,281 $72.24 55,693
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
3,703 $71.37 55,693
(Direct)
View
2014-02-10
Disposition
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
5,100 $72.24 55,693
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
3,281 $0 55,693
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
5,100 $0 55,693
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
6,951 $0 103,891
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
3,906 $0 103,891
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
3,277 $71.37 103,891
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
3,465 $71.37 103,891
(Direct)
View
2014-02-10
Disposition
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
3,906 $72.24 103,891
(Direct)
View
2014-02-10
Disposition
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
6,951 $72.24 103,891
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
3,906 $0 103,891
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
6,951 $0 103,891
(Direct)
View
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