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Sec Filings Insider Trading - Capital One Financial Corp. (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
COF Insider Trading Transactions for Capital One Financial Corp.
Capital One Financial Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2014-07-24
Sale
2014-07-28
4:40 pm
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
7,630 $82.47 $629,246 123,613
(Direct)
View
2014-06-20
Sale
2014-06-24
5:02 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
9,000 $83.74 $753,660 80,543
(Direct)
View
2014-06-20
Sale
2014-06-24
5:01 pm
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)
1,840 $83 $152,720 51,407
(Direct)
View
2014-06-09
Sale
2014-06-11
5:15 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
8,121 $81.74 $663,811 84,543
(Direct)
View
2014-06-09
Sale
2014-06-11
5:14 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
73,955 $82 $6,064,310 62,298
(Direct)
View
2014-06-05
Sale
2014-06-09
5:01 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
9,240 $79.74 $736,798 87,664
(Direct)
View
2014-05-30
Sale
2014-06-03
4:32 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
63,651 $79 $5,028,429 62,085
(Direct)
View
2014-05-14
Sale
2014-05-15
4:30 pm
CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)
10,000 $77.28 $772,800 43,296
(Direct)
View
2014-04-29
Sale
2014-04-30
5:16 pm
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
2,930 $73.5 $215,355 37,903
(Direct)
View
2014-04-22
Sale
2014-04-24
4:37 pm
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)
1,231 $75.5 $92,940 16,059
(Direct)
View
2014-03-06
Sale
2014-03-10
4:59 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
5,491 $75 $411,825 63,949
(Direct)
View
2014-02-14
Sale
2014-02-18
5:27 pm
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)
3,527 $72.28 $254,932 17,984
(Direct)
View
2014-02-10
Sale
2014-02-12
7:16 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
12,128 $72.24 $876,127 69,268
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
8,381 $72.24 $605,443 40,833
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
10,857 $72.24 $784,310 86,292
(Direct)
View
2014-02-10
Sale
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
4,804 $72.24 $347,041 31,348
(Direct)
View
2013-05-22
Sale
2013-05-23
4:12 pm
CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)
24,500 $63.5 $1,555,750 96,528
(Direct)
View
2012-09-10
Sale
2012-09-10
5:23 pm
CAPITAL ONE FINANCIAL CORP COF ING GROEP NV
(Director)
54,028,086 $55.25 $2,984,954,501 802,639
(Direct)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2014-07-24
Exercise
2014-07-28
4:40 pm
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
7,630 $78.71 $600,557 131,243
(Direct)
View
2014-06-20
Exercise
2014-06-24
5:02 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
5,000 $18.28 $91,400 89,543
(Direct)
View
2014-06-20
Exercise
2014-06-24
5:01 pm
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)
1,840 $77.71 $142,986 53,247
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:15 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
5,000 $18.28 $91,400 92,664
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:14 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
73,955 $56.83 $4,202,500 136,253
(Direct)
View
2014-06-05
Exercise
2014-06-09
5:01 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
5,000 $18.28 $91,400 96,904
(Direct)
View
2014-05-30
Exercise
2014-06-03
4:32 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
54,385 $48.95 $2,662,146 125,736
(Direct)
View
2014-05-14
Exercise
2014-05-15
4:30 pm
CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)
10,000 $16.93 $169,300 53,296
(Direct)
View
2014-05-13
Gift
2014-05-15
4:30 pm
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
51,838 $0 $0 33,221
(Direct
Indirect)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)
2,281 $0 $0 43,296
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)
2,281 $0 $0 51,407
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)
2,281 $0 $0 36,679
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF JENKINS BENJAMIN P III
(Director)
2,281 $0 $0 8,196
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
(Director)
2,281 $0 $0 39,657
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF RASKIND PETER E
(Director)
2,281 $0 $0 11,588
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)
2,281 $0 $0 37,346
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
(Director)
2,281 $0 $0 43,481
(Direct)
View
2014-05-01
Option Award
2014-05-05
5:16 pm
CAPITAL ONE FINANCIAL CORP COF WEST CATHERINE
(Director)
2,281 $0 $0 6,004
(Direct)
View
2014-04-07
Tax Withholding
2014-04-08
4:43 pm
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)
694 $75.55 $52,432 17,290
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)
25,863 $25.35 $655,609 174,415
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
20,014 $24.27 $485,770 71,035
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
18,681 $22.21 $414,903 122,866
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
17,547 $24.27 $425,875 91,897
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:33 pm
CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)
6,504 $24.28 $157,890 48,087
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:32 pm
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
22,388 $25.35 $567,533 126,266
(Direct)
View
2014-03-10
Exercise
Tax Withholding
2014-03-12
7:32 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)
250,126 $24.27 $6,070,542 2,217,342
(Direct)
View
2014-02-10
Tax Withholding
2014-02-12
7:16 pm
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
(Principal Accounting Officer)
1,805 $71.37 $128,823 21,511
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:16 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
18,617 $24.88 $463,120 81,396
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
14,860 $31.12 $462,406 45,933
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
17,599 $27.34 $481,177 97,149
(Direct)
View
2014-02-10
Exercise
Tax Withholding
2014-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
9,148 $33.89 $310,031 28,882
(Direct)
View
2014-02-04
Tax Withholding
2014-02-06
4:36 pm
CAPITAL ONE FINANCIAL CORP COF CRAWFORD STEPHEN S
(Chief Financial Officer)
15,944 $68.72 $1,095,672 182,018
(Direct)
View
2013-05-22
Exercise
2013-05-23
4:12 pm
CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)
24,500 $56.28 $1,378,860 121,028
(Direct)
View
2013-01-31
Option Award
2013-02-12
7:15 pm
CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)
17,942 $0 $0 207,085
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2014-07-24
Exercise
2014-07-28
4:40 pm
N/A
2015-03-14
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
7,630 $78.71 0
(Direct)
View
2014-06-20
Exercise
2014-06-24
5:02 pm
N/A
2019-01-28
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
5,000 $18.28 7,925
(Direct)
View
2014-06-20
Exercise
2014-06-24
5:01 pm
N/A
2014-11-21
CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)
1,840 $77.71 0
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:15 pm
N/A
2019-01-28
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
5,000 $18.28 12,925
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:14 pm
N/A
2018-02-20
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
54,385 $48.95 54,380
(Direct)
View
2014-06-09
Exercise
2014-06-11
5:14 pm
N/A
2015-03-14
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
19,570 $78.71 0
(Direct)
View
2014-06-05
Exercise
2014-06-09
5:01 pm
N/A
2019-01-28
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
5,000 $18.28 17,925
(Direct)
View
2014-05-30
Exercise
2014-06-03
4:32 pm
N/A
2018-02-20
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
54,385 $48.95 108,765
(Direct)
View
2014-05-14
Exercise
2014-05-15
4:30 pm
2010-04-23
2019-04-22
CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)
10,000 $16.93 8,795
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)
17,139 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
13,550 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
(President, Financial Services)
13,160 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)
11,880 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:33 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LaPrade,III Frank G.
(Chief Enterprise Srvcs Officer)
4,403 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:32 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)
14,836 $0 0
(Direct)
View
2014-03-10
Exercise
2014-03-12
7:32 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)
169,347 $0 0
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:16 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
4,023 $0 8,048
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:16 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)
8,105 $0 8,106
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
3,281 $0 6,563
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
(President, Commercial Banking)
5,100 $0 5,101
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
3,906 $0 7,813
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Witter Jonathan W.
(President, Retail Banking)
6,951 $0 6,952
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
2,345 $0 4,693
(Direct)
View
2014-02-10
Exercise
2014-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
(Chief Risk Officer)
2,459 $0 2,460
(Direct)
View
2013-05-22
Exercise
2013-05-23
4:12 pm
N/A
2013-12-14
CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)
24,500 $56.28 0
(Direct)
View
2013-01-31
Option Award
2013-02-12
7:15 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)
13,931 $0 13,931
(Direct)
View
2013-01-31
Option Award
2013-02-12
7:15 pm
2013-12-15
2013-12-15
CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)
12,665 $0 12,665
(Direct)
View
2013-01-31
Option Award
2013-02-12
7:15 pm
N/A
2023-01-30
CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)
33,462 $56.32 33,462
(Direct)
View
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