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Sec Filings Insider Trading - Capital One Financial Corp. (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
COF Insider Trading Transactions for Capital One Financial Corp.
Capital One Financial Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-23
Sale		 2009-10-27
4:44 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 2,000 $41.73 $83,460 117,616
(Direct)		 View
2009-10-26
Sale		 2009-10-27
4:43 pm		 CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)		 38,880 $41.03 $1,595,246 186,334
(Direct)		 View
2009-10-23
Sale		 2009-10-27
4:43 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 7,452 $41.73 $310,972 107,117
(Direct)		 View
2009-09-17
Sale		 2009-09-18
4:35 pm		 CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)		 20,000 $39.02 $780,400 225,214
(Direct)		 View
2009-09-10
Sale		 2009-09-14
4:05 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 1,245 $37.95 $47,248 119,616
(Direct)		 View
2009-09-09
Sale		 2009-09-10
4:10 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 22,039 $36.44 $803,101 120,861
(Direct)		 View
2009-08-07-
-2009-08-24
Sale		 2009-08-25
4:50 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 4,564 $35.38 $161,476 142,900
(Direct)		 View
2009-08-06
Sale		 2009-08-10
4:08 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 2,000 $31.95 $63,900 147,445
(Direct)		 View
2009-08-06
Sale		 2009-08-10
4:08 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 2,000 $32 $64,000 114,566
(Direct)		 View
2009-07-31
Sale		 2009-08-03
4:27 pm		 CAPITAL ONE FINANCIAL CORP COF WESTREICH STANLEY
(Director)		 50,000 $30.75 $1,537,500 105,343
(Direct)		 View
2009-07-30
Sale		 2009-08-03
4:05 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)		 19,000 $30.4 $577,600 127,269
(Direct)		 View
2009-07-30
Sale		 2009-08-03
4:05 pm		 CAPITAL ONE FINANCIAL CORP COF Pike Lynn A
(President, Banking)		 21,988 $30.46 $669,754 145,682
(Direct)		 View
2009-07-27
Sale		 2009-07-29
5:58 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)		 31,596 $30.16 $952,872 157,465
(Direct)		 View
2009-05-08
Sale		 2009-05-12
4:11 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 2,000 $29.85 $59,700 158,112
(Direct)		 View
2007-11-13
Sale		 2007-11-15
4:54 pm		 CAPITAL ONE FINANCIAL CORP COF KLANE LARRY A
(Pdt, Global Financial Services)		 1,414 $56.26 $79,557 3,809
(Indirect)		 View
2007-10-24
Sale		 2007-10-26
5:55 pm		 CAPITAL ONE FINANCIAL CORP COF BAILAR GREGOR
(Chief Information Officer)		 44,027 $62.21 $2,738,839 29,891
(Direct)		 View
2004-11-11
Sale		 2004-11-17
1:28 pm		 CAPITAL ONE FINANCIAL CORP COF KIMSEY JAMES V
(Director)		 18,500 $79.13 $1,463,905 2,804
(Direct)		 View
2004-04-27
Sale		 2004-04-28
4:46 pm		 CAPITAL ONE FINANCIAL CORP COF FLICK JAMES A JR
(Director)		 21,000 $68.34 $1,435,142 15,500
(Direct)		 View
2003-11-12-
-2003-11-13
Sale		 2003-11-14
4:31 pm		 CAPITAL ONE FINANCIAL CORP COF MORRIS NIGEL W
(Vice Chairman
Director)		 153,958 $60.08 $9,250,017 1,868
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-09-15-
-2009-11-02
Gift		 2009-11-04
5:27 pm		 CAPITAL ONE FINANCIAL CORP COF CAMPBELL E R BO
(Director)		 1,000,000 $0 $0 57,103
(Direct)		 View
2009-10-27
Gift		 2009-10-28
6:29 pm		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
(Gen. Counsel & Corp. Secretary)		 2,000 $0 $0 161,017
(Direct)		 View
2009-08-14
Gift		 2009-09-10
4:07 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
(Chairman, CEO and President
Director)		 11,532 $0 $0 2,491,770
(Direct)		 View
2009-07-29
Tax Withholding		 2009-07-30
5:05 pm		 CAPITAL ONE FINANCIAL CORP COF Pike Lynn A
(President, Banking)		 17,263 $29.71 $512,884 167,670
(Direct)		 View
2009-07-29
Tax Withholding		 2009-07-30
4:44 pm		 CAPITAL ONE FINANCIAL CORP COF Schneider Ryan M.
(President, Card)		 9,297 $29.71 $276,214 149,445
(Direct)		 View
2009-07-29
Tax Withholding		 2009-07-30
4:44 pm		 CAPITAL ONE FINANCIAL CORP COF SCHNALL PETER A
(Chief Risk Officer)		 11,320 $29.71 $336,317 194,648
(Direct)		 View
2009-07-29
Tax Withholding		 2009-07-30
4:44 pm		 CAPITAL ONE FINANCIAL CORP COF PERLIN GARY L
(Chief Financial Officer)		 18,426 $29.71 $547,436 245,214
(Direct)		 View
2009-07-29
Tax Withholding		 2009-07-30
4:44 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
(Chief Human Resources Officer)		 11,196 $29.71 $332,633 146,269
(Direct)		 View
2009-07-29
Tax Withholding		 2009-07-30
4:44 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
(Chief Information Officer)		 7,090 $29.71 $210,644 116,566
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)		 10,042 $0 $0 22,003
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
(Director)		 10,042 $0 $0 24,314
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)		 10,042 $0 $0 21,336
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)		 10,042 $0 $0 36,064
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)		 10,042 $0 $0 27,953
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 CAPITAL ONE FINANCIAL CORP COF DIETZ W RONALD
(Director)		 10,042 $0 $0 25,636
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
(Director)		 10,042 $0 $0 22,638
(Direct)		 View
2009-03-03
Tax Withholding		 2009-03-05
4:42 pm		 CAPITAL ONE FINANCIAL CORP COF SCHUYLER MATTHEW W
(Chief Human Resources Officer)		 1,646 $10.34 $17,020 145,167
(Direct)		 View
2007-11-13
Exercise		 2007-11-15
4:54 pm		 CAPITAL ONE FINANCIAL CORP COF KLANE LARRY A
(Pdt, Global Financial Services)		 1,399 $44.35 $62,045 5,223
(Indirect)		 View
2007-10-24
Exercise		 2007-10-26
5:55 pm		 CAPITAL ONE FINANCIAL CORP COF BAILAR GREGOR
(Chief Information Officer)		 42,131 $56.58 $2,383,624 73,918
(Direct)		 View
2007-08-06-
-2007-08-07
Gift
Tax Withholding		 2007-08-08
5:38 pm		 CAPITAL ONE FINANCIAL CORP COF KANAS JOHN ADAM
(President, Banking Segment
Director)		 162,131 $56.2 $9,111,672 261,940
(Direct)		 View
2007-03-02
Option Award		 2007-03-06
8:09 pm		 CAPITAL ONE FINANCIAL CORP COF LAWSON DAVID R
(President and CEO COAF)		 14,160 $0 $0 62,150
(Direct)		 View
2006-06-08
Tax Withholding		 2006-06-12
5:59 pm		 CAPITAL ONE FINANCIAL CORP COF WEST CATHERINE
(Executive Officer)		 4,296 $82.77 $355,580 57,851
(Direct)		 View
2004-11-11
Exercise		 2004-11-17
1:28 pm		 CAPITAL ONE FINANCIAL CORP COF KIMSEY JAMES V
(Director)		 18,500 $6.63 $122,655 21,304
(Direct)		 View
2004-04-27
Exercise		 2004-04-28
4:46 pm		 CAPITAL ONE FINANCIAL CORP COF FLICK JAMES A JR
(Director)		 21,000 $8.88 $186,480 36,500
(Direct)		 View
2003-11-12-
-2003-11-13
Exercise		 2003-11-14
4:31 pm		 CAPITAL ONE FINANCIAL CORP COF MORRIS NIGEL W
(Vice Chairman
Director)		 153,958 $16.25 $2,501,818 130,826
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-04-23
Option Award		 2009-04-27
5:22 pm		 2010-04-23
2019-04-22		 CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
(Director)		 15,663 $16.93 15,663
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 2010-04-23
2019-04-22		 CAPITAL ONE FINANCIAL CORP COF LEROY PIERRE E
(Director)		 18,795 $16.93 18,795
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 2010-04-23
2019-04-22		 CAPITAL ONE FINANCIAL CORP COF HAY LEWIS III
(Director)		 16,446 $16.93 16,446
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 2010-04-23
2019-04-22		 CAPITAL ONE FINANCIAL CORP COF HACKETT ANN F
(Director)		 20,361 $16.93 20,361
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 2010-04-23
2019-04-22		 CAPITAL ONE FINANCIAL CORP COF GROSS PATRICK W
(Director)		 18,795 $16.93 18,795
(Direct)		 View
2009-04-23
Option Award		 2009-04-27
5:22 pm		 2010-04-23
2019-04-22		 CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
(Director)		 17,229 $16.93 17,229
(Direct)		 View
2007-11-13
Exercise		 2007-11-15
4:54 pm		 N/A
2011-12-12		 CAPITAL ONE FINANCIAL CORP COF KLANE LARRY A
(Pdt, Global Financial Services)		 957 $49.07 0
(Indirect)		 View
2007-11-13
Exercise		 2007-11-15
4:54 pm		 N/A
2012-12-05		 CAPITAL ONE FINANCIAL CORP COF KLANE LARRY A
(Pdt, Global Financial Services)		 442 $34.13 0
(Indirect)		 View
2007-10-24
Exercise		 2007-10-26
5:55 pm		 2004-05-12
2011-10-31		 CAPITAL ONE FINANCIAL CORP COF BAILAR GREGOR
(Chief Information Officer)		 3,331 $60.03 0
(Direct)		 View
2007-10-24
Exercise		 2007-10-26
5:55 pm		 N/A
2013-12-14		 CAPITAL ONE FINANCIAL CORP COF BAILAR GREGOR
(Chief Information Officer)		 38,800 $56.28 0
(Direct)		 View
2007-03-02
Option Award		 2007-03-06
8:09 pm		 N/A
2017-03-01		 CAPITAL ONE FINANCIAL CORP COF LAWSON DAVID R
(President and CEO COAF)		 83,880 $76.79 83,880
(Direct)		 View
2006-05-31
Option Award		 2006-06-02
6:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF BOYDSTUN J HERBERT
(Prsdt-CEO Banking Segment)		 424 $0 424
(Direct)		 View
2006-05-31
Option Award		 2006-06-02
6:17 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF BOYDSTUN J HERBERT
(Prsdt-CEO Banking Segment)		 49 $0 49
(Direct)		 View
2004-11-11
Exercise		 2004-11-17
1:28 pm		 1996-04-26
2005-04-26		 CAPITAL ONE FINANCIAL CORP COF KIMSEY JAMES V
(Director)		 18,500 $6.63 0
(Direct)		 View
2004-04-27
Exercise		 2004-04-28
4:46 pm		 N/A
2006-04-18		 CAPITAL ONE FINANCIAL CORP COF FLICK JAMES A JR
(Director)		 21,000 $8.88 0
(Direct)		 View
2003-11-12
Exercise		 2003-11-14
4:31 pm		 1997-12-18
2007-12-18		 CAPITAL ONE FINANCIAL CORP COF MORRIS NIGEL W
(Vice Chairman
Director)		 25,000 $16.25 128,958
(Direct)		 View
2003-11-13
Exercise		 2003-11-14
4:31 pm		 1997-12-18
2007-12-18		 CAPITAL ONE FINANCIAL CORP COF MORRIS NIGEL W
(Vice Chairman
Director)		 128,958 $16.25 0
(Direct)		 View
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