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Sec Filings Insider Trading - Capital One Financial Corp (COF)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
COF Insider Trading Transactions for Capital One Financial Corp
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2015-07-21
Sale
2015-07-23
5:06 pm
Capital One Financial Corp COF Borgmann Kevin S.
Chief Risk Officer
1,811 $91.42 $165,562 40,438
(Direct)
View
2015-07-20
Sale
2015-07-22
4:14 pm
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
14,212 $91.74 $1,303,809 95,892
(Indirect
Direct)
View
2015-07-15
Sale
2015-07-17
5:20 pm
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
56,510 $90 $5,085,900 178,562
(Indirect
Direct)
View
2015-07-01
Sale
2015-07-02
4:42 pm
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
39,258 $88.55 $3,476,400 96,508
(Direct)
View
2015-06-25
Sale
2015-06-29
4:19 pm
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
7,140 $90 $642,600 129,192
(Indirect
Direct)
View
2015-06-23
Sale
2015-06-25
5:13 pm
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
13,565 $89.92 $1,219,765 99,688
(Indirect
Direct)
View
2015-06-22
Sale
2015-06-24
5:43 pm
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
49,890 $89 $4,440,210 171,942
(Indirect
Direct)
View
2015-06-15
Sale
2015-06-17
4:31 pm
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
100,000 $87.3 $8,730,000 222,052
(Indirect
Direct)
View
2015-06-11
Sale
2015-06-15
4:25 pm
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
12,599 $87.74 $1,105,436 102,519
(Indirect
Direct)
View
2015-06-10
Sale
2015-06-12
4:08 pm
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
13,925 $85.74 $1,193,929 106,677
(Indirect
Direct)
View
2015-06-10
Sale
2015-06-12
4:08 pm
Capital One Financial Corp COF Schneider Ryan M.
President, Card
21,600 $86 $1,857,600 177,358
(Direct)
View
2015-05-29
Sale
2015-06-02
6:53 pm
Capital One Financial Corp COF Schneider Ryan M.
President, Card
144,414 $83.8 $12,102,574 295,593
(Direct)
View
2015-05-08
Sale
2015-05-12
4:04 pm
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
7,477 $82.56 $617,301 40,503
(Direct)
View
2015-05-06
Sale
2015-05-08
4:03 pm
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
5,379 $82.14 $441,831 15,611
(Direct)
View
2015-05-06
Sale
2015-05-08
4:03 pm
Capital One Financial Corp COF Leroy Pierre E
Director
18,689 $82.88 $1,548,944 60,449
(Direct)
View
2015-05-04
Sale
2015-05-06
5:46 pm
Capital One Financial Corp COF Gross Patrick W
Director
3,800 $82 $311,600 49,199
(Direct)
View
2015-03-09
Sale
2015-03-11
4:32 pm
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
7,450 $78.9 $587,805 63,668
(Indirect
Direct)
View
2015-03-02
Sale
2015-03-04
4:48 pm
Capital One Financial Corp COF Schneider Ryan M.
President, Card
15,650 $78.9 $1,234,785 206,566
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2015-07-20
Exercise
2015-07-22
4:14 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
9,769 $45.75 95,892
(Direct)
View
2015-07-20
Exercise
2015-07-22
4:14 pm
N/A
2022-01-30
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
9,769 $45.75 95,892
(Direct)
View
2015-07-15
Exercise
2015-07-17
5:20 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
56,510 $88.81 178,562
(Direct)
View
2015-07-15
Exercise
2015-07-17
5:20 pm
N/A
2016-03-02
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
56,510 $88.81 178,562
(Direct)
View
2015-06-25
Exercise
2015-06-29
4:19 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
7,140 $88.81 129,192
(Direct)
View
2015-06-25
Exercise
2015-06-29
4:19 pm
N/A
2016-03-02
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
7,140 $88.81 129,192
(Direct)
View
2015-06-23
Exercise
2015-06-25
5:13 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
9,768 $45.75 99,688
(Direct)
View
2015-06-23
Exercise
2015-06-25
5:13 pm
N/A
2022-01-30
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
9,768 $45.75 99,688
(Direct)
View
2015-06-22
Exercise
2015-06-24
5:43 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
49,890 $48.95 171,942
(Direct)
View
2015-06-22
Exercise
2015-06-24
5:43 pm
N/A
2018-02-20
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
49,890 $48.95 171,942
(Direct)
View
2015-06-15
Exercise
2015-06-17
4:31 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
100,000 $48.95 222,052
(Direct)
View
2015-06-15
Exercise
2015-06-17
4:31 pm
N/A
2018-02-20
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
100,000 $48.95 222,052
(Direct)
View
2015-06-11
Exercise
2015-06-15
4:25 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
9,767 $45.75 102,519
(Direct)
View
2015-06-11
Exercise
2015-06-15
4:25 pm
N/A
2022-01-30
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
9,767 $45.75 102,519
(Direct)
View
2015-06-10
Exercise
2015-06-12
4:08 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
7,925 $18.28 106,677
(Direct)
View
2015-06-10
Exercise
2015-06-12
4:08 pm
N/A
2019-01-28
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
7,925 $18.28 106,677
(Direct)
View
2015-06-10
Exercise
2015-06-12
4:08 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
21,600 $48.95 177,358
(Direct)
View
2015-06-10
Exercise
2015-06-12
4:08 pm
N/A
2018-02-20
Capital One Financial Corp COF Schneider Ryan M.
President, Card
21,600 $48.95 177,358
(Direct)
View
2015-05-29
Exercise
2015-06-02
6:53 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
48,678 $45.75 295,593
(Direct)
View
2015-05-29
Exercise
2015-06-02
6:53 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
37,700 $48.95 295,593
(Direct)
View
2015-05-29
Exercise
2015-06-02
6:53 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
4,300 $48.95 295,593
(Direct)
View
2015-05-29
Exercise
2015-06-02
6:53 pm
N/A
2022-01-30
Capital One Financial Corp COF Schneider Ryan M.
President, Card
48,678 $45.75 295,593
(Direct)
View
2015-05-29
Exercise
2015-06-02
6:53 pm
N/A
2018-02-20
Capital One Financial Corp COF Schneider Ryan M.
President, Card
37,700 $48.95 295,593
(Direct)
View
2015-05-29
Exercise
2015-06-02
6:53 pm
N/A
2018-02-20
Capital One Financial Corp COF Schneider Ryan M.
President, Card
4,300 $48.95 295,593
(Direct)
View
2015-05-06
Exercise
2015-05-08
4:03 pm
N/A
N/A
Capital One Financial Corp COF Leroy Pierre E
Director
10,205 $47.29 60,449
(Direct)
View
2015-05-06
Exercise
2015-05-08
4:03 pm
N/A
N/A
Capital One Financial Corp COF Leroy Pierre E
Director
8,484 $44.87 60,449
(Direct)
View
2015-05-06
Exercise
2015-05-08
4:03 pm
2009-04-24
2018-04-23
Capital One Financial Corp COF Leroy Pierre E
Director
10,205 $47.29 60,449
(Direct)
View
2015-05-06
Exercise
2015-05-08
4:03 pm
2011-04-29
2020-04-28
Capital One Financial Corp COF Leroy Pierre E
Director
8,484 $44.87 60,449
(Direct)
View
2015-05-04
Exercise
2015-05-06
5:46 pm
N/A
N/A
Capital One Financial Corp COF Gross Patrick W
Director
3,800 $74.16 49,199
(Direct)
View
2015-05-04
Exercise
2015-05-06
5:46 pm
N/A
2015-05-31
Capital One Financial Corp COF Gross Patrick W
Director
3,800 $74.16 49,199
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:16 pm
N/A
N/A
Capital One Financial Corp COF West Catherine
Director
2,103 $0 8,107
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:16 pm
N/A
N/A
Capital One Financial Corp COF Warner Bradford H
Director
2,103 $0 45,584
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:15 pm
N/A
N/A
Capital One Financial Corp COF Shattuck Mayo A III
Director
2,103 $0 39,449
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:14 pm
N/A
N/A
Capital One Financial Corp COF Raskind Peter E
Director
2,103 $0 13,691
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:14 pm
N/A
N/A
Capital One Financial Corp COF Leroy Pierre E
Director
2,103 $0 41,760
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:14 pm
N/A
N/A
Capital One Financial Corp COF Jenkins Benjamin P III
Director
2,103 $0 10,299
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:14 pm
N/A
N/A
Capital One Financial Corp COF Hay Lewis III
Director
2,103 $0 38,782
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:13 pm
N/A
N/A
Capital One Financial Corp COF Hackett Ann F
Director
2,103 $0 53,510
(Direct)
View
2015-04-30
Option Award
2015-05-04
5:08 pm
N/A
N/A
Capital One Financial Corp COF Gross Patrick W
Director
2,103 $0 45,399
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:10 pm
N/A
N/A
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
23,105 $0 79,323
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:10 pm
N/A
N/A
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
11,761 $77.72 79,323
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:10 pm
N/A
2015-03-15
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
23,105 $0 79,323
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:10 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
23,940 $0 118,683
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:10 pm
N/A
N/A
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
12,186 $77.72 118,683
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:10 pm
N/A
2015-03-15
Capital One Financial Corp COF Witter Jonathan W.
President, Retail Banking
23,940 $0 118,683
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:08 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
16,926 $0 57,429
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:08 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
9,449 $77.72 57,429
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:08 pm
N/A
2015-03-15
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
16,926 $0 57,429
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:07 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
36,071 $0 227,182
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:07 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
18,361 $77.72 227,182
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:07 pm
N/A
2015-03-15
Capital One Financial Corp COF Schneider Ryan M.
President, Card
36,071 $0 227,182
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:07 pm
N/A
N/A
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
31,711 $0 164,154
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:07 pm
N/A
N/A
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
13,303 $77.72 164,154
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:07 pm
N/A
2015-03-15
Capital One Financial Corp COF Sanjiv Yajnik
President, Financial Services
31,711 $0 164,154
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:06 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
21,716 $0 109,102
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:06 pm
N/A
N/A
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
10,359 $77.72 109,102
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:06 pm
N/A
2015-03-15
Capital One Financial Corp COF Alexander Robert M.
Chief Information Officer
21,716 $0 109,102
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:05 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
35,139 $0 139,938
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:05 pm
N/A
N/A
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
17,886 $77.72 139,938
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:05 pm
N/A
2015-03-15
Capital One Financial Corp COF Finneran John G Jr
Gen. Counsel & Corp. Secretary
35,139 $0 139,938
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:05 pm
N/A
N/A
Capital One Financial Corp COF Borgmann Kevin S.
Chief Risk Officer
7,623 $0 46,130
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:05 pm
N/A
N/A
Capital One Financial Corp COF Borgmann Kevin S.
Chief Risk Officer
3,881 $77.72 46,130
(Direct)
View
2015-03-10
Option Award
2015-03-12
6:05 pm
N/A
2015-03-15
Capital One Financial Corp COF Borgmann Kevin S.
Chief Risk Officer
7,623 $0 46,130
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:05 pm
N/A
2015-03-15
Capital One Financial Corp COF Borgmann Kevin S.
Chief Risk Officer
7,623 $0 46,130
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:04 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
27,915 $0 97,368
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:04 pm
N/A
N/A
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
13,316 $77.72 97,368
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:04 pm
N/A
2015-03-15
Capital One Financial Corp COF Berson Jory A
Chief Human Resources Officer
27,915 $0 97,368
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:03 pm
N/A
N/A
Capital One Financial Corp COF Fairbank Richard D
Chair, CEO and President
Director
395,211 $0 2,630,778
(Direct)
View
2015-03-10
Tax Withholding
2015-03-12
6:03 pm
N/A
N/A
Capital One Financial Corp COF Fairbank Richard D
Chair, CEO and President
Director
188,516 $77.72 2,630,778
(Direct)
View
2015-03-10
Exercise
2015-03-12
6:03 pm
N/A
2015-03-15
Capital One Financial Corp COF Fairbank Richard D
Chair, CEO and President
Director
395,211 $0 2,630,778
(Direct)
View
2015-03-09
Exercise
2015-03-11
4:32 pm
N/A
N/A
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
7,450 $78.71 63,668
(Direct)
View
2015-03-09
Exercise
2015-03-11
4:32 pm
N/A
2015-03-14
Capital One Financial Corp COF Laprade III Frank G.
Chief Enterprise Srvcs Officer
7,450 $78.71 63,668
(Direct)
View
2015-03-02
Exercise
2015-03-04
4:48 pm
N/A
N/A
Capital One Financial Corp COF Schneider Ryan M.
President, Card
15,650 $78.71 206,566
(Direct)
View
2015-03-02
Exercise
2015-03-04
4:48 pm
N/A
2015-03-14
Capital One Financial Corp COF Schneider Ryan M.
President, Card
15,650 $78.71 206,566
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
3,209 $0 25,098
(Direct)
View
2015-02-15
Tax Withholding
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
899 $78.88 25,098
(Direct)
View
2015-02-15
Disposition
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
3,209 $76.27 25,098
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:32 pm
2015-02-15
2015-02-15
Capital One Financial Corp COF Blackley Richard Scott
Principal Accounting Officer
3,209 $0 25,098
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Crawford Stephen S
Chief Financial Officer
15,855 $0 216,204
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Crawford Stephen S
Chief Financial Officer
6,932 $0 216,204
(Direct)
View
2015-02-15
Tax Withholding
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Crawford Stephen S
Chief Financial Officer
4,120 $78.88 216,204
(Direct)
View
2015-02-15
Disposition
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Crawford Stephen S
Chief Financial Officer
6,932 $76.27 216,204
(Direct)
View
2015-02-15
Disposition
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Crawford Stephen S
Chief Financial Officer
15,855 $76.27 216,204
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:32 pm
N/A
N/A
Capital One Financial Corp COF Crawford Stephen S
Chief Financial Officer
6,932 $0 216,204
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:32 pm
2015-02-15
2015-02-15
Capital One Financial Corp COF Crawford Stephen S
Chief Financial Officer
15,855 $0 216,204
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:31 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
8,245 $0 54,516
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:31 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
3,584 $0 54,516
(Direct)
View
2015-02-15
Tax Withholding
2015-02-18
4:31 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
2,184 $78.88 54,516
(Direct)
View
2015-02-15
Disposition
2015-02-18
4:31 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
3,584 $76.27 54,516
(Direct)
View
2015-02-15
Disposition
2015-02-18
4:31 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
8,245 $76.27 54,516
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:31 pm
N/A
N/A
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
3,584 $0 54,516
(Direct)
View
2015-02-15
Exercise
2015-02-18
4:31 pm
2015-02-15
2015-02-15
Capital One Financial Corp COF Slocum Michael
President, Commercial Banking
8,245 $0 54,516
(Direct)
View
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