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Sec Filings Insider Trading - Ameriprise Financial Inc. (AMP)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
AMP Insider Trading Transactions for Ameriprise Financial Inc.
Ameriprise Financial Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-03-06
Purchase		 2009-03-09
4:46 pm		 AMERIPRISE FINANCIAL INC AMP TRUSCOTT WILLIAM F
(Pres - U.S. Asset Mgmt, CIO)		 1,000 $13.55 $13,548 11,000
(Indirect)		 View
2009-03-02
Purchase		 2009-03-03
4:59 pm		 AMERIPRISE FINANCIAL INC AMP TRUSCOTT WILLIAM F
(Pres - U.S. Asset Mgmt, CIO)		 1,000 $15 $15,000 10,000
(Indirect)		 View
2009-02-23
Purchase		 2009-02-24
3:50 pm		 AMERIPRISE FINANCIAL INC AMP TRUSCOTT WILLIAM F
(Pres - U.S. Asset Mgmt, CIO)		 1,000 $16 $16,000 9,000
(Indirect)		 View
2006-03-29
Sale		 2006-03-31
1:26 pm		 AMERIPRISE FINANCIAL INC AMP BERKSHIRE HATHAWAY INC
BUFFETT WARREN E
OBH INC
(10% owner)		 6,400,000 $42.91 $274,624,000 23,922,137
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-03
Tax Withholding		 2009-10-06
6:00 pm		 AMERIPRISE FINANCIAL INC AMP Berman Walter Stanley
(Executive VP and CFO)		 2,006 $36.43 $73,079 26,352
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:58 pm		 AMERIPRISE FINANCIAL INC AMP Woerner John Robert
(Pres Ins & Chief Strat Officer)		 292 $36.43 $10,638 6,562
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:55 pm		 AMERIPRISE FINANCIAL INC AMP TRUSCOTT WILLIAM F
(Pres - U.S. Asset Mgmt, CIO)		 1,744 $36.43 $63,534 52,248
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:54 pm		 AMERIPRISE FINANCIAL INC AMP Sweeney Joseph Edward
(Pres Fin Pln Prdcts and Serv)		 908 $36.43 $33,078 14,399
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:51 pm		 AMERIPRISE FINANCIAL INC AMP Stewart David Kent
(Sr Vice Pres and Controller)		 146 $36.43 $5,319 10,394
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:49 pm		 AMERIPRISE FINANCIAL INC AMP Sharan Kim Michelle
(Exec VP & Chief Mktg Officer)		 938 $36.43 $34,171 14,650
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:47 pm		 AMERIPRISE FINANCIAL INC AMP SALOW GLEN
(Exec VP of Serv Del & Tech)		 2,033 $36.43 $74,062 47,772
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:44 pm		 AMERIPRISE FINANCIAL INC AMP Junek John Carl
(Exec VP and General Counsel)		 876 $36.43 $31,913 23,721
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:41 pm		 AMERIPRISE FINANCIAL INC AMP HUNTER KELLI A
(Exec VP of Human Resources)		 515 $36.43 $18,761 12,315
(Direct)		 View
2009-10-03
Tax Withholding		 2009-10-06
5:39 pm		 AMERIPRISE FINANCIAL INC AMP Davey Deirdre N
(Sr VP Corp Comm/Cmnity Rltns)		 68 $36.43 $2,477 3,980
(Direct)		 View
2009-10-01
Tax Withholding		 2009-10-02
5:10 pm		 AMERIPRISE FINANCIAL INC AMP Froude Donald E
(President, U.S. Advisor Group)		 2,143 $36.97 $79,227 17,171
(Direct)		 View
2009-06-23
Tax Withholding		 2009-06-25
3:24 pm		 AMERIPRISE FINANCIAL INC AMP HUNTER KELLI A
(Exec VP of Human Resources)		 579 $23.01 $13,323 12,830
(Direct)		 View
2009-06-01
Tax Withholding		 2009-06-02
4:56 pm		 AMERIPRISE FINANCIAL INC AMP Davey Deirdre N
(Sr VP Corp Comm/Cmnity Rltns)		 57 $30.93 $1,763 4,048
(Direct)		 View
2007-01-30
Option Award		 2007-02-01
7:04 pm		 AMERIPRISE FINANCIAL INC AMP Schwarzmann Mark Edward
(Pres - Ins, Ann, Prdct Dist)		 3,064 $0 $0 14,291
(Direct)		 View
2006-01-26
Option Award		 2006-01-30
9:46 pm		 AMERIPRISE FINANCIAL INC AMP MacMillan Andrew J
(Senior VP Comm & Gov't Affairs)		 1,146 $0 $0 2,108
(Direct)		 View
2005-09-19
Other		 2005-09-21
4:04 pm		 AMERIPRISE FINANCIAL INC AMP AMERICAN EXPRESS CO
(10% owner)		 100 $0 $0 0
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-10-28
Option Award		 2009-10-29
5:14 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP NODDLE JEFFREY
(Director)		 715 $0 10,307
(Direct)		 View
2009-07-30
Option Award		 2009-07-31
2:35 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP NODDLE JEFFREY
(Director)		 991 $0 9,520
(Direct)		 View
2009-04-28
Option Award		 2009-04-29
5:52 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP NODDLE JEFFREY
(Director)		 1,025 $0 8,474
(Direct)		 View
2009-04-22
Option Award		 2009-04-24
5:34 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP TURNER WILLIAM H
(Director)		 4,134 $0 11,749
(Direct)		 View
2009-04-22
Option Award		 2009-04-24
5:33 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP Sharpe Robert Francis JR
(Director)		 4,134 $0 11,749
(Direct)		 View
2009-04-22
Option Award		 2009-04-24
5:30 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP SARLES H JAY
(Director)		 4,134 $0 11,749
(Direct)		 View
2009-04-22
Option Award		 2009-04-24
5:25 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP NODDLE JEFFREY
(Director)		 4,134 $0 11,749
(Direct)		 View
2009-04-22
Option Award		 2009-04-24
5:22 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP MARSHALL SIRI S
(Director)		 4,134 $0 11,749
(Direct)		 View
2009-04-22
Option Award		 2009-04-24
5:20 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP LEWIS W WALKER
(Director)		 4,134 $0 11,749
(Direct)		 View
2009-04-22
Option Award		 2009-04-24
5:12 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP Knowlton Warren D
(Director)		 4,134 $0 8,640
(Direct)		 View
2009-02-13
Option Award		 2009-02-19
7:01 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP Woerner John Robert
(Senior VP - Str Plan, Bus Dev)		 3,666 $0 10,103
(Direct)		 View
2009-02-13
Option Award		 2009-02-19
7:00 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP Stewart David Kent
(Sr Vice Pres and Controller)		 1,711 $0 8,033
(Direct)		 View
2009-02-13
Option Award		 2009-02-19
6:56 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP Sharan Kim Michelle
(Exec VP & Chief Mktg Officer)		 1,650 $0 8,826
(Direct)		 View
2009-02-13
Option Award		 2009-02-19
6:54 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP HUNTER KELLI A
(Exec VP of Human Resources)		 1,466 $0 7,049
(Direct)		 View
2009-02-13
Option Award		 2009-02-19
6:53 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP Froude Donald E
(President, U.S. Advisor Group)		 10,386 $0 10,386
(Direct)		 View
2009-02-04
Option Award		 2009-02-06
12:05 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP NODDLE JEFFREY
(Director)		 1,242 $0 7,373
(Direct)		 View
2009-02-02
Option Award		 2009-02-04
5:36 pm		 N/A
2019-02-02		 AMERIPRISE FINANCIAL INC AMP CRACCHIOLO JAMES M
(Chairman and CEO
Director)		 1,028,531 $21.34 1,028,531
(Direct)		 View
2008-11-05
Option Award		 2008-11-06
5:58 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP HALL IRA D
(Director)		 1,162 $0 2,784
(Direct)		 View
2008-04-23
Option Award		 2008-04-25
5:08 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP POWERS RICHARD F III
(Director)		 1,947 $0 7,389
(Direct)		 View
2008-02-15
Option Award		 2008-02-19
4:58 pm		 N/A
N/A		 AMERIPRISE FINANCIAL INC AMP Heath Brian Michael
(Pres - U.S. Advisor Group)		 6,887 $0 6,887
(Direct)		 View
2007-01-30
Option Award		 2007-02-01
7:04 pm		 N/A
2017-01-30		 AMERIPRISE FINANCIAL INC AMP Schwarzmann Mark Edward
(Pres - Ins, Ann, Prdct Dist)		 39,444 $58.73 39,444
(Direct)		 View
2006-01-26
Option Award		 2006-01-30
9:46 pm		 N/A
2016-01-26		 AMERIPRISE FINANCIAL INC AMP MacMillan Andrew J
(Senior VP Comm & Gov't Affairs)		 14,811 $43.66 14,811
(Direct)		 View
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