Real time insider trading transaction history:
- Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2021-02-05 Purchase | 2021-02-12 2:31 pm | Virtus AllianzGI Convertible & Income Fund | NCV | UBS Group AG 10% Owner | 450 | $5.8738 | $2,643 | 273,222 (Indirect) | View |
| 2020-03-25 Sale | 2020-03-26 1:37 pm | EATON VANCE LTD DURATION INCOME FUND | EVV | UBS Group AG 10% Owner | 615 | $9.6449 | $5,932 | 0 (Indirect) | View |
| 2020-03-25 Sale | 2020-03-26 12:40 pm | EATON VANCE SENIOR FLOATING RATE TRUST | EFR | UBS Group AG 10% Owner | 501 | $8.932 | $4,475 | 0 (Indirect) | View |
| 2020-03-24 Sale | 2020-03-25 10:57 am | EATON VANCE SENIOR FLOATING RATE TRUST | EFR | UBS Group AG 10% Owner | 206,119 | $8.3704 | $1,725,298 | 501 (Indirect) | View |
| 2020-03-24 Sale | 2020-03-25 10:57 am | EATON VANCE LTD DURATION INCOME FUND | EVV | UBS Group AG 10% Owner | 217,253 | $8.8617 | $1,925,231 | 615 (Indirect) | View |
| 2020-03-23 Sale | 2020-03-24 11:11 am | EATON VANCE LTD DURATION INCOME FUND | EVV | UBS Group AG 10% Owner | 257,889 | $8.3435 | $2,151,697 | 217,868 (Indirect) | View |
| 2020-03-23 Sale | 2020-03-24 11:05 am | EATON VANCE SENIOR FLOATING RATE TRUST | EFR | UBS Group AG 10% Owner | 304,485 | $7.9909 | $2,433,109 | 206,620 (Indirect) | View |
| 2020-03-20 Sale | 2020-03-23 11:17 am | EATON VANCE SENIOR FLOATING RATE TRUST | EFR | UBS Group AG 10% Owner | 506,812 | $8.5629 | $4,339,780 | 511,105 (Indirect) | View |
| 2020-03-20 Sale | 2020-03-23 11:15 am | EATON VANCE LTD DURATION INCOME FUND | EVV | UBS Group AG 10% Owner | 418,344 | $9.0055 | $3,767,397 | 475,757 (Indirect) | View |
| 2020-03-18 Sale | 2020-03-20 3:26 pm | EATON VANCE LTD DURATION INCOME FUND | EVV | UBS Group AG 10% Owner | 595,754 | $8.1631 | $4,863,178 | 894,101 (Indirect) | View |
| 2020-03-19 Sale | 2020-03-20 1:56 pm | EATON VANCE SENIOR FLOATING RATE TRUST | EFR | UBS Group AG 10% Owner | 92,009 | $8.1323 | $748,245 | 1,017,917 (Indirect) | View |
| 2020-03-18 Sale | 2020-03-19 3:28 pm | EATON VANCE SENIOR FLOATING RATE TRUST | EFR | UBS Group AG 10% Owner | 304,633 | $8.2366 | $2,509,140 | 1,109,926 (Indirect) | View |
| 2020-01-06 Purchase | 2020-01-07 12:22 pm | EATON VANCE SENIOR FLOATING RATE TRUST | EFR | UBS Group AG 10% Owner | 347,267 | $13.55 | $4,705,468 | 1,414,559 (Indirect) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2024-04-17 Other(A) | 2024-04-18 2:41 pm | N/A N/A | PIMCO NEW YORK MUNICIPAL INCOME FUND III | PYN | UBS Group AG 10% Owner | 1,038 | $0 | 1,038 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 2:31 pm | N/A N/A | PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | PZC | UBS Group AG 10% Owner | 3,349 | $0 | 3,349 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 2:24 pm | N/A N/A | PIMCO NEW YORK MUNICIPAL INCOME FUND III | PYN | UBS Group AG 10% Owner | 3,242 | $0 | 3,242 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 2:16 pm | N/A N/A | PIMCO CORPORATE & INCOME OPPORTUNITY FUND | PTY | UBS Group AG 10% Owner | 3,242 | $0 | 3,242 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 2:11 pm | N/A N/A | PIMCO NEW YORK MUNICIPAL INCOME FUND II | PNI | UBS Group AG 10% Owner | 1,976 | $0 | 1,976 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 2:06 pm | N/A N/A | PIMCO NEW YORK MUNICIPAL INCOME FUND | PNF | UBS Group AG 10% Owner | 1,286 | $0 | 1,286 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 2:00 pm | N/A N/A | PIMCO MUNICIPAL INCOME FUND III | PMX | UBS Group AG 10% Owner | 5,123 | $0 | 5,123 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 1:52 pm | N/A N/A | PIMCO MUNICIPAL INCOME FUND II | PML | UBS Group AG 10% Owner | 9,288 | $0 | 9,288 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 1:45 pm | N/A N/A | PIMCO MUNICIPAL INCOME FUND | PMF | UBS Group AG 10% Owner | 5,589 | $0 | 5,589 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 1:39 pm | N/A N/A | PIMCO HIGH INCOME FUND | PHK | UBS Group AG 10% Owner | 1,637 | $0 | 1,637 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 1:33 pm | N/A N/A | PIMCO Income Strategy Fund II | PFN | UBS Group AG 10% Owner | 1,422 | $0 | 1,422 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 1:27 pm | N/A N/A | PIMCO INCOME STRATEGY FUND | PFL | UBS Group AG 10% Owner | 355 | $0 | 355 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 1:20 pm | N/A N/A | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | PCQ | UBS Group AG 10% Owner | 4,369 | $0 | 4,369 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 1:11 pm | N/A N/A | PIMCO CORPORATE & INCOME STRATEGY FUND | PCN | UBS Group AG 10% Owner | 475 | $0 | 475 (Indirect) | View |
| 2024-04-17 Other | 2024-04-18 12:59 pm | N/A N/A | PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | PCK | UBS Group AG 10% Owner | 3,734 | $0 | 3,734 (Indirect) | View |
Ownership | 2024-01-18 09:01 am | N/A N/A | GABELLI EQUITY TRUST INC | GAB | UBS Group AG 10% Owner | 0 | $0 | 35 (Indirect) | View |
| 2023-07-12 Other | 2023-07-17 10:50 am | N/A N/A | BNY MELLON STRATEGIC MUNICIPALS INC. | LEO | UBS Group AG 10% Owner | 2,324 | $0.001 | 2,324 (Indirect) | View |
| 2023-07-12 Other | 2023-07-17 09:59 am | N/A N/A | BNY MELLON STRATEGIC MUNICIPAL BOND FUND INC. | DSM | UBS Group AG 10% Owner | 1,487 | $0.001 | 1,487 (Indirect) | View |
| 2023-07-12 Other | 2023-07-17 09:30 am | N/A N/A | BNY MELLON MUNICIPAL INCOME INC. | DMF | UBS Group AG 10% Owner | 825 | $0.001 | 825 (Indirect) | View |
| 2023-03-01 Other | 2023-03-03 11:34 am | N/A N/A | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | MMU | UBS Group AG 10% Owner | 979 | $0 | 979 (Indirect) | View |
| 2023-03-01 Other | 2023-03-03 11:26 am | N/A N/A | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. | MNP | UBS Group AG 10% Owner | 28 | $0 | 28 (Indirect) | View |
| 2023-03-01 Other | 2023-03-03 11:22 am | N/A N/A | WESTERN ASSET INTERMEDIATE MUNI FUND INC. | SBI | UBS Group AG 10% Owner | 20 | $0 | 20 (Indirect) | View |
Ownership | 2023-02-02 08:56 am | N/A N/A | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. | MNP | UBS Group AG 10% Owner | 0 | $0 | 28 (Indirect) | View |
| 2022-11-03 Other | 2022-11-08 11:54 am | N/A N/A | Virtus Convertible & Income Fund II | NCZ | UBS Group AG 10% Owner | 5,636 | $0 | 5,636 (Indirect) | View |
| 2022-11-03 Other | 2022-11-08 11:49 am | N/A N/A | Virtus Convertible & Income Fund | NCV | UBS Group AG 10% Owner | 8,056 | $0 | 8,056 (Indirect) | View |
Ownership | 2021-05-07 5:23 pm | N/A N/A | GABELLI DIVIDEND & INCOME TRUST | GDV | UBS Group AG 10% Owner | 0 | $0 | 64 (Indirect) | View |