PZN Insider Trading - Pzena Investment Management I

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Sec Filings Insider Trading - Pzena Investment Management I (PZN)

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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PZN Insider Trading Transactions for Pzena Investment Management I

Pzena Investment Management Inc: Insider Trading and Stock Options

Common stock purchase or sale:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2008-12-11 Sale	2008-12-19 6:33 pm	Pzena Investment Management, Inc.	PZN	ULLMAN MYRON E III (Director)	2,778	$0	$0	3,094 (Direct)	View
2008-05-01- -2008-05-05 Sale	2008-05-05 5:28 pm	Pzena Investment Management, Inc.	PZN	PENNANT CAPITAL MANAGEMENT LLC FOURNIER ALAN (10% owner)	340,000	$12.44	$4,230,184	454,400 (Indirect)	View
2007-12-31- -2008-01-23 Purchase	2008-02-21 12:53 pm	Pzena Investment Management, Inc.	PZN	PENNANT CAPITAL MANAGEMENT LLC FOURNIER ALAN (10% owner)	165,000	$10.57	$1,743,574	794,400 (Indirect)	View
2007-10-25 Purchase	2008-01-07 4:51 pm	Pzena Investment Management, Inc.	PZN	Pzena Richard Stanton (Chairman, CEO and Co-CIO Director)	100	$20.5	$2,050	106 (Direct)	View
2007-11-13 Purchase	2007-11-13 4:18 pm	Pzena Investment Management, Inc.	PZN	Galbraith Steven M (Director)	1,000	$16.31	$16,310	3,778 (Direct)	View

Other transactions:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2009-08-06 Exercise Tax Withholding	2009-08-10 09:11 am	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	321,789	$5.246	$1,687,998	3,961,039 (Direct)	View
2009-03-03 Other	2009-03-05 12:32 pm	Pzena Investment Management, Inc.	PZN	PALLADINO WAYNE (Chief Financial Officer)	83,732	$0	$0	237,244 (Direct)	View
2009-03-03 Other	2009-03-05 12:30 pm	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	1,591,174	$0	$0	3,882,828 (Direct)	View
2008-12-31- -2009-01-01 Option Award Other	2009-01-05 4:01 pm	Pzena Investment Management, Inc.	PZN	GREENBLATT JOEL (Director)	7,529,587	$0	$0	82,200 (Direct Indirect)	View
2008-12-31 Option Award	2009-01-05 3:55 pm	Pzena Investment Management, Inc.	PZN	Meyerowich Richard P. (Director)	16,588	$0	$0	22,460 (Direct)	View
2008-12-31 Option Award	2009-01-05 3:54 pm	Pzena Investment Management, Inc.	PZN	Galbraith Steven M (Director)	16,588	$0	$0	23,460 (Direct)	View
2008-12-31 Option Award	2009-01-05 3:53 pm	Pzena Investment Management, Inc.	PZN	TYSOE RONALD W (Director)	16,588	$0	$0	16,588 (Direct)	View
2008-01-29 Option Award	2008-01-30 2:48 pm	Pzena Investment Management, Inc.	PZN	ULLMAN MYRON E III (Director)	3,094	$0	$0	5,872 (Direct)	View
2008-01-29 Option Award	2008-01-30 2:46 pm	Pzena Investment Management, Inc.	PZN	Meyerowich Richard P. (Director)	3,094	$0	$0	5,872 (Direct)	View
2008-01-29 Option Award	2008-01-30 2:45 pm	Pzena Investment Management, Inc.	PZN	GREENBLATT JOEL (Director)	3,094	$0	$0	5,872 (Direct)	View
2008-01-29 Option Award	2008-01-30 2:43 pm	Pzena Investment Management, Inc.	PZN	Galbraith Steven M (Director)	3,094	$0	$0	6,872 (Direct)	View
2007-10-30 Option Award	2007-11-02 4:10 pm	Pzena Investment Management, Inc.	PZN	PALLADINO WAYNE (CFO)	279,110	$0.28	$78,151	279,110 (Direct)	View
2007-10-30 Option Award	2007-11-02 11:01 am	Pzena Investment Management, Inc.	PZN	Goetz John Paul (President, Co-CIO)	6,151,755	$4.895	$30,112,119	708,970 (Direct Indirect)	View
2007-10-30 Option Award	2007-11-02 10:58 am	Pzena Investment Management, Inc.	PZN	Lipsey William Louis (Pres, Marketing/Client Srvc)	5,537,910	$3.571	$19,773,372	1,281,250 (Direct Indirect)	View
2007-10-30 Option Award	2007-11-01 9:24 pm	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	5,303,915	$4.202	$22,289,047	625,500 (Direct Indirect)	View
2007-10-30 Option Award	2007-11-01 6:37 pm	Pzena Investment Management, Inc.	PZN	Pzena Richard Stanton (Chairman, CEO and Co-CIO Director)	24,728,620	$15.38	$380,320,105	6,258,600 (Direct Indirect)	View
2007-10-30 Option Award	2007-11-01 5:51 pm	Pzena Investment Management, Inc.	PZN	ULLMAN MYRON E III (Director)	2,778	$0	$0	2,778 (Direct)	View
2007-10-30 Option Award	2007-11-01 5:46 pm	Pzena Investment Management, Inc.	PZN	Meyerowich Richard P. (Director)	2,778	$0	$0	2,778 (Direct)	View
2007-10-30 Option Award	2007-11-01 5:44 pm	Pzena Investment Management, Inc.	PZN	Galbraith Steven M (Director)	2,778	$0	$0	2,778 (Direct)	View
2007-10-30 Option Award	2007-11-01 5:43 pm	Pzena Investment Management, Inc.	PZN	GREENBLATT JOEL (Director)	7,268,069	$7.267	$52,818,666	7,265,291 (Direct Indirect)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction & Date	Reported Date	Exercisable Expiration	Company	Symbol	Insider Relationship	Shares Traded	Conversion Price	Shares Ownership	Filing
2009-12-21 Option Award	2010-01-07 5:21 pm	N/A 2019-12-21	Pzena Investment Management, Inc.	PZN	Martin Gregory S (Chief Financial Officer)	30,000	$8	30,000 (Direct)	View
2010-01-01 Option Award	2010-01-04 6:41 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	TYSOE RONALD W (Director)	8,599	$0	8,599 (Direct)	View
2010-01-01 Option Award	2010-01-04 6:20 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	GREENBLATT JOEL (Director)	8,599	$0	8,599 (Direct)	View
2010-01-01 Option Award	2010-01-04 5:53 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	Meyerowich Richard P. (Director)	8,599	$0	8,599 (Direct)	View
2010-01-01 Option Award	2010-01-04 5:49 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	Galbraith Steven M (Director)	8,599	$0	8,599 (Direct)	View
2009-08-06 Exercise	2009-08-10 09:11 am	2008-12-31 2018-12-31	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	200,000	$4.22	0 (Direct)	View
2009-08-06 Exercise	2009-08-10 09:11 am	N/A N/A	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	200,000	$0	4,082,828 (Direct)	View
2009-08-06 Tax Withholding	2009-08-10 09:11 am	N/A N/A	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	121,789	$0	3,961,039 (Direct)	View
2009-03-03 Other	2009-03-05 12:32 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	PALLADINO WAYNE (Chief Financial Officer)	41,866	$0	237,244 (Direct)	View
2009-03-03 Other	2009-03-05 12:30 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	795,587	$0	3,882,828 (Direct)	View
2009-01-01 Other	2009-01-05 4:01 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	GREENBLATT JOEL (Director)	7,265,291	$0	0 (Indirect)	View
2009-01-01 Other	2009-01-05 4:01 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	GREENBLATT JOEL (Director)	165,508	$0	165,508 (Direct)	View
2009-01-01 Other	2009-01-05 4:01 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	GREENBLATT JOEL (Director)	82,200	$0	82,200 (Indirect)	View
2008-12-31 Option Award	2009-01-05 4:00 pm	2008-12-31 2018-12-31	Pzena Investment Management, Inc.	PZN	Goetz John Paul (President & Co-CIO)	200,000	$4.22	200,000 (Direct)	View
2008-12-31 Option Award	2009-01-05 4:00 pm	2008-12-31 2018-12-31	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	200,000	$4.22	200,000 (Direct)	View
2008-12-31 Option Award	2009-01-05 3:59 pm	2008-12-31 2018-12-31	Pzena Investment Management, Inc.	PZN	Pzena Richard Stanton (Chairman, CEO and Co-CIO Director)	200,000	$4.22	200,000 (Direct)	View
2008-12-31 Option Award	2009-01-05 3:58 pm	2008-12-31 2018-12-31	Pzena Investment Management, Inc.	PZN	PALLADINO WAYNE (Chief Financial Officer)	50,000	$4.22	60,000 (Direct)	View
2008-12-31 Option Award	2009-01-05 3:56 pm	2008-12-31 2018-12-31	Pzena Investment Management, Inc.	PZN	Lipsey William Louis (Pres, Marketing/Client Srvc)	200,000	$4.22	200,000 (Direct)	View
2008-01-01 Option Award	2008-01-17 5:44 pm	N/A 2018-01-01	Pzena Investment Management, Inc.	PZN	PALLADINO WAYNE (Chief Financial Officer)	30,000	$11.4	319,110 (Direct)	View
2007-10-30 Option Award	2007-11-02 4:10 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	PALLADINO WAYNE (CFO)	279,110	$0	279,110 (Direct)	View
2007-10-30 Option Award	2007-11-02 4:10 pm	2007-10-30 N/A	Pzena Investment Management, Inc.	PZN	PALLADINO WAYNE (CFO)	10,000	$13.53	289,110 (Direct)	View
2007-10-30 Option Award	2007-11-02 11:01 am	N/A N/A	Pzena Investment Management, Inc.	PZN	Goetz John Paul (President, Co-CIO)	5,442,785	$0	5,442,785 (Direct)	View
2007-10-30 Option Award	2007-11-02 11:01 am	N/A N/A	Pzena Investment Management, Inc.	PZN	Goetz John Paul (President, Co-CIO)	708,970	$0	708,970 (Indirect)	View
2007-10-30 Option Award	2007-11-02 10:58 am	N/A N/A	Pzena Investment Management, Inc.	PZN	Lipsey William Louis (Pres, Marketing/Client Srvc)	4,256,660	$0	4,256,660 (Direct)	View
2007-10-30 Option Award	2007-11-02 10:58 am	N/A N/A	Pzena Investment Management, Inc.	PZN	Lipsey William Louis (Pres, Marketing/Client Srvc)	1,281,250	$0	1,281,250 (Indirect)	View
2007-10-30 Option Award	2007-11-01 9:24 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	4,678,415	$0	4,678,415 (Direct)	View
2007-10-30 Option Award	2007-11-01 9:24 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	Krishna A. Rama (President, International)	625,500	$0	625,500 (Indirect)	View
2007-10-30 Option Award	2007-11-01 6:37 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	Pzena Richard Stanton (Chairman, CEO and Co-CIO Director)	18,470,020	$0	18,470,020 (Direct)	View
2007-10-30 Option Award	2007-11-01 6:37 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	Pzena Richard Stanton (Chairman, CEO and Co-CIO Director)	6,258,600	$0	6,258,600 (Indirect)	View
2007-10-30 Option Award	2007-11-01 5:43 pm	N/A N/A	Pzena Investment Management, Inc.	PZN	GREENBLATT JOEL (Director)	7,265,291	$0	7,265,291 (Indirect)	View