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Sec Filings Insider Trading - Lpl Financial Holdings Inc. (LPLA)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
LPLA Insider Trading Transactions for Lpl Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-06-02
Sale
2017-06-05
8:12 pm
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
Managing Director
32,150 $39.34 $1,264,781 49,691
(Direct)
View
2017-03-13
Sale
2017-03-15
9:07 pm
Lpl Financial Holdings Inc. LPLA Calder Tracy
Managing Director
6,465 $39.31 $254,117 34,165
(Direct)
View
2017-03-13
Sale
2017-03-15
8:51 pm
Lpl Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
Director
15,428 $39.14 $603,832 230,112
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-08-23
Exercise
2017-08-25
5:46 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
Director
17,985 $27.8 234,971
(Direct)
View
2017-08-23
Exercise
2017-08-25
5:46 pm
N/A
2018-02-05
Lpl Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
Director
17,985 $27.8 234,971
(Direct)
View
2017-08-21
Option Award
2017-08-23
5:24 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Seese Scott
Managing Director
22,148 $0 22,148
(Direct)
View
2017-08-06
Tax Withholding
2017-08-08
5:20 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
1,193 $46.11 21,104
(Direct)
View
2017-06-13
Tax Withholding
2017-06-15
7:59 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
559 $42.08 28,050
(Direct)
View
2017-06-13
Tax Withholding
2017-06-15
7:54 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
510 $42.08 22,297
(Direct)
View
2017-06-10
Tax Withholding
2017-06-13
5:25 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA White George Burton
Managing Director
243 $41.47 23,736
(Direct)
View
2017-06-02
Exercise
2017-06-05
8:12 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
Managing Director
32,150 $21.6 49,691
(Direct)
View
2017-06-02
Exercise
2017-06-05
8:12 pm
N/A
2017-06-07
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
Managing Director
32,150 $21.6 49,691
(Direct)
View
2017-05-25
Option Award
2017-05-30
6:00 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Schifter Richard P
Director
33 $0 37,149
(Direct)
View
2017-05-25
Option Award
2017-05-30
5:55 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Riepe James S
Director
33 $0 66,668
(Direct)
View
2017-05-25
Option Award
2017-05-30
5:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Putnam James S
Director
33 $0 122,132
(Direct)
View
2017-05-25
Option Award
2017-05-30
5:43 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
33 $0 13,383
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Schifter Richard P
Director
3,199 $0 37,116
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Schifter Richard P
Director
1,968 $0 37,116
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:46 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Riepe James S
Director
3,199 $0 66,635
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:46 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Riepe James S
Director
1,968 $0 66,635
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:43 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Putnam James S
Director
3,199 $0 122,100
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:43 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Putnam James S
Director
1,968 $0 122,100
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:39 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Mulcahy Anne M
Director
3,199 $0 20,340
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:39 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Mulcahy Anne M
Director
1,968 $0 20,340
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:35 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Hellman Marco
Director
3,199 $0 1,885,143
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:35 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Hellman Marco
Director
1,968 $0 1,885,143
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:21 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
3,199 $0 5,167
(Direct)
View
2017-05-18
Option Award
2017-05-22
9:21 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Glavin William Francis Jr
Director
1,968 $0 5,167
(Direct)
View
2017-05-18
Option Award
2017-05-22
8:29 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Eberhart Paulett
Director
3,199 $0 11,262
(Direct)
View
2017-05-18
Option Award
2017-05-22
8:13 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
3,199 $0 13,350
(Direct)
View
2017-05-18
Option Award
2017-05-22
8:13 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
1,968 $0 13,350
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:29 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Schifter Richard P
Director
22 $0 31,949
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:29 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Schifter Richard P
Director
11 $0 31,949
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:26 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Riepe James S
Director
22 $0 61,468
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:26 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Riepe James S
Director
11 $0 61,468
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:21 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Putnam James S
Director
22 $0 116,932
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:21 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Putnam James S
Director
11 $0 116,932
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:17 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
22 $0 8,183
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:17 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
11 $0 8,183
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:12 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Brennan John Joseph
Director
22 $0 45,883
(Direct)
View
2017-03-24
Option Award
2017-03-28
8:12 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Brennan John Joseph
Director
11 $0 45,883
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:41 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA White George Burton
Managing Director
4,552 $0 23,979
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:41 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA White George Burton
Managing Director
15,930 $39.48 23,979
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:37 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
3,641 $0 19,181
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:37 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
12,744 $39.48 19,181
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:32 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
Managing Director
3,468 $0 17,541
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:32 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
Managing Director
12,137 $39.48 17,541
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:28 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
2,849 $0 17,157
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:28 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
9,973 $39.48 17,157
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:22 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
4,193 $0 28,609
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:22 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
14,676 $39.48 28,609
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:14 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
5,937 $0 22,807
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:14 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Gooley Thomas
Managing Director
20,778 $39.48 22,807
(Direct)
View
2017-03-13
Exercise
2017-03-15
9:07 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Calder Tracy
Managing Director
9,561 $19.85 34,165
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:07 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Calder Tracy
Managing Director
2,412 $0 34,165
(Direct)
View
2017-03-13
Exercise
2017-03-15
9:07 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Calder Tracy
Managing Director
9,561 $19.85 34,165
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:07 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Calder Tracy
Managing Director
8,443 $39.48 34,165
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:00 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Bergers David P.
Managing Director
3,769 $0 43,382
(Direct)
View
2017-03-13
Option Award
2017-03-15
9:00 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Bergers David P.
Managing Director
13,192 $39.48 43,382
(Direct)
View
2017-03-13
Option Award
2017-03-15
8:56 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
7,916 $0 36,477
(Direct)
View
2017-03-13
Option Award
2017-03-15
8:56 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
27,704 $39.48 36,477
(Direct)
View
2017-03-13
Option Award
2017-03-15
8:51 pm
N/A
2027-03-13
Lpl Financial Holdings Inc. LPLA Arnold Dan H.
President & CEO
Director
123,131 $39.48 230,112
(Direct)
View
2017-03-06
Tax Withholding
2017-03-08
8:35 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA White George Burton
Managing Director
457 $39.3 19,427
(Direct)
View
2017-03-06
Tax Withholding
2017-03-08
8:31 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
Managing Director
289 $39.3 15,540
(Direct)
View
2017-03-06
Tax Withholding
2017-03-08
8:27 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
Managing Director
252 $39.3 14,073
(Direct)
View
2017-03-06
Tax Withholding
2017-03-08
8:23 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Larsen Sallie R.
Managing Director
298 $39.3 14,308
(Direct)
View
2017-03-06
Tax Withholding
2017-03-08
8:17 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
Managing Director
295 $39.3 24,416
(Direct)
View
2017-03-06
Tax Withholding
2017-03-08
8:12 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Fetter Victor
Managing Director
351 $39.3 23,279
(Direct)
View
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