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Sec Filings Insider Trading - Lpl Financial Holdings Inc. (LPLA)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
LPLA Insider Trading Transactions for Lpl Financial Holdings Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-02-12
Purchase
2016-03-08
6:53 pm
Lpl Financial Holdings Inc. LPLA Buchheister Jeffrey R.
EVP, Chief Accounting Officer
100 $16.4 $1,640 7,504
(Direct)
View
2016-03-08
Sale
2016-03-08
6:23 pm
Lpl Financial Holdings Inc. LPLA Arnold Dan H.
President
1,208 $21.27 $25,694 193,605
(Direct)
View
2016-02-29
Purchase
2016-03-02
6:57 pm
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
4,844 $20.42 $98,920 7,731
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-12-14
Option Award
2016-12-16
7:55 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Eberhart Paulett
Director
3,468 $0 8,063
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:29 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Schifter Richard P
Director
3,468 $0 31,916
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:29 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Schifter Richard P
Director
1,734 $0 31,916
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:26 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Riepe James S
Director
3,468 $0 61,435
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:26 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Riepe James S
Director
1,734 $0 61,435
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:23 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Putnam James S
Director
3,468 $0 116,900
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:23 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Putnam James S
Director
1,734 $0 116,900
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:15 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Mulcahy Anne M
Director
3,468 $0 15,173
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:15 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Mulcahy Anne M
Director
1,734 $0 15,173
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:01 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Hellman Marco
Director
3,468 $0 2,779,941
(Direct)
View
2016-12-14
Option Award
2016-12-16
7:01 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Hellman Marco
Director
1,734 $0 2,779,941
(Direct)
View
2016-12-14
Gift
2016-12-16
6:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
4,844 $0 8,150
(Direct)
View
2016-12-14
Gift
2016-12-16
6:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
4,844 $0 8,150
(Indirect)
View
2016-12-14
Other
2016-12-16
6:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
4,844 $0 8,150
(Indirect)
View
2016-12-14
Other
2016-12-16
6:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
4,844 $0 8,150
(Indirect)
View
2016-12-14
Option Award
2016-12-16
6:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
3,468 $0 8,150
(Direct)
View
2016-12-14
Option Award
2016-12-16
6:49 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Dinh Viet D
Director
1,734 $0 8,150
(Direct)
View
2016-12-14
Option Award
2016-12-16
6:41 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Brennan John Joseph
Director
3,468 $0 45,850
(Direct)
View
2016-12-14
Option Award
2016-12-16
6:41 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Brennan John Joseph
Director
1,734 $0 45,850
(Direct)
View
2016-11-01
Tax Withholding
2016-11-03
4:33 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
MD, Chief Risk Officer
152 $31.49 16,592
(Direct)
View
2016-10-30
Tax Withholding
2016-11-01
4:32 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
2,206 $31.28 30,040
(Direct)
View
2016-09-03
Tax Withholding
2016-09-07
4:28 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
MD, Chief Risk Officer
510 $29.85 16,744
(Direct)
View
2016-08-06
Tax Withholding
2016-08-09
5:22 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Gooley Thomas
MD, Svc, Trading & Operations
757 $26.72 17,630
(Direct)
View
2016-08-05
Tax Withholding
2016-08-09
5:18 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Bergers David P.
MD, Legal & Gov't Relations
1,320 $26.72 40,887
(Direct)
View
2016-06-13
Option Award
2016-06-15
4:46 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
MD,Rel. Mgmt & Bus. Consulting
4,880 $0 26,238
(Direct)
View
2016-06-13
Option Award
2016-06-15
4:46 pm
N/A
2026-06-13
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
MD,Rel. Mgmt & Bus. Consulting
17,076 $24.38 26,238
(Direct)
View
2016-06-13
Option Award
2016-06-15
4:43 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Gooley Thomas
MD, Svc, Trading & Operations
2,928 $0 23,907
(Direct)
View
2016-06-13
Option Award
2016-06-15
4:43 pm
N/A
2026-06-13
Lpl Financial Holdings Inc. LPLA Gooley Thomas
MD, Svc, Trading & Operations
23,907 $24.38 23,907
(Direct)
View
2016-06-10
Tax Withholding
2016-06-14
5:17 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA White George Burton
MD, Research
230 $24.75 21,445
(Direct)
View
2016-03-06
Tax Withholding
2016-03-08
7:37 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA White George Burton
MD, Research
433 $21.44 21,675
(Direct)
View
2016-03-06
Tax Withholding
2016-03-08
7:31 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Parker Ryan
MD, Invstmt & Planning Solutns
248 $21.44 11,864
(Direct)
View
2016-03-06
Tax Withholding
2016-03-08
7:25 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
MD, Chief Risk Officer
289 $21.44 17,254
(Direct)
View
2016-03-06
Tax Withholding
2016-03-08
7:20 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
MD, Business Development
252 $21.44 15,648
(Direct)
View
2016-03-06
Tax Withholding
2016-03-08
7:16 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Larsen Sallie R.
MD, Chief Human Cap. Officer
298 $21.44 15,788
(Direct)
View
2016-03-06
Tax Withholding
2016-03-08
7:11 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
MD,Rel. Mgmt & Bus. Consulting
284 $21.44 21,358
(Direct)
View
2016-03-06
Tax Withholding
2016-03-08
7:00 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Fetter Victor
MD, Chief Information Officer
338 $21.44 25,552
(Direct)
View
2016-02-12
Tax Withholding
2016-03-08
6:53 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Buchheister Jeffrey R.
EVP, Chief Accounting Officer
163 $21.44 7,504
(Direct)
View
2016-03-06
Tax Withholding
2016-03-08
6:31 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Bergers David P.
MD, Legal & Gov't Relations
357 $21.44 42,207
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:14 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA White George Burton
MD, Research
7,961 $0 64,980
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:14 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA White George Burton
MD, Research
3,111 $0 64,980
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:14 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA White George Burton
MD, Research
64,980 $19.85 64,980
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:10 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Parker Ryan
MD, Invstmt & Planning Solutns
6,149 $0 50,192
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:10 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Parker Ryan
MD, Invstmt & Planning Solutns
3,111 $0 50,192
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:10 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Parker Ryan
MD, Invstmt & Planning Solutns
50,192 $19.85 50,192
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:06 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
MD, Chief Risk Officer
4,392 $0 35,851
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:06 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
MD, Chief Risk Officer
3,111 $0 35,851
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:06 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Oroschakoff Michelle
MD, Chief Risk Officer
35,851 $19.85 35,851
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:02 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
MD, Business Development
6,698 $0 54,673
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:02 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
MD, Business Development
3,111 $0 54,673
(Direct)
View
2016-02-25
Option Award
2016-02-29
9:02 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Morrissey William P. Jr.
MD, Business Development
54,673 $19.85 54,673
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:57 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Larsen Sallie R.
MD, Chief Human Cap. Officer
3,953 $0 44,592
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:57 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Larsen Sallie R.
MD, Chief Human Cap. Officer
3,111 $0 44,592
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:57 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Larsen Sallie R.
MD, Chief Human Cap. Officer
44,592 $19.85 44,592
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:52 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
MD,Rel. Mgmt & Bus. Consulting
8,290 $0 67,669
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:52 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
MD,Rel. Mgmt & Bus. Consulting
3,111 $0 67,669
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:52 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Kalbaugh John Andrew
MD,Rel. Mgmt & Bus. Consulting
67,669 $19.85 67,669
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:47 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Gooley Thomas
MD, Svc, Trading & Operations
5,490 $0 44,814
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:47 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Gooley Thomas
MD, Svc, Trading & Operations
3,111 $0 44,814
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:47 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Gooley Thomas
MD, Svc, Trading & Operations
44,814 $19.85 44,814
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:41 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Fetter Victor
MD, Chief Information Officer
5,490 $0 61,934
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:41 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Fetter Victor
MD, Chief Information Officer
3,111 $0 61,934
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:41 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Fetter Victor
MD, Chief Information Officer
61,934 $19.85 61,934
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:29 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Casady Mark S
Chairman & Chief Exec. Officer
Director
403,329 $19.85 403,329
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:15 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Calder Tracy
MD, Deputy Chief Risk Officer
35,754 $0 35,754
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:15 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Calder Tracy
MD, Deputy Chief Risk Officer
28,681 $19.85 35,754
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:10 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Buchheister Jeffrey R.
EVP, Chief Accounting Officer
2,049 $0 15,583
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:10 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Buchheister Jeffrey R.
EVP, Chief Accounting Officer
15,583 $19.85 15,583
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:05 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Bergers David P.
MD, Legal & Gov't Relations
5,490 $0 44,814
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:05 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Bergers David P.
MD, Legal & Gov't Relations
3,111 $0 44,814
(Direct)
View
2016-02-25
Option Award
2016-02-29
8:05 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Bergers David P.
MD, Legal & Gov't Relations
44,814 $19.85 44,814
(Direct)
View
2016-02-25
Option Award
2016-02-29
7:57 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
11,530 $0 94,110
(Direct)
View
2016-02-25
Option Award
2016-02-29
7:57 pm
N/A
N/A
Lpl Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
3,111 $0 94,110
(Direct)
View
2016-02-25
Option Award
2016-02-29
7:57 pm
N/A
2026-02-25
Lpl Financial Holdings Inc. LPLA Audette Matthew J
Chief Financial Officer
94,110 $19.85 94,110
(Direct)
View
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