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Sec Filings Insider Trading - Flynn James E
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Flynn James E
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-12-12
Sale
2016-12-14
12:48 pm
Invuity Inc. IVTY Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Other
10% Owner
184,796 $6.217 $1,148,909 1,807,239
(Indirect)
View
2016-09-22
Sale
2016-09-26
5:29 pm
Vanda Pharmaceuticals Inc. VNDA Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield International Master Fund L.P.
Deerfield Partners L.P.
Deerfield Special Situations Fund L.P.
Other
10% Owner
1,120,461 $16.56 $18,559,971 2,383,955
(Indirect)
View
2016-09-15
Sale
2016-09-19
6:42 pm
Vanda Pharmaceuticals Inc. VNDA Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield International Master Fund L.P.
Deerfield Partners L.P.
Deerfield Special Situations Fund L.P.
Other
10% Owner
547,886 $15.66 $8,582,621 2,660,207
(Indirect)
View
2016-07-20
Sale
2016-08-01
7:14 pm
Zafgen Inc ZFGN Flynn James E
Deerfield Mgmt L.P.
Deerfield Partners L.P.
Deerfield Management Co
Deerfield International Master Fund L.P.
Deerfield Special Situations Fund L.P.
Other
10% Owner
1,341,499 $3.312 $4,442,776 1,151,802
(Indirect)
View
2016-07-25
Purchase
2016-07-25
12:19 pm
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
400,000 $15 $6,000,000 889,230
(Indirect)
View
2016-07-21
Sale
2016-07-21
4:26 pm
Axogen Inc. AXGN Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Other
10% Owner
102,136 $6.7 $684,311 3,000,000
(Indirect)
View
2016-07-14
Sale
2016-07-18
6:20 pm
Axogen Inc. AXGN Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Other
10% Owner
279,303 $7.534 $2,104,171 3,175,349
(Indirect)
View
2016-07-06
Purchase
2016-07-06
11:54 am
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
400,000 $12.5 $5,000,000 1,466,654
(Indirect)
View
2016-06-20
Sale
2016-06-22
4:32 pm
Ehealth Inc. EHTH Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners L.P.
Deerfield International Master Fund L.P.
Other
10% Owner
204,854 $14.21 $2,911,063 1,062,874
(Indirect)
View
2016-06-14
Sale
2016-06-16
5:37 pm
Ehealth Inc. EHTH Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners L.P.
Deerfield International Master Fund L.P.
Other
10% Owner
43,300 $13.88 $601,169 1,062,874
(Indirect)
View
2016-06-06
Sale
2016-06-08
5:17 pm
Ehealth Inc. EHTH Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners L.P.
Deerfield International Master Fund L.P.
Other
10% Owner
63,736 $13.92 $887,049 1,062,874
(Indirect)
View
2016-05-31
Sale
2016-06-02
5:17 pm
Ehealth Inc. EHTH Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners L.P.
Deerfield International Master Fund L.P.
Other
10% Owner
99,508 $13.85 $1,378,435 1,073,157
(Indirect)
View
2016-05-25
Sale
2016-05-27
5:18 pm
Ehealth Inc. EHTH Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners L.P.
Deerfield International Master Fund L.P.
Other
10% Owner
212,581 $14.13 $3,002,906 1,296,606
(Indirect)
View
2016-02-19
Purchase
2016-02-23
4:37 pm
Xenoport Inc XNPT Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Other
10% Owner
20,973 $3.988 $83,647 6,667,391
(Indirect)
View
2015-09-03
Purchase
2016-02-19
12:38 pm
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
750,317 $19.47 $14,605,330 1,623,089
(Indirect)
View
2016-02-12
Purchase
2016-02-17
2:02 pm
Zafgen Inc ZFGN Flynn James E
Deerfield Mgmt L.P.
Deerfield Partners Lp
Deerfield Management Co
Deerfield International Master Fund L.P.
Deerfield Special Situations Fund L.P.
Other
10% Owner
64,545 $6.247 $403,187 2,053,232
(Indirect)
View
2016-02-11
Purchase
2016-02-16
7:43 pm
Xenoport Inc XNPT Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Other
10% Owner
4,883,761 $3.874 $18,917,621 6,667,391
(Indirect)
View
2016-02-09
Purchase
2016-02-11
8:21 pm
Zafgen Inc ZFGN Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Other
10% Owner
267,493 $6.018 $1,609,668 2,039,360
(Indirect)
View
2016-02-08
Purchase
2016-02-08
3:26 pm
Editas Medicine Inc. EDIT Flynn James E
Deerfield Mgmt III L.P.
Deerfield Management Co
Deerfield Private Design Fund III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt Hif L.P.
Other
10% Owner
100,000 $16 $1,600,000 954,700
(Indirect)
View
2016-01-20
Purchase
2016-01-22
4:16 pm
Xenoport Inc XNPT Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Other
10% Owner
346,417 $4.095 $1,418,404 6,667,391
(Indirect)
View
2015-12-16
Purchase
2015-12-18
7:43 pm
Vanda Pharmaceuticals Inc. VNDA Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield International Master Fund L.P.
Deerfield Partners Lp
Deerfield Special Situations Fund L.P.
Other
10% Owner
11,170 $8.967 $100,156 2,740,122
(Indirect)
View
2015-12-09
Purchase(A)
2015-12-18
7:40 pm
Vanda Pharmaceuticals Inc. VNDA Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield International Master Fund L.P.
Deerfield Partners Lp
Deerfield Special Situations Fund L.P.
Other
10% Owner
425,982 $8.604 $3,665,308 2,735,681
(Indirect)
View
2015-12-15
Sale
2015-12-17
7:00 pm
Streamline Health Solutions Inc STRM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Other
10% Owner
397,259 $1.229 $488,285 2,217,964
(Indirect)
View
2015-12-09
Purchase
2015-12-11
6:06 pm
Vanda Pharmaceuticals Inc. VNDA Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield International Master Fund L.P.
Deerfield Partners Lp
Deerfield Special Situations Fund L.P.
Other
10% Owner
1,201,364 $8.377 $10,063,275 2,726,895
(Indirect)
View
2015-12-04
Purchase
2015-12-08
6:35 pm
Alimera Sciences Inc ALIM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund II L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design International II L.P.
Other
10% Owner
272,249 $3.01 $819,578 4,760,408
(Indirect)
View
2015-12-01
Purchase
2015-12-03
6:14 pm
Alimera Sciences Inc ALIM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund II L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design International II L.P.
Other
10% Owner
243,252 $2.999 $729,477 4,624,284
(Indirect)
View
2015-11-06
Purchase
2015-11-10
4:12 pm
Alimera Sciences Inc ALIM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund II L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design International II L.P.
Other
10% Owner
73,250 $2.983 $218,483 4,502,658
(Indirect)
View
2015-10-30
Purchase
2015-11-03
5:22 pm
Alimera Sciences Inc ALIM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund II L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design International II L.P.
Other
10% Owner
16,542 $3 $49,626 4,466,033
(Indirect)
View
2015-10-27
Purchase
2015-10-29
6:05 pm
Alimera Sciences Inc ALIM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund II L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design International II L.P.
Other
10% Owner
59,342 $2.996 $177,763 4,457,762
(Indirect)
View
2015-10-22
Purchase
2015-10-26
5:48 pm
Alimera Sciences Inc ALIM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund II L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design International II L.P.
Other
10% Owner
60,364 $3 $181,113 4,428,091
(Indirect)
View
2015-10-19
Purchase
2015-10-21
6:55 pm
Alimera Sciences Inc ALIM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund II L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design International II L.P.
Other
10% Owner
390,040 $2.974 $1,159,854 4,397,909
(Indirect)
View
2015-10-14
Purchase
2015-10-14
12:34 pm
Cytomx Therapeutics Inc. CTMX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
625,000 $12 $7,500,000 671,024
(Indirect)
View
2015-10-07
Purchase
2015-10-09
9:39 pm
Alimera Sciences Inc ALIM Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Private Design Fund II L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Private Design International II L.P.
Other
10% Owner
321,785 $2.424 $779,951 4,202,889
(Indirect)
View
2015-09-28
Sale
2015-09-30
6:45 pm
Antares Pharma Inc ATRS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Special Situations Fund L.P.
Other
10% Owner
1,828,529 $1.795 $3,281,995 7,490,126
(Indirect)
View
2015-09-18
Sale
2015-09-22
1:05 pm
Axogen Inc. AXGN Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Other
10% Owner
345,000 $5.501 $1,897,983 3,381,439
(Indirect)
View
2015-09-22
Purchase
2015-09-22
10:48 am
Regenxbio Inc. RGNX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield International Master Fund L.P.
Deerfield Partners Lp
Other
10% Owner
175,000 $22 $3,850,000 1,256,542
(Indirect)
View
2015-07-28
Purchase
2015-07-28
11:55 am
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
400,000 $15 $6,000,000 429,166
(Indirect)
View
2015-07-28
Sale
2015-07-28
11:55 am
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
166,666 $15 $2,499,990 429,166
(Indirect)
View
2015-07-17
Sale
2015-07-21
5:36 pm
Antares Pharma Inc ATRS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Other
10% Owner
231,793 $2.172 $503,414 7,838,226
(Indirect)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-09-12
Option Award
2016-09-14
4:41 pm
N/A
2026-09-12
Nivalis Therapeutics Inc. NVLS Flynn James E
Deerfield Management Co
Director
10% Owner
12,300 $7.77 12,300
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
535,996 $0 889,230
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
267,998 $0 889,230
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
99,830 $0 889,230
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
99,830 $0 889,230
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
535,996 $0 889,230
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
267,998 $0 889,230
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
99,830 $0 889,230
(Indirect)
View
2016-07-25
Conversion
2016-07-25
12:19 pm
N/A
N/A
Audentes Therapeutics Inc. BOLD Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
99,830 $0 889,230
(Indirect)
View
2016-07-06
Conversion
2016-07-06
11:54 am
N/A
N/A
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
1,186,654 $0 1,466,654
(Indirect)
View
2016-07-06
Conversion
2016-07-06
11:54 am
N/A
N/A
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
508,566 $0 1,466,654
(Indirect)
View
2016-07-06
Conversion
2016-07-06
11:54 am
N/A
N/A
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
1,186,654 $0 1,466,654
(Indirect)
View
2016-07-06
Conversion
2016-07-06
11:54 am
N/A
N/A
Syros Pharmaceuticals Inc. SYRS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
508,566 $0 1,466,654
(Indirect)
View
2015-09-03
Conversion
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
67,448 $0 1,623,089
(Indirect)
View
2015-09-03
Conversion
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
1,182,941 $0 1,623,089
(Indirect)
View
2015-09-03
Conversion
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
117,996 $0 1,623,089
(Indirect)
View
2015-09-03
Conversion
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
117,998 $0 1,623,089
(Indirect)
View
2015-09-03
Purchase
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
117,996 $21.01 1,623,089
(Indirect)
View
2015-09-03
Purchase
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
117,998 $21.01 1,623,089
(Indirect)
View
2015-09-03
Conversion
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
67,448 $0 1,623,089
(Indirect)
View
2015-09-03
Conversion
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
1,182,941 $0 1,623,089
(Indirect)
View
2015-09-03
Conversion
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
117,996 $0 1,623,089
(Indirect)
View
2015-09-03
Conversion
2016-02-19
12:38 pm
N/A
N/A
Avexis Inc. AVXS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Partners Lp
Deerfield International Master Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Director
Other
10% Owner
117,998 $0 1,623,089
(Indirect)
View
2016-02-10
Option Award
2016-02-12
7:00 pm
N/A
2026-02-10
Avexis Inc. AVXS Flynn James E
Deerfield Management Co
Director
Other
10% Owner
18,111 $20 18,111
(Indirect)
View
2016-02-10
Option Award
2016-02-12
7:00 pm
N/A
2026-02-10
Avexis Inc. AVXS Flynn James E
Deerfield Management Co
Director
Other
10% Owner
8,385 $20 18,111
(Indirect)
View
2016-02-08
Conversion
2016-02-08
3:26 pm
N/A
N/A
Editas Medicine Inc. EDIT Flynn James E
Deerfield Mgmt III L.P.
Deerfield Management Co
Deerfield Private Design Fund III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt Hif L.P.
Other
10% Owner
854,700 $0 954,700
(Indirect)
View
2016-02-08
Conversion
2016-02-08
3:26 pm
N/A
N/A
Editas Medicine Inc. EDIT Flynn James E
Deerfield Mgmt III L.P.
Deerfield Management Co
Deerfield Private Design Fund III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt Hif L.P.
Other
10% Owner
854,700 $0 954,700
(Indirect)
View
2016-02-08
Conversion
2016-02-08
3:26 pm
N/A
N/A
Editas Medicine Inc. EDIT Flynn James E
Deerfield Mgmt III L.P.
Deerfield Management Co
Deerfield Private Design Fund III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt Hif L.P.
Other
10% Owner
854,700 $0 954,700
(Indirect)
View
2016-02-08
Conversion
2016-02-08
3:26 pm
N/A
N/A
Editas Medicine Inc. EDIT Flynn James E
Deerfield Mgmt III L.P.
Deerfield Management Co
Deerfield Private Design Fund III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt Hif L.P.
Other
10% Owner
854,700 $0 954,700
(Indirect)
View
2015-10-14
Conversion
2015-10-14
12:34 pm
N/A
N/A
Cytomx Therapeutics Inc. CTMX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
160,512 $0 671,024
(Indirect)
View
2015-10-14
Conversion
2015-10-14
12:34 pm
N/A
N/A
Cytomx Therapeutics Inc. CTMX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
160,512 $0 671,024
(Indirect)
View
2015-10-14
Conversion
2015-10-14
12:34 pm
N/A
N/A
Cytomx Therapeutics Inc. CTMX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
160,512 $0 671,024
(Indirect)
View
2015-10-14
Conversion
2015-10-14
12:34 pm
N/A
N/A
Cytomx Therapeutics Inc. CTMX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
160,512 $0 671,024
(Indirect)
View
2015-09-22
Conversion
2015-09-22
10:48 am
N/A
N/A
Regenxbio Inc. RGNX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield International Master Fund L.P.
Deerfield Partners Lp
Other
10% Owner
771,963 $0 1,256,542
(Indirect)
View
2015-09-22
Conversion
2015-09-22
10:48 am
N/A
N/A
Regenxbio Inc. RGNX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield International Master Fund L.P.
Deerfield Partners Lp
Other
10% Owner
397,079 $0 1,256,542
(Indirect)
View
2015-09-22
Conversion
2015-09-22
10:48 am
N/A
N/A
Regenxbio Inc. RGNX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield International Master Fund L.P.
Deerfield Partners Lp
Other
10% Owner
771,963 $0 1,256,542
(Indirect)
View
2015-09-22
Conversion
2015-09-22
10:48 am
N/A
N/A
Regenxbio Inc. RGNX Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield International Master Fund L.P.
Deerfield Partners Lp
Other
10% Owner
397,079 $0 1,256,542
(Indirect)
View
2015-07-28
Conversion
2015-07-28
11:55 am
N/A
N/A
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
208,333 $0 429,166
(Indirect)
View
2015-07-28
Conversion
2015-07-28
11:55 am
N/A
N/A
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
208,333 $0 429,166
(Indirect)
View
2015-07-28
Exercise
2015-07-28
11:55 am
N/A
N/A
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
104,166 $12 429,166
(Indirect)
View
2015-07-28
Exercise
2015-07-28
11:55 am
N/A
N/A
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
104,166 $12 429,166
(Indirect)
View
2015-07-28
Conversion
2015-07-28
11:55 am
N/A
N/A
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
500,000 $0 429,166
(Indirect)
View
2015-07-28
Conversion
2015-07-28
11:55 am
N/A
N/A
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
500,000 $0 429,166
(Indirect)
View
2015-07-28
Exercise
2015-07-28
11:55 am
N/A
N/A
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
104,166 $0 429,166
(Indirect)
View
2015-07-28
Exercise
2015-07-28
11:55 am
N/A
N/A
Neos Therapeutics Inc. NEOS Flynn James E
Deerfield Mgmt L.P.
Deerfield Management Co
Deerfield Special Situations Fund L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Other
10% Owner
104,166 $0 429,166
(Indirect)
View
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