DUK Insider Trading - Duke Energy Corp.

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Sec Filings Insider Trading - Duke Energy Corp. (DUK)

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DUK Insider Trading Transactions for Duke Energy Corp.

Duke Energy Corp: Insider Trading and Stock Options

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Common stock purchase or sale:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2009-11-17 Purchase	2009-11-18 4:20 pm	Duke Energy CORP	DUK	Reinsch E. James (Director)	5,000	$16.16	$80,792	10,000 (Indirect)	View
2009-11-02 Purchase	2009-11-04 3:23 pm	Duke Energy CORP	DUK	Reinsch E. James (Director)	5,000	$15.73	$78,651	9,467 (Direct)	View
2009-08-14 Sale	2009-08-18 11:18 am	Duke Energy CORP	DUK	Jamil Dhiaa M. (Grp Exec & Chf Generation Ofcr)	2,100	$15.29	$32,115	55,833 (Direct)	View
2009-08-06- -2009-08-07 Sale	2009-08-10 2:45 pm	Duke Energy CORP	DUK	MANLY MARC E (Group Executive & CLO)	12,379	$15.46	$191,364	50,244 (Direct)	View
2009-06-11 Sale	2009-06-12 2:27 pm	Duke Energy CORP	DUK	De May Stephen G (Sr. VP, Treasurer & Chief Risk)	16,677	$14.5	$241,816	12,861 (Direct)	View
2009-05-19 Purchase	2009-05-20 3:17 pm	Duke Energy CORP	DUK	HANCE JAMES H JR (Director)	30,000	$13.58	$407,400	75,444 (Direct)	View
2008-02-12 Sale	2008-02-14 1:56 pm	Duke Energy CORP	DUK	BARRON HENRY B JR (Grp Exec;Chief Nuclear Officer)	10,600	$18.77	$198,962	45,773 (Direct)	View
2007-11-07 Sale	2007-11-08 3:44 pm	Duke Energy CORP	DUK	OConnor Thomas C (GrpExec&Pres, Commercial Bus)	10,600	$19.28	$204,368	52,092 (Direct)	View
2006-10-19 Purchase	2006-10-23 6:19 pm	Duke Energy CORP	DUK	Agnelli Roger (Director)	118	$0	$0	1,514 (Direct)	View

Other transactions:

Transaction & Date	Reported Date	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Ownership	Filing
2009-09-30 Exercise Tax Withholding	2009-10-02 4:27 pm	Duke Energy CORP	DUK	ROGERS JAMES E (Chairman, President & CEO Director)	36,841	$15.74	$579,877	1,204,382 (Direct)	View
2009-08-25 Option Award	2009-08-27 4:03 pm	Duke Energy CORP	DUK	Reinsch E. James (Director)	4,467	$15.62	$69,775	4,467 (Direct)	View
2009-08-25 Option Award	2009-08-27 4:02 pm	Duke Energy CORP	DUK	FORSGREN JOHN H (Director)	4,467	$15.62	$69,775	4,467 (Direct)	View
2009-08-14 Exercise	2009-08-18 11:18 am	Duke Energy CORP	DUK	Jamil Dhiaa M. (Grp Exec & Chf Generation Ofcr)	2,100	$14.17	$29,757	57,933 (Direct)	View
2009-06-11 Exercise	2009-06-12 2:27 pm	Duke Energy CORP	DUK	De May Stephen G (Sr. VP, Treasurer & Chief Risk)	12,800	$0	$0	29,538 (Direct)	View
2009-05-12- -2009-05-13 Exercise	2009-05-14 2:06 pm	Duke Energy CORP	DUK	GRAY ANN MAYNARD (Director)	288	$0	$0	43,795 (Direct)	View
2009-05-07 Option Award	2009-05-11 4:31 pm	Duke Energy CORP	DUK	TAFT DUDLEY S (Director)	7,047	$14.19	$99,997	81,506 (Direct)	View
2009-05-07 Option Award	2009-05-11 4:30 pm	Duke Energy CORP	DUK	SHARP PHILIP R (Director)	7,047	$14.19	$99,997	20,096 (Direct)	View
2009-05-07 Option Award	2009-05-11 4:24 pm	Duke Energy CORP	DUK	BARNET WILLIAM III (Director)	7,047	$14.19	$99,997	27,715 (Direct)	View
2009-04-04 Exercise Tax Withholding	2009-04-07 6:37 pm	Duke Energy CORP	DUK	YOUNG STEVEN K (Sr. VP & Controller)	1,333	$3.481	$4,640	36,829 (Direct)	View
2009-04-04 Exercise Tax Withholding	2009-04-07 6:36 pm	Duke Energy CORP	DUK	TURNER JAMES L (Group Exec; Pres & COO FE&G)	4,895	$4.229	$20,703	117,354 (Direct)	View
2009-04-04 Exercise Tax Withholding	2009-04-07 6:26 pm	Duke Energy CORP	DUK	HAUSER DAVID L (Grp Exec & CFO)	6,784	$4.229	$28,692	199,876 (Direct)	View
2009-04-04 Exercise Tax Withholding	2009-04-07 6:24 pm	Duke Energy CORP	DUK	GOOD LYNN J (Grp Exec & Pres Comm Bus)	1,625	$3.484	$5,662	61,735 (Direct)	View
2009-04-01 Exercise Tax Withholding	2009-04-02 4:57 pm	Duke Energy CORP	DUK	Rolfe Christopher C (Grp Exec & Chief Admin Officer)	49,606	$14.26	$707,382	89,487 (Direct)	View
2009-01-15 Exercise	2009-01-20 4:51 pm	Duke Energy CORP	DUK	SCHAPIRO MARY L (Director)	17,768	$14.86	$264,032	34,823 (Direct)	View
2008-04-04 Exercise Tax Withholding	2008-04-08 8:01 pm	Duke Energy CORP	DUK	JANSON JULIA S (Sr. VP & Corporate Secretary)	1,158	$4.663	$5,400	24,681 (Direct)	View
2008-02-12 Exercise	2008-02-14 1:56 pm	Duke Energy CORP	DUK	BARRON HENRY B JR (Grp Exec;Chief Nuclear Officer)	10,600	$15.74	$166,844	56,373 (Direct)	View
2007-11-07 Exercise	2007-11-08 3:44 pm	Duke Energy CORP	DUK	OConnor Thomas C (GrpExec&Pres, Commercial Bus)	10,600	$15.74	$166,844	62,692 (Direct)	View
2007-05-10 Option Award	2007-05-14 11:24 am	Duke Energy CORP	DUK	COX PHILLIP R (Director)	4,960	$20.15	$99,944	9,952 (Direct)	View
2006-12-18 Other	2006-12-19 5:49 pm	Spectra Energy Corp.	SE	Duke Energy CORP (10% owner)	1,000	$0	$0	0 (Direct)	View
2006-10-23- -2006-11-06 Gift	2006-11-13 3:40 pm	Duke Energy CORP	DUK	HENDRIX DENNIS R (Director)	2,098	$0	$0	0 (Indirect)	View
2006-05-12 Exercise	2006-05-30 1:57 pm	Duke Energy CORP	DUK	PHELPS MICHAEL E J (Director)	108	$0	$0	1,825 (Direct)	View
2006-05-12 Exercise	2006-05-30 1:57 pm	Duke Energy CORP	DUK	ESREY WILLIAM T (Director)	108	$0	$0	33,995 (Direct)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction & Date	Reported Date	Exercisable Expiration	Company	Symbol	Insider Relationship	Shares Traded	Conversion Price	Shares Ownership	Filing
2009-09-30 Option Award	2009-10-02 4:52 pm	N/A N/A	Duke Energy CORP	DUK	RHODES JAMES T (Director)	889	$0	21,691 (Direct)	View
2009-09-30 Exercise	2009-10-02 4:27 pm	N/A N/A	Duke Energy CORP	DUK	ROGERS JAMES E (Chairman, President & CEO Director)	25,862	$0	25,862 (Direct)	View
2009-09-30 Option Award	2009-10-02 4:24 pm	N/A N/A	Duke Energy CORP	DUK	Reinsch E. James (Director)	60	$0	60 (Direct)	View
2009-09-30 Option Award	2009-10-02 4:23 pm	N/A N/A	Duke Energy CORP	DUK	DIMICCO DANIEL R (Director)	1,366	$0	25,024 (Direct)	View
2009-09-30 Option Award	2009-10-02 4:23 pm	N/A N/A	Duke Energy CORP	DUK	BROWNING MICHAEL G (Director)	1,938	$0	108,794 (Direct)	View
2009-09-30 Option Award	2009-10-02 4:22 pm	N/A N/A	Duke Energy CORP	DUK	BERNHARDT GEORGE ALEXANDER SR (Director)	1,620	$0	92,453 (Direct)	View
2009-08-14 Exercise	2009-08-18 11:18 am	1999-12-20 2009-12-20	Duke Energy CORP	DUK	Jamil Dhiaa M. (Grp Exec & Chf Generation Ofcr)	2,100	$14.17	0 (Direct)	View
2009-06-11 Exercise	2009-06-12 2:27 pm	2003-12-20 2009-12-20	Duke Energy CORP	DUK	De May Stephen G (Sr. VP, Treasurer & Chief Risk)	12,800	$14.17	0 (Direct)	View
2009-05-12 Exercise	2009-05-14 2:06 pm	N/A N/A	Duke Energy CORP	DUK	GRAY ANN MAYNARD (Director)	108	$0	108 (Direct)	View
2009-05-13 Exercise	2009-05-14 2:06 pm	N/A N/A	Duke Energy CORP	DUK	GRAY ANN MAYNARD (Director)	180	$0	0 (Direct)	View
2009-04-04 Exercise	2009-04-07 6:37 pm	N/A N/A	Duke Energy CORP	DUK	YOUNG STEVEN K (Sr. VP & Controller)	1,006	$0	2,012 (Direct)	View
2009-04-04 Exercise	2009-04-07 6:36 pm	N/A N/A	Duke Energy CORP	DUK	TURNER JAMES L (Group Exec; Pres & COO FE&G)	3,436	$0	6,872 (Direct)	View
2009-04-04 Exercise	2009-04-07 6:34 pm	N/A N/A	Duke Energy CORP	DUK	Trent Keith (Grp Ex;Chf Strtgy,Pol&Reg Off)	2,660	$0	5,320 (Direct)	View
2009-04-04 Exercise	2009-04-07 6:34 pm	N/A N/A	Duke Energy CORP	DUK	Trent Keith (Grp Ex;Chf Strtgy,Pol&Reg Off)	2,660	$0	77,113 (Direct)	View
2009-04-04 Exercise	2009-04-07 6:26 pm	N/A N/A	Duke Energy CORP	DUK	HAUSER DAVID L (Grp Exec & CFO)	4,762	$0	9,524 (Direct)	View
2009-04-04 Exercise	2009-04-07 6:24 pm	N/A N/A	Duke Energy CORP	DUK	GOOD LYNN J (Grp Exec & Pres Comm Bus)	1,226	$0	2,452 (Direct)	View
2009-04-01 Exercise	2009-04-02 4:57 pm	N/A N/A	Duke Energy CORP	DUK	Rolfe Christopher C (Grp Exec & Chief Admin Officer)	36,000	$0	0 (Direct)	View
2009-01-15 Exercise	2009-01-20 4:51 pm	N/A N/A	Duke Energy CORP	DUK	SCHAPIRO MARY L (Director)	17,768	$0	0 (Direct)	View
2008-04-04 Exercise	2008-04-08 8:01 pm	N/A N/A	Duke Energy CORP	DUK	JANSON JULIA S (Sr. VP & Corporate Secretary)	230	$0	690 (Direct)	View
2008-04-04 Exercise	2008-04-08 8:01 pm	N/A N/A	Duke Energy CORP	DUK	JANSON JULIA S (Sr. VP & Corporate Secretary)	630	$0	1,890 (Direct)	View
2008-02-12 Exercise	2008-02-14 1:56 pm	2002-02-17 2008-02-17	Duke Energy CORP	DUK	BARRON HENRY B JR (Grp Exec;Chief Nuclear Officer)	10,600	$15.74	0 (Direct)	View
2007-11-07 Exercise	2007-11-08 3:44 pm	2002-02-17 2008-02-17	Duke Energy CORP	DUK	OConnor Thomas C (GrpExec&Pres, Commercial Bus)	10,600	$15.74	0 (Direct)	View
2007-04-30 Option Award	2007-05-03 08:13 am	N/A N/A	Duke Energy CORP	DUK	SHAW RUTH G (Exec Adv to Chairman,Pres&CEO)	124	$0	10,241 (Direct)	View
2007-03-30 Option Award	2007-04-03 5:16 pm	N/A N/A	Duke Energy CORP	DUK	MC COLLUM WILLIAM R JR (Grp Exec;Chief Reg Gen Officer)	1,009	$0	3,251 (Direct)	View
2006-11-30 Option Award	2006-12-04 5:08 pm	N/A N/A	Duke Energy CORP	DUK	Dill Julie (Grp Exec-Inv Rel & Cf Com Offr)	43	$0	3,202 (Direct)	View
2006-09-29 Option Award	2006-10-03 4:53 pm	N/A N/A	Duke Energy CORP	DUK	Barry Paul H (Grp Exec& Pres, DEA)	124	$0	11,701 (Direct)	View
2006-08-31 Option Award	2006-09-06 3:43 pm	N/A N/A	Duke Energy CORP	DUK	MOGG JIM W (Advisor to the Chairman)	150	$0	8,637 (Direct)	View
2006-08-18 Exercise	2006-08-22 4:59 pm	2006-08-18 N/A	Duke Energy CORP	DUK	FOWLER FRED J (GrpExec&Pres - Duke Energy Gas)	40,000	$0	0 (Direct)	View
2006-08-18 Option Award	2006-08-22 4:59 pm	N/A N/A	Duke Energy CORP	DUK	FOWLER FRED J (GrpExec&Pres - Duke Energy Gas)	40,000	$0	70,434 (Direct)	View
2006-05-12 Exercise	2006-05-30 1:57 pm	N/A N/A	Duke Energy CORP	DUK	PHELPS MICHAEL E J (Director)	108	$0	432 (Direct)	View
2006-05-12 Exercise	2006-05-30 1:57 pm	N/A N/A	Duke Energy CORP	DUK	ESREY WILLIAM T (Director)	108	$0	432 (Direct)	View

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