Insider Trading & Ownership - Klein Mark D

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Klein Mark D
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-12-06
Purchase
2023-12-06
5:00 pm
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
14,815$4.11$60,8901,071,496
(Direct)
View
2023-12-01
Purchase
2023-12-05
5:18 pm
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
49,885$4.019$200,4901,056,681
(Direct)
View
2023-11-28
Purchase
2023-11-30
5:17 pm
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
40,300$3.9835$160,5371,006,796
(Direct)
View
2023-11-17
Purchase
2023-11-17
3:47 pm
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
9,000$3.9$35,100966,496
(Direct)
View
2022-12-07
Purchase
2022-12-08
4:25 pm
SURO CAPITAL CORP.SSSSKlein Mark D
See Remarks
43,555$3.7305$162,4811,052,085
(Direct)
View
2022-12-05
Purchase
2022-12-07
12:25 pm
SURO CAPITAL CORP.SSSSKlein Mark D
See Remark
36,045$3.7086$133,6761,008,530
(Direct)
View
2022-11-11
Purchase
2022-11-14
4:33 pm
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
50,000$4.26$213,000972,485
(Direct)
View
2021-12-13
Purchase
2021-12-14
7:11 pm
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
21,600$11.55$249,492711,296
(Direct)
View
2021-08-09
Purchase
2021-08-09
4:25 pm
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
6,500$15.1$98,150506,757
(Direct)
View
2021-05-10
Purchase
2021-05-11
4:34 pm
SURO CAPITAL CORP.SSSSKlein Mark D
CEO and President
6,738$14.72$99,199450,350
(Direct)
View
2020-12-02
Purchase
2020-12-03
4:11 pm
SURO CAPITAL CORP.SSSSKlein Mark D
CEO and President
2,575$11.48$29,551289,250
(Direct)
View
2020-11-18
Purchase
2020-11-18
4:08 pm
SURO CAPITAL CORP.SSSSKlein Mark D
CEO and President
17,109$10.57$180,842286,675
(Direct)
View
2020-11-16
Purchase
2020-11-17
6:10 pm
SURO CAPITAL CORP.SSSSKlein Mark D
CEO and President
99,661$9.9362$990,252269,566
(Direct)
View
2020-11-10
Purchase
2020-11-12
08:25 am
SURO CAPITAL CORP.SSSSKlein Mark D
CEO and President
6,950$9.1784$63,790169,905
(Direct)
View
2020-10-06
Purchase
2020-10-08
6:11 pm
MultiPlan CorpCCXXKlein Mark D
Director
481,711$10.3$4,962,960481,711
(Indirect)
View
2020-05-14
Purchase
2020-05-14
6:15 pm
SUTTER ROCK CAPITAL CORP.SSSSKlein Mark D
CEO and President
1,940$6.05$11,737162,955
(Direct)
View
2020-05-13
Purchase
2020-05-13
6:10 pm
SUTTER ROCK CAPITAL CORP.SSSSKlein Mark D
CEO and President
8,500$6.11$51,935161,015
(Direct)
View
2020-01-08
Purchase
2020-01-09
4:41 pm
SUTTER ROCK CAPITAL CORP.SSSSKlein Mark D
CEO and President
18,508$6.7515$124,957152,515
(Direct)
View
2019-06-17
Purchase
2019-06-17
5:43 pm
GSV Capital Corp.GSVCKlein Mark D
CEO and President
5,000$6.68$33,400134,007
(Direct)
View
2019-06-10
Purchase
2019-06-11
5:50 pm
GSV Capital Corp.GSVCKlein Mark D
CEO and President
30,000$6.442$193,260129,007
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-02-09
Tax Withholding
2024-02-13
8:35 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
32,285$3.391,076,666
(Direct)
View
2024-02-12
Tax Withholding
2024-02-13
8:35 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
41,273$3.541,076,666
(Direct)
View
2023-12-15
Option Award
2023-12-15
5:48 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
100,000$01,150,224
(Direct)
View
2023-12-11
Tax Withholding
2023-12-13
4:46 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
21,272$4.271,050,224
(Direct)
View
2023-02-09
Tax Withholding
2023-02-13
7:24 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
31,900$3.83957,496
(Direct)
View
2023-02-10
Tax Withholding
2023-02-13
7:24 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
40,781$3.86957,496
(Direct)
View
2022-02-10
Tax Withholding(A)
2023-01-13
6:48 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chariman, CEO and President
40,929$11.88921,848
(Direct)
View
2022-02-09
Option Award(A)
2023-01-13
6:48 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chariman, CEO and President
192,791$0921,848
(Direct)
View
2022-12-12
Tax Withholding
2022-12-13
5:44 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
21,271$3.761,030,814
(Direct)
View
2022-02-10
Tax Withholding
2022-02-14
9:40 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
40,929$11.88922,485
(Direct)
View
2022-02-09
Option Award
2022-02-14
9:40 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
192,791$0922,485
(Direct)
View
2021-12-30
Other
2022-01-03
4:31 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
58,690$0828,676
(Direct)
View
2021-12-10
Option Award
2021-12-14
7:11 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
125,000$0711,296
(Direct)
View
2021-09-30
Other
2021-10-04
9:17 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
57,939$0622,635
(Direct)
View
2021-06-30
Other
2021-07-01
5:02 pm
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
Chairman, CEO and President
49,907$0550,164
(Direct)
View
2021-02-10
Option Award
2021-02-12
11:32 am
N/A
N/A
SURO CAPITAL CORP.SSSSKlein Mark D
CEO and President
154,362$0443,612
(Direct)
View
2020-04-28
Other
2020-04-30
5:24 pm
N/A
2029-07-17
SUTTER ROCK CAPITAL CORP.SSSSKlein Mark D
CEO and President
950,000$00
(Direct)
View
2019-07-17
Option Award
2019-07-19
5:24 pm
N/A
2029-07-17
GSV Capital Corp.GSVCKlein Mark D
CEO and President
950,000$0950,000
(Direct)
View
(A) Indicate amendment filing.