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Sec Filings Insider Trading - Gladstone Investment Corporati (GAIN)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
GAIN Insider Trading Transactions for Gladstone Investment Corporati
Gladstone Investment Corporation: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-19
Purchase		 2008-11-19
4:03 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 1,000 $3.338 $3,338 8,643
(Direct)		 View
2008-11-14
Purchase		 2008-11-17
08:38 am		 GLADSTONE INVESTMENT CORPORATION GAIN DULLUM DAVID A R
(President
Director)		 2,000 $3.81 $7,620 20,167
(Direct)		 View
2008-11-13
Purchase		 2008-11-14
1:54 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 1,000 $3.668 $3,668 7,643
(Direct)		 View
2008-11-12
Purchase		 2008-11-13
10:44 am		 GLADSTONE INVESTMENT CORPORATION GAIN STELLJES GEORGE III
(CIO
Director)		 2,000 $3.95 $7,900 20,995
(Direct)		 View
2008-11-12
Purchase		 2008-11-13
08:27 am		 GLADSTONE INVESTMENT CORPORATION GAIN Perrigo Mark
(CFO)		 250 $3.96 $990 561
(Direct)		 View
2008-11-10
Purchase		 2008-11-12
3:35 pm		 GLADSTONE INVESTMENT CORPORATION GAIN DULLUM DAVID A R
(President
Director)		 3,000 $5.18 $15,540 18,167
(Direct)		 View
2008-09-16
Purchase		 2008-09-17
3:28 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 200 $6.14 $1,228 6,240
(Direct)		 View
2008-09-16
Purchase		 2008-09-16
3:25 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Perrigo Mark
(CFO)		 110 $6.19 $681 310
(Direct)		 View
2008-09-15
Purchase		 2008-09-16
12:21 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 500 $6.44 $3,220 6,040
(Direct)		 View
2008-09-15
Purchase		 2008-09-15
3:07 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 200 $6.88 $1,376 5,540
(Direct)		 View
2008-09-02
Purchase		 2008-09-03
1:40 pm		 GLADSTONE INVESTMENT CORPORATION GAIN DULLUM DAVID A R
(President
Director)		 3,000 $7.43 $22,290 15,167
(Direct)		 View
2008-06-27
Purchase		 2008-06-30
2:59 pm		 GLADSTONE INVESTMENT CORPORATION GAIN STELLJES GEORGE III
(CIO
Director)		 1,000 $6.31 $6,310 18,323
(Direct)		 View
2008-06-27
Purchase		 2008-06-30
09:57 am		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 1,000 $6.34 $6,340 5,389
(Direct)		 View
2008-06-06
Purchase		 2008-06-06
2:49 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Perrigo Mark
(CFO)		 200 $8.49 $1,698 200
(Direct)		 View
2008-06-04
Purchase		 2008-06-05
3:03 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 1,000 $8.44 $8,440 4,389
(Direct)		 View
2008-06-02
Purchase		 2008-06-03
09:39 am		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 500 $8.66 $4,330 3,389
(Direct)		 View
2007-12-28
Purchase		 2007-12-31
1:20 pm		 GLADSTONE INVESTMENT CORPORATION GAIN STELLJES GEORGE III
(Chief Investment Officer
Director)		 2,000 $9.93 $19,860 12,609
(Direct)		 View
2007-12-27
Purchase		 2007-12-27
2:31 pm		 GLADSTONE INVESTMENT CORPORATION GAIN GLADSTONE DAVID
(CEO
Director)		 5,000 $10.02 $50,079 121,558
(Direct)		 View
2007-12-14
Purchase		 2007-12-19
4:00 pm		 GLADSTONE INVESTMENT CORPORATION GAIN GLADSTONE DAVID
(CEO
Director)		 1,000 $10.67 $10,674 116,558
(Direct)		 View
2007-12-18
Purchase		 2007-12-19
08:08 am		 GLADSTONE INVESTMENT CORPORATION GAIN Cheetham Kevin
(Officer of Affiliate)		 250 $10.17 $2,544 250
(Direct)		 View
2007-08-16
Purchase		 2007-08-17
09:24 am		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 400 $12 $4,800 1,016
(Direct)		 View
2007-08-15
Purchase		 2007-08-15
4:35 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 100 $12 $1,200 616
(Direct)		 View
2007-08-13
Purchase		 2007-08-13
4:15 pm		 GLADSTONE INVESTMENT CORPORATION GAIN DULLUM DAVID A R
(Director)		 1,000 $12.42 $12,420 9,126
(Direct)		 View
2007-03-13
Purchase		 2007-03-14
4:17 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 300 $14.44 $4,332 503
(Direct)		 View
2006-12-29
Purchase		 2007-01-03
09:43 am		 GLADSTONE INVESTMENT CORPORATION GAIN STELLJES GEORGE III
(Chief Investment Officer
Director)		 5,000 $15.31 $76,550 10,318
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-04-21
Exercise(A)		 2008-06-06
2:33 pm		 GLADSTONE INVESTMENT CORPORATION GAIN OUTLAND JOHN H
(Director)		 505 $7.48 $3,777 1,581
(Direct)		 View
2008-04-21
Exercise(A)		 2008-05-14
6:22 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 1,784 $7.48 $13,344 2,863
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:10 pm		 GLADSTONE INVESTMENT CORPORATION GAIN BRUBAKER TERRY LEE
(COO
Director)		 3,607 $7.48 $26,980 2,666
(Direct
Indirect)		 View
2008-04-21
Exercise		 2008-04-23
4:09 pm		 GLADSTONE INVESTMENT CORPORATION GAIN ADELGREN PAUL W
(Director)		 358 $7.48 $2,678 1,434
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:08 pm		 GLADSTONE INVESTMENT CORPORATION GAIN ENGLISH MICHELA A
(Director)		 333 $7.48 $2,491 1,333
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:08 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Cheetham Kevin
(Affiliate of External Adviser)		 84 $7.48 $628 338
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:07 pm		 GLADSTONE INVESTMENT CORPORATION GAIN OUTLAND JOHN H
(Director)		 355 $7.48 $2,655 1,431
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:07 pm		 GLADSTONE INVESTMENT CORPORATION GAIN BRILL HARRY
(Affiliate of External Adviser)		 284 $7.48 $2,124 1,136
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:06 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 356 $7.48 $2,663 1,426
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:05 pm		 GLADSTONE INVESTMENT CORPORATION GAIN STELLJES GEORGE III
(CIO
Director)		 4,285 $7.48 $32,052 17,141
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:04 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Gerson Gary
(Treasurer)		 144 $7.48 $1,077 445
(Direct
Indirect)		 View
2008-04-21
Exercise		 2008-04-23
4:03 pm		 GLADSTONE INVESTMENT CORPORATION GAIN GLADSTONE DAVID
(CEO
Director)		 43,138 $7.48 $322,672 172,552
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:02 pm		 GLADSTONE INVESTMENT CORPORATION GAIN DULLUM DAVID A R
(President
Director)		 3,041 $7.48 $22,747 1,349
(Direct
Indirect)		 View
2008-04-21
Exercise		 2008-04-23
4:01 pm		 GLADSTONE INVESTMENT CORPORATION GAIN PARKER ANTHONY W
(Director)		 1,370 $7.48 $10,248 5,480
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:00 pm		 GLADSTONE INVESTMENT CORPORATION GAIN Williams Allyson
(Affiliate of External Adviser)		 71 $7.48 $531 286
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-04-21
Exercise		 2008-06-06
2:33 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN OUTLAND JOHN H
(Director)		 505 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-05-14
6:22 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 1,784 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:10 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN BRUBAKER TERRY LEE
(COO
Director)		 2,941 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:10 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN BRUBAKER TERRY LEE
(COO
Director)		 666 $7.48 0
(Indirect)		 View
2008-04-21
Exercise		 2008-04-23
4:09 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN ADELGREN PAUL W
(Director)		 358 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:08 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN ENGLISH MICHELA A
(Director)		 333 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:08 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN Cheetham Kevin
(Affiliate of External Adviser)		 84 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:07 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN OUTLAND JOHN H
(Director)		 355 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:07 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN BRILL HARRY
(Affiliate of External Adviser)		 284 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:06 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN Mead Gerard
(Director)		 356 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:05 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN STELLJES GEORGE III
(CIO
Director)		 4,285 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:04 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN Gerson Gary
(Treasurer)		 33 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:04 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN Gerson Gary
(Treasurer)		 111 $7.48 0
(Indirect)		 View
2008-04-21
Exercise		 2008-04-23
4:03 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN GLADSTONE DAVID
(CEO
Director)		 43,138 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:02 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN DULLUM DAVID A R
(President
Director)		 2,704 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:02 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN DULLUM DAVID A R
(President
Director)		 337 $7.48 0
(Indirect)		 View
2008-04-21
Exercise		 2008-04-23
4:01 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN PARKER ANTHONY W
(Director)		 1,370 $7.48 0
(Direct)		 View
2008-04-21
Exercise		 2008-04-23
4:00 pm		 2008-03-31
2008-04-21		 GLADSTONE INVESTMENT CORPORATION GAIN Williams Allyson
(Affiliate of External Adviser)		 71 $7.48 0
(Direct)		 View
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