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Sec Filings Insider Trading - Hercules Technology Growth Cap (HTGC)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
HTGC Insider Trading Transactions for Hercules Technology Growth Cap
Hercules Technology Growth Capital Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-09-23
Sale		 2009-09-25
10:42 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 12,778 $10.13 $129,447 98,298
(Direct)		 View
2009-09-01
Purchase		 2009-09-03
10:38 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 4,300 $9.19 $39,517 79,446
(Direct)		 View
2009-03-12
Purchase		 2009-03-13
10:22 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 3,500 $3.735 $13,074 657,371
(Direct)		 View
2009-03-03
Purchase		 2009-03-04
10:24 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 4,000 $3.862 $15,448 653,871
(Direct)		 View
2009-02-27
Purchase		 2009-03-02
10:59 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 1,000 $4.46 $4,460 63,555
(Direct)		 View
2009-02-26
Purchase(A)		 2009-02-26
6:39 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 1,000 $4.55 $4,550 61,251
(Direct)		 View
2009-02-26
Purchase		 2009-02-26
6:28 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 2,000 $4.55 $9,100 62,251
(Direct)		 View
2009-02-25
Purchase		 2009-02-25
1:23 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 2,000 $4.27 $8,540 649,871
(Direct)		 View
2009-02-19
Purchase(A)		 2009-02-19
3:13 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Lund David Michael
(VP of Fin & Corporate Controll)		 2,000 $4.26 $8,520 22,111
(Direct)		 View
2009-02-19
Purchase		 2009-02-19
1:55 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Lund David Michael
(VP of Fin & Corporate Controll)		 2,000 $4.26 $8,520 62,251
(Direct)		 View
2009-02-18
Purchase		 2009-02-19
10:54 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 1,000 $4.45 $4,450 62,555
(Direct)		 View
2009-02-18
Purchase		 2009-02-19
10:43 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 10,000 $4.4 $44,000 647,871
(Direct)		 View
2009-02-18
Purchase		 2009-02-19
10:32 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 10,000 $4.49 $44,900 64,916
(Direct)		 View
2008-11-21
Purchase		 2008-11-24
10:43 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 500 $4.99 $2,495 637,871
(Direct)		 View
2008-11-18
Purchase		 2008-11-18
5:19 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 1,000 $5.955 $5,955 58,600
(Direct)		 View
2008-11-17
Purchase		 2008-11-18
12:16 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 1,000 $5.96 $5,960 637,371
(Direct)		 View
2008-11-11
Purchase		 2008-11-12
10:34 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 3,500 $6.85 $23,975 636,371
(Direct)		 View
2008-09-15
Purchase		 2008-09-16
1:05 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 2,000 $9.8 $19,600 49,631
(Indirect)		 View
2008-09-15
Purchase		 2008-09-15
3:34 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 2,000 $9.678 $19,356 55,256
(Direct)		 View
2008-09-09
Purchase		 2008-09-10
11:42 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 2,000 $9.859 $19,718 47,631
(Indirect)		 View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-09-30
Option Award		 2009-10-01
3:37 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,663 $9.82 $16,331 61,865
(Direct)		 View
2009-06-30
Option Award		 2009-07-01
1:11 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,667 $8.4 $14,003 58,373
(Direct)		 View
2009-06-03
Option Award		 2009-06-04
4:07 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 5,000 $0 $0 72,709
(Direct)		 View
2009-03-31
Option Award		 2009-04-02
2:45 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,667 $5 $8,335 54,732
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:12 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 45,000 $0 $0 106,251
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:11 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Lund David Michael
(VP of Fin & Corporate Controll)		 25,000 $0 $0 47,111
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:10 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 100,000 $0 $0 757,371
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:09 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Harvey H Scott
(Chief Legal Officer & Sec)		 20,000 $0 $0 45,252
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:08 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 30,000 $0 $0 78,983
(Direct)		 View
2009-01-09
Option Award		 2009-01-09
2:43 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,667 $7.92 $13,203 42,930
(Direct)		 View
2008-11-13
Option Award		 2008-11-14
08:15 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $6.15 $3,075 48,983
(Direct)		 View
2008-11-11
Option Award		 2008-11-12
10:35 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $6.96 $3,480 48,483
(Direct)		 View
2008-10-03
Option Award		 2008-10-03
10:49 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,667 $9.7 $16,170 39,394
(Direct)		 View
2008-09-15
Option Award		 2008-09-16
10:28 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $9.8 $4,900 47,983
(Direct)		 View
2008-09-04
Option Award		 2008-09-04
2:05 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 2,000 $10 $20,000 37,140
(Indirect)		 View
2008-02-25
Option Award		 2008-02-27
5:28 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Stettenbenz Shane
(Chief Technology Officer)		 8,500 $0 $0 12,040
(Direct)		 View
2006-04-13
Exercise		 2006-04-18
5:01 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)		 182,041 $10.55 $1,920,533 102,374
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:58 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)		 182,041 $10.55 $1,920,533 102,374
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-06-03
Option Award		 2009-06-04
4:07 pm		 N/A
2019-06-03		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 15,000 $8.49 25,000
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:12 pm		 N/A
2016-03-17		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 250,000 $4.21 687,555
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:11 pm		 N/A
2016-03-17		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Lund David Michael
(VP of Fin & Corporate Controll)		 65,000 $4.21 220,817
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:10 pm		 N/A
2016-03-17		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 250,000 $4.21 1,778,116
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:09 pm		 N/A
2016-03-17		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Harvey H Scott
(Chief Legal Officer & Sec)		 20,000 $4.21 248,864
(Direct)		 View
2009-03-17
Option Award		 2009-03-19
2:08 pm		 N/A
2016-03-17		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 65,000 $4.21 292,533
(Direct)		 View
2008-02-25
Option Award		 2008-02-27
5:28 pm		 N/A
2015-02-15		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Stettenbenz Shane
(Chief Technology Officer)		 17,908 $12.2 157,908
(Direct)		 View
2007-06-04
Option Award		 2007-06-06
4:50 pm		 N/A
2014-06-04		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Crumpton James C
(Chief Credit Officer)		 75,000 $13.87 75,000
(Direct)		 View
2006-04-13
Exercise		 2006-04-18
5:01 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)		 78,224 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-18
5:01 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)		 78,224 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-18
5:01 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)		 25,593 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:58 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)		 78,224 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:58 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)		 78,224 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:58 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)		 25,593 $10.55 0
(Direct)		 View
2005-06-17
Option Award		 2005-06-21
3:02 pm		 N/A
2012-06-17		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOLF DENNIS P
(Chief Financial Officer)		 146,000 $13 146,000
(Direct)		 View
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