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Sec Filings Insider Trading - Hercules Technology Growth Capital Inc (HTGC)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
HTGC Insider Trading Transactions for Hercules Technology Growth Capital Inc
Hercules Technology Growth Capital Inc: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-21
Purchase		 2008-11-24
10:43 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 500 $4.99 $2,495 637,871
(Direct)		 View
2008-11-18
Purchase		 2008-11-18
5:19 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 1,000 $5.955 $5,955 58,600
(Direct)		 View
2008-11-17
Purchase		 2008-11-18
12:16 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 1,000 $5.96 $5,960 637,371
(Direct)		 View
2008-11-11
Purchase		 2008-11-12
10:34 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 3,500 $6.85 $23,975 636,371
(Direct)		 View
2008-09-15
Purchase		 2008-09-16
1:05 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 2,000 $9.8 $19,600 49,631
(Indirect)		 View
2008-09-15
Purchase		 2008-09-15
3:34 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 2,000 $9.678 $19,356 55,256
(Direct)		 View
2008-09-09
Purchase		 2008-09-10
11:42 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 2,000 $9.859 $19,718 47,631
(Indirect)		 View
2008-08-19
Purchase		 2008-08-20
10:56 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC CHOW JOSEPH W
(Director)		 1,000 $10.22 $10,220 45,631
(Indirect)		 View
2008-06-13
Purchase		 2008-06-16
12:58 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 2,000 $10.09 $20,172 50,658
(Direct)		 View
2008-06-12
Purchase		 2008-06-13
11:43 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 750 $9.935 $7,451 52,190
(Direct)		 View
2008-06-11
Purchase		 2008-06-12
11:21 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 2,000 $9.899 $19,798 632,871
(Direct)		 View
2008-06-10
Purchase		 2008-06-11
2:49 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 2,000 $10.06 $20,120 32,977
(Indirect)		 View
2008-06-10
Purchase		 2008-06-11
11:05 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 1,000 $9.86 $9,860 630,871
(Direct)		 View
2008-06-09
Purchase		 2008-06-10
10:39 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 100 $9.94 $994 44,483
(Direct)		 View
2008-05-20
Purchase		 2008-05-21
1:45 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 1,000 $10 $10,000 629,871
(Direct)		 View
2008-05-16
Purchase		 2008-05-16
3:28 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $10.13 $5,064 44,383
(Direct)		 View
2008-05-15-
-2008-05-16
Purchase		 2008-05-16
12:21 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,000 $10.1 $10,097 30,891
(Indirect)		 View
2008-05-14
Purchase		 2008-05-15
10:48 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 2,000 $10.51 $21,020 48,658
(Direct)		 View
2008-05-13-
-2008-05-14
Purchase		 2008-05-14
3:26 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 1,500 $10.12 $15,173 628,871
(Direct)		 View
2008-03-13
Purchase		 2008-03-13
5:52 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,000 $11.46 $11,462 27,868
(Indirect)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-13
Option Award		 2008-11-14
08:15 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $6.15 $3,075 48,983
(Direct)		 View
2008-11-11
Option Award		 2008-11-12
10:35 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $6.96 $3,480 48,483
(Direct)		 View
2008-10-03
Option Award		 2008-10-03
10:49 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,667 $9.7 $16,170 39,394
(Direct)		 View
2008-09-15
Option Award		 2008-09-16
10:28 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 500 $9.8 $4,900 47,983
(Direct)		 View
2008-09-04
Option Award		 2008-09-04
2:05 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 2,000 $10 $20,000 37,140
(Indirect)		 View
2008-08-15
Option Award		 2008-08-19
4:56 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 5,000 $0 $0 57,190
(Direct)		 View
2008-08-15
Option Award		 2008-08-19
4:46 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 3,000 $0 $0 47,483
(Direct)		 View
2008-07-30
Option Award		 2008-08-11
4:24 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 3,000 $0 $0 47,383
(Direct)		 View
2008-07-30
Option Award		 2008-08-11
4:10 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 5,000 $0 $0 56,440
(Direct)		 View
2008-07-10
Option Award		 2008-07-10
2:10 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,667 $8.93 $14,886 33,054
(Direct)		 View
2008-04-04
Option Award		 2008-04-04
10:21 am		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC BADAVAS ROBERT P
(Director)		 1,667 $10.49 $17,487 28,224
(Direct)		 View
2008-03-17
Option Award		 2008-03-18
1:50 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Henriquez Manuel A
(President & CEO
Director)		 100 $11.1 $1,110 627,371
(Direct)		 View
2008-03-14
Option Award		 2008-03-14
3:52 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOODWARD ALLYN C JR
(Director)		 1,000 $11.47 $11,470 46,658
(Direct)		 View
2008-02-25
Option Award		 2008-02-27
5:28 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Stettenbenz Shane
(Chief Technology Officer)		 8,500 $0 $0 12,040
(Direct)		 View
2008-02-25
Option Award		 2008-02-27
5:14 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Lund David Michael
(VP of Fin & Corporate Controll)		 16,000 $0 $0 19,580
(Direct)		 View
2008-02-25
Option Award		 2008-02-27
4:58 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Harvey H Scott
(Chief Legal Officer & Sec)		 15,000 $0 $0 25,252
(Direct)		 View
2006-04-13
Exercise		 2006-04-18
5:01 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)		 182,041 $10.55 $1,920,533 102,374
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:58 pm		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)		 182,041 $10.55 $1,920,533 102,374
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-08-15
Option Award		 2008-08-19
4:56 pm		 N/A
2015-08-15		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 15,500 $10.49 437,555
(Direct)		 View
2008-08-15
Option Award		 2008-08-19
4:46 pm		 N/A
2015-08-15		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 6,000 $10.49 227,533
(Direct)		 View
2008-07-30
Option Award		 2008-08-11
4:24 pm		 N/A
2015-07-30		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Bhaumik Sam
(Senior Managing Director)		 6,000 $9.92 227,533
(Direct)		 View
2008-07-30
Option Award		 2008-08-11
4:10 pm		 N/A
2015-07-30		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Shah Parag
(Senior Managing Director)		 15,500 $9.92 437,555
(Direct)		 View
2008-02-25
Option Award		 2008-02-27
5:28 pm		 N/A
2015-02-15		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Stettenbenz Shane
(Chief Technology Officer)		 17,908 $12.2 157,908
(Direct)		 View
2008-02-25
Option Award		 2008-02-27
5:14 pm		 N/A
2015-02-25		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Lund David Michael
(VP of Fin & Corporate Controll)		 35,817 $12.2 155,817
(Direct)		 View
2007-06-04
Option Award		 2007-06-06
4:50 pm		 N/A
2014-06-04		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC Crumpton James C
(Chief Credit Officer)		 75,000 $13.87 75,000
(Direct)		 View
2006-04-13
Exercise		 2006-04-18
5:01 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)		 78,224 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-18
5:01 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)		 78,224 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-18
5:01 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON PARTNERS L L C
FARALLON CAPITAL PARTNERS LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS L P
DING CHUN R
DUHAMEL WILLIAM F
FRIED RICHARD B
LANDRY MONICA R
MELLIN WILLIAM F
(Member of Group Owning 10%
10% owner)		 25,593 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:58 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)		 78,224 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:58 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)		 78,224 $10.55 0
(Direct)		 View
2006-04-13
Exercise		 2006-04-17
9:58 pm		 2006-03-24
2006-04-13		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP
TINICUM PARTNERS LP FARALLON
MILLHAM STEPHEN L
Moment Jason E
PATEL RAJIV A
SCHRIER DEREK C
STEYER THOMAS F
WEHRLY MARK C
(Member of Group Owning 10%
10% owner)		 25,593 $10.55 0
(Direct)		 View
2005-06-17
Option Award		 2005-06-21
3:02 pm		 N/A
2012-06-17		 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC WOLF DENNIS P
(Chief Financial Officer)		 146,000 $13 146,000
(Direct)		 View
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