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Sec Filings Insider Trading - Technology Investment Capital (TICC)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
TICC Insider Trading Transactions for Technology Investment Capital
Technology Investment Capital: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-11-20-
-2008-11-21
Purchase		 2008-11-24
2:38 pm		 TICC Capital Corp. TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 30,100 $2.91 $87,590 288,737
(Direct)		 View
2008-11-12
Purchase		 2008-11-13
2:59 pm		 TICC Capital Corp. TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 8,500 $2.95 $25,075 258,637
(Direct)		 View
2008-11-12
Purchase		 2008-11-13
2:53 pm		 TICC Capital Corp. TICC CONROY PATRICK
(CFO, CCO, Treas. and Sec.)		 10,000 $3.011 $30,113 21,978
(Direct)		 View
2008-11-12
Sale		 2008-11-13
2:42 pm		 TICC Capital Corp. TICC NOVAK STEVEN P
(Director)		 5,878 $2.85 $16,754 10,000
(Indirect)		 View
2008-11-11-
-2008-11-12
Purchase		 2008-11-12
3:29 pm		 TICC Capital Corp. TICC ROSENTHAL SAUL B
(President and COO)		 25,000 $3.041 $76,024 87,291
(Direct)		 View
2008-09-18
Purchase		 2008-09-19
11:40 am		 TICC Capital Corp. TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 10,200 $4.649 $47,420 250,125
(Direct)		 View
2008-09-17
Purchase		 2008-09-18
3:42 pm		 TICC Capital Corp. TICC ROSENTHAL SAUL B
(President and COO)		 25,000 $4.681 $117,027 62,279
(Direct)		 View
2008-06-20
Purchase		 2008-06-24
3:47 pm		 TICC Capital Corp. TICC ROSENTHAL SAUL B
(President and COO)		 25,000 $5.076 $126,890 37,279
(Direct)		 View
2008-06-23
Purchase		 2008-06-24
3:45 pm		 TICC Capital Corp. TICC CONROY PATRICK
(CFO, COO, Treas. and Sec.)		 8,000 $5.015 $40,122 11,394
(Direct)		 View
2008-06-20-
-2008-06-23
Purchase		 2008-06-24
3:44 pm		 TICC Capital Corp. TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 36,231 $5.072 $183,747 239,925
(Direct)		 View
2008-06-20-
-2008-06-23
Purchase		 2008-06-24
3:42 pm		 TICC Capital Corp. TICC NOVAK STEVEN P
(Director)		 11,500 $5.172 $59,475 15,124
(Indirect)		 View
2007-11-26
Purchase		 2007-11-28
12:20 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC ROSENTHAL SAUL B
(President and COO)		 5,000 $10.22 $51,114 9,662
(Direct)		 View
2007-11-13
Purchase		 2007-11-15
3:21 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC OBRIEN G PETER
(Director)		 5,000 $10.67 $53,370 30,860
(Direct)		 View
2007-08-17
Purchase		 2007-08-20
6:44 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC OBRIEN G PETER
(Director)		 6,000 $12.81 $76,831 25,182
(Direct)		 View
2007-08-15
Purchase		 2007-08-16
10:14 am		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC CONROY PATRICK
(CFO, COO, Treas. and Sec.)		 800 $12.02 $9,616 2,244
(Direct)		 View
2005-06-02-
-2005-06-06
Sale		 2005-06-08
4:48 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC PANKOPF TONIA L
(Director)		 4,414 $15.04 $66,377 4,415
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-06-13
Exercise(A)		 2008-06-23
5:28 pm		 TICC Capital Corp. TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 53,253 $5.2 $276,916 203,694
(Direct)		 View
2008-06-13
Exercise(A)		 2008-06-23
5:27 pm		 TICC Capital Corp. TICC ROSENTHAL SAUL B
(President and COO)		 2,604 $5.2 $13,541 12,279
(Direct)		 View
2008-06-13
Exercise(A)		 2008-06-23
5:26 pm		 TICC Capital Corp. TICC ROYCE CHARLES M
(Director)		 46,099 $5.2 $239,715 176,213
(Direct)		 View
2008-06-13
Exercise(A)		 2008-06-23
5:25 pm		 TICC Capital Corp. TICC CONROY PATRICK
(CFO, COO, Treas. and Sec.)		 886 $5.2 $4,607 3,394
(Direct)		 View
2008-06-13
Exercise(A)		 2008-06-23
5:24 pm		 TICC Capital Corp. TICC NOVAK STEVEN P
(Director)		 947 $5.2 $4,924 3,624
(Direct)		 View
2008-06-13
Exercise(A)		 2008-06-23
5:22 pm		 TICC Capital Corp. TICC OBRIEN G PETER
(Director)		 11,719 $5.2 $60,939 45,317
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:07 pm		 TICC Capital Corp. TICC NOVAK STEVEN P
(Director)		 535 $5.2 $2,782 3,212
(Indirect)		 View
2008-06-13
Exercise		 2008-06-17
9:06 pm		 TICC Capital Corp. TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 30,060 $5.2 $156,312 180,501
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:05 pm		 TICC Capital Corp. TICC PANKOPF TONIA L
(Director)		 513 $5.2 $2,668 5,649
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:04 pm		 TICC Capital Corp. TICC ROYCE CHARLES M
(Director)		 26,022 $5.2 $135,314 156,136
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:02 pm		 TICC Capital Corp. TICC ROSENTHAL SAUL B
(President and COO)		 1,906 $5.2 $9,911 11,581
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:01 pm		 TICC Capital Corp. TICC CONROY PATRICK
(CFO, COO, Treas. and Sec.)		 501 $5.2 $2,605 3,009
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
8:59 pm		 TICC Capital Corp. TICC OBRIEN G PETER
(Director)		 6,719 $5.2 $34,939 40,317
(Direct)		 View
2006-05-09
Option Award		 2006-05-09
12:39 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 10,000 $14.72 $147,200 150,300
(Direct)		 View
2006-03-15
Option Award		 2006-03-16
11:53 am		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC CONROY PATRICK
(CFO, COO, Treas. and Sec.)		 1,000 $14.8 $14,799 1,287
(Direct)		 View
2005-01-25
Exercise		 2005-03-11
4:58 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC CONROY PATRICK
(CFO CCO Treasurer & Secretary)		 67 $14.03 $940 271
(Direct)		 View
2005-01-25
Exercise		 2005-03-07
5:11 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC OBRIEN G PETER
(Director)		 5,409 $14.03 $75,883 15,710
(Direct)		 View
2005-01-25
Exercise		 2005-03-04
5:30 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC ROYCE CHARLES M
(Director)		 23,696 $14.03 $332,431 95,306
(Direct)		 View
2005-01-25
Exercise		 2005-03-04
4:46 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC ROSENTHAL SAUL B
(President & COO)		 1,133 $14.03 $15,895 4,533
(Direct)		 View
2005-01-25
Exercise		 2005-03-04
4:45 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC STERN LEE D
(Executive Vice President)		 1,158 $14.03 $16,246 4,659
(Direct)		 View
2005-01-25
Exercise		 2005-03-04
4:44 pm		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC COHEN JONATHAN H
(CEO
Director)		 1,200 $14.03 $16,835 140,300
(Direct)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-06-13
Exercise		 2008-06-23
5:28 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 150,300 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-23
5:27 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC ROSENTHAL SAUL B
(President and COO)		 9,530 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-23
5:26 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC ROYCE CHARLES M
(Director)		 130,110 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-23
5:25 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC CONROY PATRICK
(CFO, COO, Treas. and Sec.)		 2,505 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-23
5:24 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC NOVAK STEVEN P
(Director)		 2,675 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-23
5:22 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC OBRIEN G PETER
(Director)		 33,595 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:07 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC NOVAK STEVEN P
(Director)		 2,675 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:06 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC COHEN JONATHAN H
(Chief Executive Officer
Director)		 150,300 $5.2 0
(Direct)		 View
2008-06-13
Sale		 2008-06-17
9:05 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC PANKOPF TONIA L
(Director)		 2,571 $5.2 2,565
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:05 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC PANKOPF TONIA L
(Director)		 2,565 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:04 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC ROYCE CHARLES M
(Director)		 130,110 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:02 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC ROSENTHAL SAUL B
(President and COO)		 9,530 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
9:01 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC CONROY PATRICK
(CFO, COO, Treas. and Sec.)		 2,505 $5.2 0
(Direct)		 View
2008-06-13
Exercise		 2008-06-17
8:59 pm		 2008-05-23
2008-06-13		 TICC Capital Corp. TICC OBRIEN G PETER
(Director)		 33,595 $5.2 0
(Direct)		 View
2005-01-25
Exercise		 2005-03-11
4:58 pm		 2004-12-29
2005-01-25		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC CONROY PATRICK
(CFO CCO Treasurer & Secretary)		 201 $14.03 0
(Direct)		 View
2005-01-25
Exercise		 2005-03-07
5:11 pm		 2004-12-29
2005-01-25		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC OBRIEN G PETER
(Director)		 10,227 $14.03 0
(Direct)		 View
2005-01-25
Exercise		 2005-03-04
5:30 pm		 2004-12-29
2005-01-25		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC ROYCE CHARLES M
(Director)		 71,088 $14.03 0
(Direct)		 View
2005-01-25
Exercise		 2005-03-04
4:46 pm		 2004-12-29
2005-01-25		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC ROSENTHAL SAUL B
(President & COO)		 3,399 $14.03 0
(Direct)		 View
2005-01-25
Exercise		 2005-03-04
4:45 pm		 2004-12-29
2005-01-25		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC STERN LEE D
(Executive Vice President)		 3,474 $14.03 0
(Direct)		 View
2005-01-25
Exercise		 2005-03-04
4:44 pm		 2004-12-29
2005-01-25		 TECHNOLOGY INVESTMENT CAPITAL CORP TICC COHEN JONATHAN H
(CEO
Director)		 3,600 $14.03 0
(Direct)		 View