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Form 4 Filings | Insider Buys | Significant Buys |
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Sec Filings Insider Trading - Dick Roger L - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise" - Peter Lynch ==>> What is insider trading>> |
DICK ROGER L: Insider Trading and Stock Options
Other purchase or sale (not a common stock or no ticker symbol):
| Transaction & Date | Reported Date |
Company | Symbol | Insider Relationship |
Shares Traded | Average Price | Total Amount |
Shares Ownership |
Filing |
| 2008-06-30 Purchase |
2008-07-01 2:44 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 4,000 | $5.44 | $21,760 | 27,225 (Direct) | View |
| 2008-05-30 Purchase |
2008-05-30 5:12 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 5,069 | $5.37 | $27,219 | 23,225 (Direct) |
View |
| 2008-04-22 Sale |
2008-04-23 3:26 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 1,500 | $4.65 | $6,975 | 472 (Direct) |
View |
| 2008-04-16 Sale |
2008-04-16 1:17 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 21,917 | $5.35 | $117,256 | 0 (Direct) |
View |
| 2007-09-07 Purchase | 2007-09-10 5:03 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 1,000 | $5.4 | $5,400 | 1,915 (Direct) | View |
| 2007-02-28- -2007-03-01 Purchase | 2007-03-01 4:42 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 17,628 | $5.694 | $100,370 | 17,628 (Direct) |
View |
| 2005-12-14 Sale |
2005-12-14 1:44 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 3,173 | $6.15 | $19,514 | 0 (Direct) | View |
| 2005-06-16 Sale | 2005-06-16 4:50 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 860 | $6.2 | $5,332 | 0 (Direct) | View |
| 2004-06-15 Sale | 2004-06-15 12:58 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC Director Director ABT & BOS & CBT) | 550 | $6 | $3,300 | 1,674 (Direct) | View |
| 2004-05-28 Sale | 2004-06-01 1:14 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC Director Director ABT & BOS & CBT) | 1,175 | $6 | $7,050 | 0 (Direct) |
View |
| 2004-04-16 Sale | 2004-04-16 5:11 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director ABT & BOS & CBT) | 2,773 | $6 | $16,638 | 0 (Direct) |
View |
| 2004-01-02 Sale | 2004-01-05 5:09 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 3,000 | $6 | $18,000 | 0 (Direct) |
View |
| 2003-11-17 Sale |
2003-11-17 8:16 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 2,852 | $5.9 | $16,827 | 0 (Direct) |
View |
| 2003-08-06 Sale |
2003-08-06 11:37 am |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 1,000 | $5.7 | $5,700 | 652 (Direct) |
View |
| 2003-07-08 Sale(A) |
2003-08-06 10:32 am |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director, Bank of Stanly) | 1,000 | $5.7 | $5,700 | 1,652 (Direct) |
View |
| 2003-07-08 Sale | 2003-08-05 4:24 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director, Bank of Stanly) | 100 | $5.7 | $570 | 1,652 (Direct) |
View |
(A) Indicate amendment filing.
Other transactions:
| Transaction & Date | Reported Date | Company | Symbol | Insider Relationship |
Shares Traded | Average Price |
Total Amount |
Shares Ownership |
Filing |
| 2008-10-08 Option Award |
2008-10-08 08:57 am | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 1,712 | $5.5 | $9,417 | 9,949 (Direct) |
View |
| 2008-04-16 Exercise |
2008-04-16 1:17 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 21,917 | $4.311 | $94,484 | 21,917 (Direct) | View |
| 2007-12-07 Other |
2007-12-07 09:08 am |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 585 | $0 | $0 | 18,156 (Direct) |
View |
| 2007-10-12 Option Award | 2007-10-12 09:53 am | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 930 | $6.16 | $5,728 | 8,237 (Direct) |
View |
| 2006-11-14 Other |
2006-11-14 09:15 am | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 26 | $0 | $0 | 915 (Direct) |
View |
| 2006-09-15 Option Award |
2006-09-15 09:39 am | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 1,756 | $6.08 | $10,675 | 7,307 (Direct) |
View |
| 2005-12-14 Exercise | 2005-12-14 1:44 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 3,173 | $4.574 | $14,513 | 3,173 (Direct) |
View |
| 2005-11-14 Other | 2005-11-14 3:25 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 27 | $0 | $0 | 89 (Direct Indirect) |
View |
| 2005-08-01 Option Award |
2005-08-01 1:55 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 868 | $6.2 | $5,382 | 5,551 (Direct) | View |
| 2005-05-18- -2005-06-16 Other | 2005-06-16 4:50 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 1,894 | $0 | $0 | 87 (Direct Indirect) | View |
| 2004-12-03 Other | 2004-12-03 11:25 am | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC Director of ABT, BOS, & CBT) | 54 | $0 | $0 | 87 (Direct Indirect) | View |
| 2004-07-20 Option Award |
2004-07-20 10:55 am |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 952 | $6.2 | $5,904 | 4,683 (Direct) | View |
| 2004-05-28 Exercise |
2004-06-01 1:14 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC Director Director ABT & BOS & CBT) | 1,175 | $2.393 | $2,812 | 1,175 (Direct) | View |
| 2004-04-16 Exercise |
2004-04-16 5:11 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director ABT & BOS & CBT) | 2,773 | $2.393 | $6,636 | 802 (Direct) | View |
| 2004-02-17 Gift | 2004-02-17 12:35 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director ABT & BOS) | 167 | $0 | $0 | 2,224 (Direct) | View |
| 2004-01-02 Exercise | 2004-01-05 5:09 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 3,000 | $2.393 | $7,179 | 3,000 (Direct) | View |
| 2003-12-23 Gift(A) |
2003-12-31 5:04 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 340 | $0 | $0 | 2,391 (Direct) | View |
| 2003-12-23- -2003-12-24 Gift |
2003-12-24 1:07 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 510 | $0 | $0 | 85 (Direct Indirect) | View |
| 2003-11-03- -2003-11-17 Exercise Other | 2003-11-17 8:16 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 2,931 | $2.329 | $6,825 | 2,731 (Direct) | View |
| 2003-10-20 Option Award | 2003-10-20 4:52 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 831 | $5.6 | $4,652 | 3,731 (Direct) | View |
| 2003-09-12 Other(A) | 2003-09-12 5:56 pm |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 2,000 | $0 | $0 | 0 (Direct) |
View |
| 2003-09-12 Other | 2003-09-12 5:10 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp) | 2,000 | $0 | $0 | 0 (Direct) |
View |
| 2003-08-07 Other | 2003-08-07 10:01 am |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 2,000 | $0 | $0 | 1,000 (Direct) |
View |
| 2003-08-06 Exercise |
2003-08-06 11:37 am | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 1,000 | $2.465 | $2,465 | 2,000 (Direct) | View |
| 2003-07-08 Exercise(A) | 2003-08-06 10:32 am | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director, Bank of Stanly) | 1,000 | $2.465 | $2,465 | 1,000 (Direct) |
View |
| 2003-07-08 Exercise | 2003-08-05 4:24 pm | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director, Bank of Stanly) | 1,000 | $2.465 | $2,465 | 1,000 (Direct) |
View |
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
| Transaction & Date | Reported Date |
Exercisable Expiration |
Company | Symbol | Insider Relationship |
Shares Traded | Conversion Price | Shares Ownership |
Filing |
| 2008-04-16 Exercise | 2008-04-16 1:17 pm |
1998-04-21 2008-04-21 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 21,917 | $4.311 | 0 (Direct) | View |
| 2007-12-07 Other | 2007-12-07 09:08 am | 1998-04-21 2008-04-21 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 638 | $4.311 | 21,917 (Direct) | View |
| 2007-12-07 Other |
2007-12-07 09:08 am |
1999-11-29 2009-11-29 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 1,996 | $4.342 | 68,534 (Direct) | View |
| 2006-11-14 Other |
2006-11-14 09:15 am | 1998-04-21 2008-04-21 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 620 | $4.44 | 21,279 (Direct) | View |
| 2006-11-14 Other |
2006-11-14 09:15 am | 1999-11-29 2009-11-29 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 1,938 | $4.472 | 66,538 (Direct) |
View |
| 2005-12-14 Exercise |
2005-12-14 1:44 pm | 1998-04-21 2008-04-21 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 3,173 | $4.574 | 20,659 (Direct) | View |
| 2005-11-14 Other |
2005-11-14 3:25 pm |
1998-04-21 2008-04-21 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 694 | $4.574 | 23,832 (Direct) |
View |
| 2005-11-14 Other | 2005-11-14 3:25 pm | 1999-11-29 2009-11-29 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC) | 1,882 | $4.606 | 64,600 (Direct) |
View |
| 2004-12-03 Other |
2004-12-03 11:25 am | 1998-04-21 2008-04-21 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC Director of ABT, BOS, & CBT) | 674 | $4.711 | 23,138 (Direct) | View |
| 2004-12-03 Other | 2004-12-03 11:25 am |
1999-11-29 2009-11-29 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC Director of ABT, BOS, & CBT) | 1,827 | $4.744 | 62,718 (Direct) | View |
| 2004-05-28 Exercise | 2004-06-01 1:14 pm | 1997-04-15 2006-04-15 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (President/CEO of UCC Director Director ABT & BOS & CBT) | 1,175 | $2.393 | 0 (Direct) | View |
| 2004-04-16 Exercise |
2004-04-16 5:11 pm | 1997-04-15 2006-04-15 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director ABT & BOS & CBT) | 2,773 | $2.393 | 1,175 (Direct) |
View |
| 2004-01-02 Exercise | 2004-01-05 5:09 pm | 1997-04-15 2006-04-15 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 3,000 | $2.393 | 3,948 (Direct) | View |
| 2003-11-17 Exercise |
2003-11-17 8:16 pm | 1997-04-15 2006-04-15 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 2,852 | $2.393 | 6,948 (Direct) | View |
| 2003-11-03 Other | 2003-11-17 8:16 pm | 1998-04-21 2008-04-21 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 654 | $4.852 | 22,464 (Direct) |
View |
| 2003-11-03 Other |
2003-11-17 8:16 pm |
1999-11-29 2009-11-29 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 1,774 | $4.887 | 60,891 (Direct) | View |
| 2003-11-03 Other |
2003-11-17 8:16 pm |
1997-04-15 2006-04-15 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 285 | $2.393 | 9,800 (Direct) |
View |
| 2003-08-06 Exercise | 2003-08-06 11:37 am |
1997-04-15 2006-04-15 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director Director, Bank of Stanly) | 1,000 | $2.465 | 9,515 (Direct) |
View |
| 2003-07-08 Exercise |
2003-08-06 10:32 am |
1997-04-15 2001-04-15 | UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director, Bank of Stanly) | 1,000 | $2.465 | 10,515 (Direct) |
View |
| 2003-07-08 Exercise | 2003-08-05 4:24 pm | 1997-04-15 2001-04-15 |
UWHARRIE CAPITAL CORP | None | DICK ROGER L (CEO, Uwharrie Capital Corp Director, Bank of Stanly) | 1,000 | $2.465 | 10,515 (Direct) | View |
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