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Sec Filings Insider Trading - Barbarossa Giovanni - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Barbarossa Giovanni
BARBAROSSA GIOVANNI: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-04-27
Sale
2009-04-28
4:39 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
59,126 $0 $0 0
(Direct)
View
2008-07-31
Sale
2008-08-01
4:02 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Interim Chief Executive Office)
833 $0.67 $558 107,920
(Direct)
View
2008-05-21
Sale
2008-05-22
6:58 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $1.05 $875 108,753
(Direct)
View
2008-04-22
Sale
2008-04-22
7:22 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $0.75 $625 109,586
(Direct)
View
2008-03-24
Sale
2008-03-25
3:02 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
834 $0.67 $559 110,419
(Direct)
View
2008-02-22
Sale
2008-02-25
3:01 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $0.79 $658 111,253
(Direct)
View
2008-01-25
Sale
2008-01-25
7:17 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $0.89 $741 112,086
(Direct)
View
2008-01-04
Sale
2008-01-08
3:02 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $0.9118 $25,768 112,919
(Direct)
View
2007-12-21
Sale
2007-12-21
7:56 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
834 $1.36 $1,134 141,180
(Direct)
View
2007-11-21
Sale
2007-11-21
5:56 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $1.47 $1,225 142,014
(Direct)
View
2007-10-23
Sale
2007-10-23
7:35 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $1.67 $1,391 142,847
(Direct)
View
2007-10-04
Sale
2007-10-05
3:11 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $1.71 $48,326 113,680
(Direct)
View
2007-09-21
Sale
2007-09-25
1:36 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
834 $1.67 $1,393 141,941
(Direct)
View
2007-08-22
Sale
2007-08-23
2:50 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $1.66 $1,383 106,299
(Direct)
View
2007-07-23
Sale
2007-07-25
2:37 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $1.97 $1,641 107,132
(Direct)
View
2007-07-03
Sale
2007-07-05
8:12 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $1.81 $51,152 107,965
(Direct)
View
2007-06-21
Sale
2007-06-22
6:21 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
834 $1.79 $1,493 136,226
(Direct)
View
2007-05-23
Sale
2007-05-25
1:01 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $1.57 $1,308 137,060
(Direct)
View
2007-04-24
Sale
2007-04-25
8:50 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $1.77 $1,474 137,893
(Direct)
View
2007-04-04
Sale
2007-04-06
7:40 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $1.737 $49,102 138,726
(Direct)
View
2007-03-21
Sale
2007-03-22
9:56 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
834 $1.82 $1,518 728
(Direct)
View
2007-02-21
Sale
2007-02-22
6:32 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $2.06 $1,716 728
(Direct)
View
2007-01-25
Sale
2007-01-29
5:55 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $2.1 $1,749 728
(Direct)
View
2006-01-03
Sale
2007-01-04
9:04 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $1.87 $52,848 728
(Direct)
View
2006-12-21
Sale
2006-12-22
9:46 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
10,000 $1.83 $18,300 728
(Direct)
View
2006-10-02
Sale
2006-10-03
9:44 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $1.67 $47,196 728
(Direct)
View
2006-07-11
Sale
2006-07-13
6:04 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,260 $1.644 $46,468 728
(Direct)
View
2006-05-11
Sale
2006-05-15
8:15 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
195,374 $2.015 $393,621 728
(Direct)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-04-27
Option Award
2009-04-29
9:54 pm
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
242,302 $0 $0 320,816
(Direct)
View
2008-09-21
Option Award
2008-09-23
6:07 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Interim Chief Executive Office)
9,861 $0.001 $10 59,126
(Direct)
View
2008-08-18
Option Award
2008-08-20
9:53 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Interim Chief Executive Office)
42,000 $0.001 $42 49,265
(Direct)
View
2007-10-21
Option Award
2007-10-23
7:35 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
30,000 $0.001 $30 143,680
(Direct)
View
2007-09-06
Option Award
2007-09-10
9:46 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
36,476 $0.001 $36 142,775
(Direct)
View
2007-03-31
Exercise
2007-04-03
9:29 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $0.001 $28 39,704
(Direct)
View
2007-03-20-
-2007-03-21
Exercise
Option Award
2007-03-22
9:56 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
11,549 $7.221e-05 $1 11,443
(Direct)
View
2007-02-20
Exercise
2007-02-22
6:32 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $0.001 $1 1,561
(Direct)
View
2007-01-20
Exercise
2007-01-29
5:55 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $0.001 $1 1,561
(Direct)
View
2006-12-31
Exercise
2007-01-04
9:04 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $0.001 $28 28,989
(Direct)
View
2006-12-20
Exercise
2006-12-22
9:46 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
10,000 $0.001 $10 10,728
(Direct)
View
2006-09-30
Exercise
2006-10-03
9:44 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $0.001 $28 28,989
(Direct)
View
2006-06-30
Exercise
2006-07-11
9:35 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,260 $0.001 $28 28,988
(Direct)
View
2006-05-11
Exercise
2006-05-15
8:15 pm
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
179,166 $1.01 $180,958 196,102
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2009-10-21
Option Award
2009-10-23
6:46 pm
2010-10-21
2019-10-21
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
40,000 $1.16 40,000
(Direct)
View
2009-05-13
Option Award
2009-05-15
9:15 pm
2010-05-13
2019-05-13
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
16,667 $0.62 16,667
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2010-02-02
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
4,465 $77.41 4,465
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2010-02-02
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
45,274 $77.41 45,274
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2011-03-19
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
5,784 $43.2 5,784
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2011-04-30
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
5,784 $36.47 5,784
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2011-08-14
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
67,488 $20.6 67,488
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2011-08-14
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
4,856 $20.6 4,856
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2011-11-05
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
36,175 $6.78 36,175
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2011-11-05
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
126,604 $13.55 126,604
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2012-12-18
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
7,536 $2.8 7,536
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2013-08-01
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
72,344 $5.47 72,344
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2013-08-01
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
72,344 $10.92 72,344
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2014-07-29
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
9,034 $7.22 9,034
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2014-07-29
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
72,344 $7.22 72,344
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2015-06-13
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
18,084 $2.74 18,084
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2016-10-31
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
10,852 $4.54 10,852
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2017-10-21
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
25,317 $4.54 25,317
(Direct)
View
2009-04-27
Option Award
2009-04-29
9:54 pm
2009-04-27
2018-11-21
OCLARO, INC. OCLR BARBAROSSA GIOVANNI
(Director)
325,560 $0.15 325,560
(Direct)
View
2002-12-18
Option Sale
2009-04-28
4:40 pm
N/A
2012-12-18
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
1,389 $15.15 0
(Direct)
View
2003-08-01
Option Sale
2009-04-28
4:40 pm
N/A
2013-08-01
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
13,333 $29.63 0
(Direct)
View
2003-08-01
Option Sale
2009-04-28
4:40 pm
N/A
2013-08-01
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
13,333 $59.25 0
(Direct)
View
2004-07-29
Option Sale
2009-04-28
4:40 pm
N/A
2014-07-29
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
1,665 $39.15 0
(Direct)
View
2004-07-29
Option Sale
2009-04-28
4:40 pm
N/A
2014-07-29
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
13,333 $39.15 0
(Direct)
View
2005-06-13
Option Sale
2009-04-28
4:40 pm
N/A
2015-06-13
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
3,333 $14.85 0
(Direct)
View
2006-10-31
Option Sale
2009-04-28
4:40 pm
N/A
2016-10-13
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
2,000 $24.6 0
(Direct)
View
2007-10-21
Option Sale
2009-04-28
4:40 pm
N/A
2017-10-21
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
4,666 $24.6 0
(Direct)
View
2008-11-21
Option Sale
2009-04-28
4:40 pm
N/A
2018-11-21
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
60,000 $0.79 0
(Direct)
View
2000-02-20
Option Sale
2009-04-28
4:39 pm
N/A
2010-02-10
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
823 $420 0
(Direct)
View
2000-02-02
Option Sale
2009-04-28
4:39 pm
N/A
2010-02-02
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
8,344 $420 0
(Direct)
View
2001-03-19
Option Sale
2009-04-28
4:39 pm
N/A
2011-03-19
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
1,066 $234.4 0
(Direct)
View
2001-04-30
Option Sale
2009-04-28
4:39 pm
N/A
2011-04-30
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
1,066 $197.8 0
(Direct)
View
2001-08-14
Option Sale
2009-04-28
4:39 pm
N/A
2011-08-14
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
12,438 $111.8 0
(Direct)
View
2001-08-14
Option Sale
2009-04-28
4:39 pm
N/A
2011-08-14
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
895 $111.8 0
(Direct)
View
2001-11-05
Option Sale
2009-04-28
4:39 pm
N/A
2011-11-05
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
6,667 $36.75 0
(Direct)
View
2001-11-05
Option Sale
2009-04-28
4:39 pm
N/A
2011-11-05
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
23,333 $73.5 0
(Direct)
View
2008-11-21
Option Award
2008-11-25
8:22 pm
N/A
2018-11-21
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(CEO and President
Director)
60,000 $0.79 60,000
(Direct)
View
2007-10-21
Option Award
2007-10-23
7:35 pm
N/A
2017-10-21
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
70,000 $1.64 70,000
(Direct)
View
2007-03-31
Exercise
2007-04-03
9:29 pm
2006-03-31
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $0.001 84,783
(Direct)
View
2007-03-20
Exercise
2007-03-22
9:56 pm
2006-12-20
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
834 $0.001 27,500
(Direct)
View
2007-02-20
Exercise
2007-02-22
6:32 pm
2006-12-20
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $0.001 28,334
(Direct)
View
2007-01-20
Exercise
2007-01-29
5:55 pm
2006-12-20
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
833 $0.001 29,167
(Direct)
View
2006-12-31
Exercise
2007-01-04
9:04 pm
2006-03-31
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $0.001 113,044
(Direct)
View
2006-12-20
Exercise
2006-12-22
9:46 pm
2006-12-20
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
10,000 $0.001 30,000
(Direct)
View
2006-10-31
Option Award
2006-11-02
6:20 pm
N/A
2016-10-31
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
30,000 $1.64 30,000
(Direct)
View
2006-10-09
Option Award
2006-10-10
8:03 pm
2007-10-09
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
15,000 $0.001 15,000
(Direct)
View
2006-09-30
Exercise
2006-10-03
9:44 pm
2006-03-31
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,261 $0.001 141,305
(Direct)
View
2006-06-30
Exercise
2006-07-11
9:35 pm
2006-03-31
N/A
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
28,260 $0.001 169,566
(Direct)
View
2006-05-11
Exercise
2006-05-15
8:15 pm
2002-12-18
2010-12-18
AVANEX CORP AVNX BARBAROSSA GIOVANNI
(Chief Technology Officer)
179,166 $1.01 0
(Direct)
View
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