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Sec Filings Insider Trading - Kimball Rick - Portfolio Holdings (Majority Ownership)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Kimball Rick
KIMBALL RICK: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-08-01-
-2008-08-04
Sale
2008-08-04
6:46 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
308,482 $29.34 $9,050,512 0
(Direct
Indirect)
View
2008-01-24
Purchase
2008-01-29
6:26 pm
RiskMetrics Group Inc RMG KIMBALL RICK
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
(May be part of 13(g) group
10% owner)
560,000 $17.5 $9,800,000 119,432
(Indirect)
View
2007-05-31-
-2007-06-01
Sale
2007-06-04
6:01 pm
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status)
315,700 $28.51 $9,001,200 45,723
(Indirect)
View
2007-05-22
Sale
2007-05-24
7:10 pm
CAPELLA EDUCATION CO CPLA KIMBALL RICK
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
(May be part of 13(g) group)
140,611 $34.38 $4,834,206 29,110
(Indirect)
View
2007-05-22
Purchase
2007-05-24
4:50 pm
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
1,923,077 $13 $25,000,001 231,106
(Indirect)
View
2007-05-16
Sale
2007-05-18
5:29 pm
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
251,125 $34.38 $8,633,678 31,722
(Indirect)
View
2007-03-12
Sale
2007-03-13
7:31 pm
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
288,600 $26.81 $7,737,366 51,616
(Indirect)
View
2007-03-06
Sale
2007-03-08
11:37 am
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
196,900 $24.82 $4,887,058 57,003
(Indirect)
View
2007-02-23-
-2007-02-26
Sale
2007-02-27
4:39 pm
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
587,900 $30.53 $17,949,842 60,678
(Indirect)
View
2006-11-15
Purchase
2006-11-17
3:26 pm
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
100,000 $20 $2,000,000 36,387
(Indirect)
View
2006-11-14
Sale
2006-11-15
6:33 pm
INPHONIC INC INPC KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
756,000 $10.35 $7,824,600 87,234
(Indirect)
View
2006-11-09
Sale
2006-11-13
7:47 pm
INPHONIC INC INPC KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
2,000,000 $10.75 $21,500,000 114,411
(Indirect)
View
2006-08-25
Purchase
2006-08-29
4:48 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
520,892 $18.59 $9,683,382 2,571,248
(Indirect)
View
2006-08-23-
-2006-08-24
Purchase
2006-08-25
4:07 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
809,517 $18.56 $15,026,349 2,050,356
(Indirect)
View
2006-07-27
Purchase
2006-07-31
8:07 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
2,446,506 $19.99 $48,905,655 1,240,839
(Indirect)
View
2006-06-26
Purchase
2006-06-26
5:33 pm
TECHWELL INC TWLL KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Director
10% owner)
222,200 $9 $1,999,800 153,578
(Indirect)
View
2006-05-24
Purchase
2006-05-24
5:28 pm
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
380,000 $21.25 $8,075,000 121,504
(Indirect)
View
2006-05-22
Purchase
2006-05-23
3:44 pm
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
312,500 $17 $5,312,500 71,651
(Indirect)
View
2006-05-11
Sale
2006-05-12
5:50 pm
INPHONIC INC INPC KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
1,834,057 $8.4 $15,406,079 186,307
(Indirect)
View
2006-05-09
Purchase
2006-05-11
1:07 pm
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
1,927,500 $21.75 $41,923,125 107,844
(Indirect)
View
2006-05-01
Sale
2006-05-02
6:20 pm
ALTIRIS INC ATRS KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
137,441 $20.12 $2,764,869 0
(Direct
Indirect)
View
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-09-12
Exercise
2008-09-16
3:13 pm
ELOYALTY CORP ELOY KIMBALL RICK
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV STRATEGIC PARTNERS LP
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT III LLC
TCV III LP
TCV III Q LP
TCV III STRATEGIC PARTNERS LP
TCV III GP
(May be part of a 13 (g) group
10% owner)
6,391 $5.67 $36,237 33,383
(Indirect)
View
2008-09-05
Other
2008-09-08
6:20 pm
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
1,516 $0 $0 3,735
(Direct
Indirect)
View
2008-08-18-
-2008-08-25
Gift
2008-08-27
3:15 pm
NETFLIX INC NFLX KIMBALL RICK
(10% owner)
142,554 $0 $0 0
(Indirect)
View
2008-08-01
Exercise
2008-08-04
6:46 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
9,015 $17.74 $159,887 9,015
(Direct)
View
2008-07-31
Other
2008-08-04
6:42 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
Technology Crossover Management VI, L.L.C.
(May be part of a 13(g) group
10% owner)
2,675,720 $0 $0 15,809
(Indirect)
View
2007-12-31
Option Award
2008-02-04
2:54 pm
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
2,977 $14.78 $44,000 2,977
(Direct)
View
2007-05-22
Purchase
2007-05-24
4:50 pm
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
10,458,837 $0 $0 193,892
(Indirect)
View
2007-03-21
Other
2007-03-23
6:27 pm
ALTIRIS INC ATRS KIMBALL RICK
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(May be part of 13(g) group
10% owner)
4,386,160 $0 $0 127,575
(Indirect)
View
2007-01-24-
-2007-01-25
Equity Swap
Exercise
Other
2007-01-25
5:08 pm
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
13,218,739 $21.92 $289,734,150 0
(Indirect)
View
2006-12-15
Exercise
2006-12-19
2:03 pm
ELOYALTY CORP ELOY KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
TECHNOLOGY CROSSOVER MANAGEMENT III LLC
TCV III LP
TCV III Q LP
TCV III STRATEGIC PARTNERS LP
TCV III GP
(May be part of a 13 (g) group
10% owner)
192,195 $17.97 $3,453,744 26,992
(Indirect)
View
2006-01-27
Exercise
Tax Withholding(A)
2006-11-22
3:08 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(May be part of 13(g) group
10% owner)
289,488 $1.417 $410,289 50,257
(Indirect)
View
2006-06-29
Exercise
Tax Withholding(A)
2006-11-22
3:04 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(May be part of 13(g) group
10% owner)
9,228,711 $1.422 $13,124,832 333,297
(Indirect)
View
2006-06-29
Exercise
Tax Withholding(A)
2006-11-22
2:54 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(May be part of 13(g) group
10% owner)
9,228,711 $1.422 $13,124,832 333,297
(Indirect)
View
2006-11-15
Purchase
2006-11-17
3:26 pm
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
1,852,273 $0 $0 34,457
(Indirect)
View
2006-08-14
Other
2006-08-16
6:36 pm
INPHONIC INC INPC KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
10,000 $0 $0 5,000
(Direct
Indirect)
View
2006-06-29
Exercise
2006-06-30
6:00 pm
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
8,271,065 $1.5 $12,406,598 333,297
(Indirect)
View
2006-06-26
Purchase
2006-06-26
5:33 pm
TECHWELL INC TWLL KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Director
10% owner)
4,050,000 $0 $0 145,590
(Indirect)
View
2006-06-05
Other
Purchase
2006-06-07
7:07 pm
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
6,579,993 $4.559 $30,000,006 358,040
(Indirect)
View
2006-05-22
Other
Purchase
2006-05-23
3:44 pm
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
3,526,263 $0 $0 65,600
(Indirect)
View
2006-04-28-
-2006-05-01
Exercise
Other
2006-05-02
6:20 pm
ALTIRIS INC ATRS KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
2,184,098 $0.1717 $375,000 50,000
(Direct
Indirect)
View
2003-12-04
Other
2003-12-05
11:33 am
ALTIRIS INC ATRS KIMBALL RICK
(10% owner)
1,043,558 $0 $0 4,229
(Indirect)
View
2003-06-10
Other
2003-09-04
6:29 pm
ADVANCED SWITCHING COMMUNICATIONS INC ASCX KIMBALL RICK
(Director)
3,177,920 $0 $0 0
(Indirect)
View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2008-09-12
Exercise
2008-09-16
3:13 pm
2008-08-14
2008-09-12
ELOYALTY CORP ELOY KIMBALL RICK
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV STRATEGIC PARTNERS LP
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT III LLC
TCV III LP
TCV III Q LP
TCV III STRATEGIC PARTNERS LP
TCV III GP
(May be part of a 13 (g) group
10% owner)
6,391 $5.67 0
(Indirect)
View
2008-08-01
Exercise
2008-08-04
6:46 pm
2005-07-01
2015-07-01
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
2,415 $16.55 0
(Direct)
View
2008-08-01
Exercise
2008-08-04
6:46 pm
2005-08-01
2015-08-01
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
2,066 $19.34 0
(Direct)
View
2008-08-01
Exercise
2008-08-04
6:46 pm
2007-08-01
2017-08-01
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
2,331 $17.16 0
(Direct)
View
2008-08-01
Exercise
2008-08-04
6:46 pm
2007-09-04
2017-09-04
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
2,203 $18.14 0
(Direct)
View
2008-08-01
Option Award
2008-08-04
6:46 pm
2008-08-01
2018-08-01
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
Trudeau Robert
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
Technology Crossover Management VI, L.L.C.
TCV VI L P
(May be part of a 13(g) group
10% owner)
1,368 $29.22 1,368
(Direct)
View
2008-06-25
Option Award
2008-06-26
5:43 pm
N/A
2018-06-25
TECHWELL INC TWLL KIMBALL RICK
(Director
10% owner)
10,000 $12.99 10,000
(Direct)
View
2007-12-18
Option Award
2008-02-04
2:54 pm
N/A
2017-12-17
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
2,500 $14.29 2,500
(Direct)
View
2007-06-12
Option Award
2007-06-14
3:45 pm
N/A
2017-06-12
TECHWELL INC TWLL KIMBALL RICK
(Director
10% owner)
10,000 $14 10,000
(Direct)
View
2007-05-22
Purchase
2007-05-24
4:50 pm
N/A
N/A
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
36,083,135 $0 0
(Indirect)
View
2007-05-22
Purchase
2007-05-24
4:50 pm
N/A
N/A
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
681,570 $0 0
(Indirect)
View
2007-05-22
Purchase
2007-05-24
4:50 pm
N/A
N/A
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
4,976,648 $0 0
(Indirect)
View
2007-05-22
Purchase
2007-05-24
4:50 pm
N/A
N/A
TechTarget Inc TTGT KIMBALL RICK
HOAG JAY C
DREW JOHN
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
94,003 $0 0
(Indirect)
View
2007-01-25
Exercise
2007-01-25
5:08 pm
2004-01-02
2011-01-02
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
1,570,800 $5 0
(Indirect)
View
2007-01-25
Exercise
2007-01-25
5:08 pm
2004-01-02
2011-01-02
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
58,573 $5 0
(Indirect)
View
2007-01-25
Option Sale
2007-01-25
5:08 pm
N/A
2014-01-02
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
1,363 $4.6 0
(Direct)
View
2006-12-15
Exercise
2006-12-19
2:03 pm
2006-11-20
2006-12-15
ELOYALTY CORP ELOY KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
TECHNOLOGY CROSSOVER MANAGEMENT III LLC
TCV III LP
TCV III Q LP
TCV III STRATEGIC PARTNERS LP
TCV III GP
(May be part of a 13 (g) group
10% owner)
185,231 $17.97 0
(Indirect)
View
2006-12-15
Exercise
2006-12-19
2:03 pm
2006-11-20
2006-12-15
ELOYALTY CORP ELOY KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
TECHNOLOGY CROSSOVER MANAGEMENT III LLC
TCV III LP
TCV III Q LP
TCV III STRATEGIC PARTNERS LP
TCV III GP
(May be part of a 13 (g) group
10% owner)
6,964 $17.97 0
(Indirect)
View
2006-11-15
Purchase
2006-11-17
3:26 pm
N/A
N/A
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
68,868 $0 0
(Indirect)
View
2006-11-15
Purchase
2006-11-17
3:26 pm
N/A
N/A
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
1,301 $0 0
(Indirect)
View
2006-11-15
Purchase
2006-11-17
3:26 pm
N/A
N/A
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
1,318,932 $0 0
(Indirect)
View
2006-11-15
Purchase
2006-11-17
3:26 pm
N/A
N/A
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
24,913 $0 0
(Indirect)
View
2006-11-15
Purchase
2006-11-17
3:26 pm
N/A
N/A
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
376,872 $0 0
(Indirect)
View
2006-11-15
Purchase
2006-11-17
3:26 pm
N/A
N/A
CAPELLA EDUCATION CO CPLA KIMBALL RICK
REYNOLDS JON Q JR
HOAG JAY C
DREW JOHN
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(May be part of 13(g) group
10% owner)
7,118 $0 0
(Indirect)
View
2006-06-29
Exercise
2006-06-30
6:00 pm
2001-07-10
N/A
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
24,060 $1.5 0
(Indirect)
View
2006-06-29
Exercise
2006-06-30
6:00 pm
2001-07-10
N/A
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
740,733 $1.5 0
(Indirect)
View
2006-06-29
Exercise
2006-06-30
6:00 pm
2001-07-10
N/A
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
113,095 $1.5 0
(Indirect)
View
2006-06-29
Exercise
2006-06-30
6:00 pm
2001-07-10
N/A
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
569,485 $1.5 0
(Indirect)
View
2006-06-29
Exercise
2006-06-30
6:00 pm
2001-07-10
N/A
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
101,063 $1.5 0
(Indirect)
View
2006-06-29
Exercise
2006-06-30
6:00 pm
2001-07-10
N/A
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
6,942,574 $1.5 0
(Indirect)
View
2006-06-29
Exercise
2006-06-30
6:00 pm
2001-07-10
N/A
NETFLIX INC NFLX KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
258,878 $1.5 0
(Indirect)
View
2006-06-26
Purchase
2006-06-26
5:33 pm
N/A
N/A
TECHWELL INC TWLL KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Director
10% owner)
48,203 $0 0
(Indirect)
View
2006-06-26
Purchase
2006-06-26
5:33 pm
N/A
N/A
TECHWELL INC TWLL KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Director
10% owner)
1,797 $0 0
(Indirect)
View
2006-06-26
Purchase
2006-06-26
5:33 pm
N/A
N/A
TECHWELL INC TWLL KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Director
10% owner)
2,313,724 $0 0
(Indirect)
View
2006-06-26
Purchase
2006-06-26
5:33 pm
N/A
N/A
TECHWELL INC TWLL KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Director
10% owner)
86,276 $0 0
(Indirect)
View
2006-06-26
Purchase
2006-06-26
5:33 pm
N/A
N/A
TECHWELL INC TWLL KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Director
10% owner)
1,542,483 $0 0
(Indirect)
View
2006-06-26
Purchase
2006-06-26
5:33 pm
N/A
N/A
TECHWELL INC TWLL KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Director
10% owner)
57,517 $0 0
(Indirect)
View
2006-06-05
Purchase
2006-06-07
7:07 pm
2004-01-05
N/A
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
628,320 $4.603 0
(Indirect)
View
2006-06-05
Purchase
2006-06-07
7:07 pm
2004-01-05
N/A
REDBACK NETWORKS INC RBAK KIMBALL RICK
DREW JOHN
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(Disclaims 13(g) group status
10% owner)
23,429 $4.603 0
(Indirect)
View
2006-05-22
Purchase
2006-05-23
3:44 pm
N/A
N/A
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
6,259,319 $0 0
(Indirect)
View
2006-05-22
Purchase
2006-05-23
3:44 pm
N/A
N/A
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
118,232 $0 0
(Indirect)
View
2006-05-22
Purchase
2006-05-23
3:44 pm
N/A
N/A
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
2,211,120 $0 0
(Indirect)
View
2006-05-22
Purchase
2006-05-23
3:44 pm
N/A
N/A
PENSON WORLDWIDE INC PNSN KIMBALL RICK
DREW JOHN
HOAG JAY C
REYNOLDS JON Q JR
GRIFFITH WILLIAM
FEINBERG HENRY
TECHNOLOGY CROSSOVER MANAGEMENT V LLC
TCV V LP
TCV MEMBER FUND L P
(Disclaims 13(g) group status
10% owner)
42,503 $0 0
(Indirect)
View
2006-05-01
Exercise
2006-05-02
6:20 pm
N/A
2012-02-21
ALTIRIS INC ATRS KIMBALL RICK
HOAG JAY C
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC
TCV IV LP
TCV IV STRATEGIC PARTNERS LP
(10% owner)
50,000 $7.5 0
(Direct)
View
2004-02-11
Option Award
2004-02-12
7:49 pm
N/A
2014-02-11
VASTERA INC VAST KIMBALL RICK
(Director)
15,000 $4.08 15,000
(Direct)
View
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