Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Sec Filings Insider Trading - Thain John A - Portfolio Holdings (Majority Ownership)
Select Time period:       google icon google     yahoo icon yahoo!
Send this page to:   blogger icon Blog    digg icon Digg    reddit icon Reddit    facebook icon Facebook    stumble icon Stumble    delicious icon del.icio.us
Enter Stock Ticker Symbol or Cik: SEC Cik Lookup Cik Lookup...
Search By Company or Insider Name: Powered by Google button
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
Insider Trading Transactions for Thain John A
THAIN JOHN A: Insider Trading and Stock Options
Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-01-21
Purchase		 2009-01-22
3:58 pm		 BANK OF AMERICA CORP BAC THAIN JOHN A
(Pres Glbl Bkg Sec & Wlth Mgmt)		 84,600 $5.713 $483,320 549,671
(Direct)		 View
2009-01-01
Sale		 2009-01-05
5:38 pm		 MERRILL LYNCH & CO., INC. MER THAIN JOHN A
(Chairman & CEO
Director)		 997,268 $0 $0 0
(Direct
Indirect)		 View
2008-07-29
Purchase		 2008-07-31
4:38 pm		 MERRILL LYNCH & CO INC MER THAIN JOHN A
(Chairman & CEO
Director)		 500,000 $22.5 $11,250,000 791,068
(Direct)		 View
2004-01-05
Sale		 2004-01-07
5:20 pm		 GOLDMAN SACHS GROUP INC GS THAIN JOHN A
(President and COO
Director)		 90,163 $96.89 $8,736,082 2,134,061
(Direct)		 View
2003-12-19
Sale		 2003-12-23
1:04 pm		 GOLDMAN SACHS GROUP INC GS THAIN JOHN A
(President and COO
Director)		 120,000 $96.41 $11,569,332 2,164,061
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-01-01
Exercise
Option Award
Tax Withholding		 2009-01-05
5:10 pm		 BANK OF AMERICA CORP BAC THAIN JOHN A
(Pres Glbl Bkg Sec & Wlth Mgmt)		 866,694 $3.254 $2,820,127 214,875
(Direct
Indirect)		 View
2008-12-01
Tax Withholding		 2008-12-02
5:36 pm		 MERRILL LYNCH & CO INC MER THAIN JOHN A
(Chairman & CEO
Director)		 43,800 $11.33 $496,254 747,268
(Direct)		 View
2008-02-03
Tax Withholding		 2008-02-04
3:00 pm		 MERRILL LYNCH & CO INC MER THAIN JOHN A
(Chairman of the Board & CEO
Director)		 5,235 $57.15 $299,180 541,068
(Direct)		 View
2007-12-01
Option Award		 2007-12-04
7:39 pm		 MERRILL LYNCH & CO INC MER THAIN JOHN A
(Chairman of the Board and CEO
Director)		 546,304 $0 $0 546,304
(Direct)		 View
2007-04-04
Other		 2007-04-05
7:28 pm		 NYSE Group, Inc. NYX THAIN JOHN A
(Chief Executive Officer
Director)		 100 $0 $0 0
(Direct)		 View
2006-03-08
Option Award		 2006-03-08
7:36 pm		 NYSE Group, Inc. NYX THAIN JOHN A
(Chief Executive Officer
Director)		 100 $67 $6,700 100
(Direct)		 View
2004-01-05
Option Award
Tax Withholding		 2004-01-07
5:20 pm		 GOLDMAN SACHS GROUP INC GS THAIN JOHN A
(President and COO
Director)		 184,175 $24.77 $4,561,697 2,224,224
(Direct)		 View
2003-12-22
Gift		 2003-12-23
1:04 pm		 GOLDMAN SACHS GROUP INC GS THAIN JOHN A
(President and COO
Director)		 30,000 $0 $0 2,134,061
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-01-01
Option Sale		 2009-01-05
5:38 pm		 N/A
2017-02-03		 MERRILL LYNCH & CO., INC. MER THAIN JOHN A
(Chairman & CEO
Director)		 42,815 $60.43 0
(Direct)		 View
2009-01-01
Option Sale		 2009-01-05
5:38 pm		 N/A
2017-12-01		 MERRILL LYNCH & CO., INC. MER THAIN JOHN A
(Chairman & CEO
Director)		 1,800,000 $60.43 0
(Direct)		 View
2009-01-01
Option Award		 2009-01-05
5:10 pm		 N/A
2017-02-03		 BANK OF AMERICA CORP BAC THAIN JOHN A
(Pres Glbl Bkg Sec & Wlth Mgmt)		 36,797 $70.31 36,797
(Direct)		 View
2009-01-01
Option Award		 2009-01-05
5:10 pm		 N/A
2017-12-01		 BANK OF AMERICA CORP BAC THAIN JOHN A
(Pres Glbl Bkg Sec & Wlth Mgmt)		 1,547,100 $70.31 1,547,100
(Direct)		 View
2009-01-01
Option Award		 2009-01-05
5:10 pm		 N/A
2010-02-03		 BANK OF AMERICA CORP BAC THAIN JOHN A
(Pres Glbl Bkg Sec & Wlth Mgmt)		 26,532 $0 26,532
(Direct)		 View
2009-01-01
Option Award		 2009-01-05
5:10 pm		 N/A
2012-12-03		 BANK OF AMERICA CORP BAC THAIN JOHN A
(Pres Glbl Bkg Sec & Wlth Mgmt)		 171,900 $0 171,900
(Direct)		 View
2009-01-01
Exercise		 2009-01-05
5:10 pm		 N/A
2012-12-03		 BANK OF AMERICA CORP BAC THAIN JOHN A
(Pres Glbl Bkg Sec & Wlth Mgmt)		 114,600 $0 57,300
(Direct)		 View
2007-12-01
Option Award		 2007-12-04
7:39 pm		 N/A
2017-12-01		 MERRILL LYNCH & CO INC MER THAIN JOHN A
(Chairman of the Board and CEO
Director)		 1,800,000 $60.43 1,800,000
(Direct)		 View
2007-12-01
Option Award		 2007-12-04
7:39 pm		 N/A
2017-02-03		 MERRILL LYNCH & CO INC MER THAIN JOHN A
(Chairman of the Board and CEO
Director)		 42,815 $60.43 42,815
(Direct)		 View
2007-04-04
Other		 2007-04-05
7:28 pm		 N/A
N/A		 NYSE Group, Inc. NYX THAIN JOHN A
(Chief Executive Officer
Director)		 30,151 $0 0
(Direct)		 View
2007-04-04
Other		 2007-04-05
7:28 pm		 N/A
2017-02-02		 NYSE Group, Inc. NYX THAIN JOHN A
(Chief Executive Officer
Director)		 30,102 $99.5 0
(Direct)		 View
2007-02-03
Option Award		 2007-02-06
5:45 pm		 N/A
N/A		 NYSE Group, Inc. NYX THAIN JOHN A
(Chief Executive Officer
Director)		 30,151 $0 30,151
(Direct)		 View
2007-02-03
Option Award		 2007-02-06
5:45 pm		 N/A
2017-02-02		 NYSE Group, Inc. NYX THAIN JOHN A
(Chief Executive Officer
Director)		 30,102 $99.5 30,102
(Direct)		 View
2004-01-05
Exercise		 2004-01-07
5:20 pm		 N/A
N/A		 GOLDMAN SACHS GROUP INC GS THAIN JOHN A
(President and COO
Director)		 137,169 $0 0
(Direct)		 View
2003-12-17
Option Award		 2003-12-18
2:48 pm		 N/A
N/A		 GOLDMAN SACHS GROUP INC GS THAIN JOHN A
(President and COO
Director)		 96,702 $0 96,702
(Direct)		 View