Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Sec Filings Insider Trading - UTStarcom Inc. (UTSI)
Select Time period:       google icon google     yahoo icon yahoo!
Send this page to:   blogger icon Blog    digg icon Digg    reddit icon Reddit    facebook icon Facebook    stumble icon Stumble    delicious icon del.icio.us

Enter Stock Ticker Symbol or Cik: SEC Cik Lookup Cik Lookup...

Search By Company or Insider Name: Powered by Google button
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
UTSI Insider Trading Transactions for UTStarcom Inc.
UTStarcom Inc: Insider Trading and Stock Options
Goto page 0, 1, 2, 3, Next
Common stock purchase or sale:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-12-22
Sale
2008-12-23
6:55 pm
UTSTARCOM INC UTSI Green Mark
(SVP, Worldwide Human Resources)
4,501 $1.55 $6,977 39,065
(Direct)
View
2008-12-02
Sale
2008-12-03
6:17 pm
UTSTARCOM INC UTSI LU HONG LIANG
(Director)
23,847 $1.522 $36,295 2,926,033
(Direct)
View
2008-11-07
Sale
2008-11-12
4:57 pm
UTSTARCOM INC UTSI Patel Viraj J
(Int CFO, VP, Controller & CAO)
4,499 $2.01 $9,043 88,603
(Direct)
View
2008-09-05-
-2008-09-08
Sale(A)
2008-09-09
4:38 pm
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
68,575 $3.145 $215,700 41,066
(Direct)
View
2008-09-05-
-2008-09-08
Sale
2008-09-08
6:06 pm
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
68,575 $3.145 $215,700 41,066
(Direct)
View
2008-08-31
Sale
2008-09-03
7:05 pm
UTSTARCOM INC UTSI BARTON FRANCIS P
(Former EVP, CFO and Director)
625,000 $0 $0 1,040,121
(Direct)
View
2008-08-11
Sale
2008-08-12
5:06 pm
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
92,971 $3.683 $342,444 175,000
(Direct)
View
2008-08-04
Sale
2008-08-06
7:03 pm
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
8,985 $4.8 $43,128 1,169,863
(Direct)
View
2008-07-31
Sale
2008-08-04
6:33 pm
UTSTARCOM INC UTSI BLACKMORE PETER
(CEO & President
Director)
134,499 $4.572 $614,929 853,001
(Direct)
View
2008-04-03
Sale
2008-04-07
7:05 pm
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
4,497 $2.96 $13,311 117,971
(Direct)
View
2008-03-03
Sale
2008-03-05
9:11 pm
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
54,513 $2.453 $133,693 2,649,880
(Direct)
View
2008-02-29
Sale
2008-03-04
7:17 pm
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
18,425 $2.453 $45,189 1,178,848
(Direct)
View
2008-03-03
Sale
2008-03-04
7:15 pm
UTSTARCOM INC UTSI CHRISTOPHER PHILIP
(President, UTS Personal Comm.)
18,520 $2.453 $45,420 26,123
(Direct)
View
2008-03-03
Sale
2008-03-04
7:14 pm
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
48,211 $2.453 $118,237 107,141
(Direct)
View
2008-03-03
Sale
2008-03-04
7:12 pm
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
55,249 $2.453 $135,498 122,468
(Direct)
View
2008-03-03
Sale
2008-03-04
7:10 pm
UTSTARCOM INC UTSI Patel Viraj J
(VP, Corp. Controller and CAO)
32,791 $2.453 $80,420 93,102
(Direct)
View
2004-01-05
Sale
2004-01-07
9:28 pm
UTSTARCOM INC UTSI KWOCK HOWARD
(VP of R&D in charge of WACOS)
6,000 $40.25 $241,500 0
(Direct)
View
2003-11-17
Sale
2003-11-19
3:15 pm
UTSTARCOM INC UTSI ROBISON DAVID A
(VP of International Sales)
1,000 $32.21 $32,210 123
(Direct)
View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-10-07
Gift
2008-10-09
4:40 pm
UTSTARCOM INC UTSI LU HONG LIANG
(Director)
49,304 $0 $0 38,725
(Indirect)
View
2008-09-30
Option Award
2008-10-02
6:16 pm
UTSTARCOM INC UTSI HORNER LARRY D
(Director)
26,150 $0 $0 65,336
(Direct)
View
2008-09-30
Option Award
2008-10-02
5:08 pm
UTSTARCOM INC UTSI LENZMEIER ALLEN U
(Director)
24,481 $0 $0 106,374
(Direct)
View
2008-09-30
Option Award
2008-10-02
5:08 pm
UTSTARCOM INC UTSI RYAN BRUCE J
(Director)
12,692 $0 $0 12,692
(Direct)
View
2008-09-30
Option Award
2008-10-02
5:07 pm
UTSTARCOM INC UTSI TOY THOMAS J
(Director)
73,442 $0 $0 107,153
(Direct)
View
2008-09-30
Option Award
2008-10-02
4:40 pm
UTSTARCOM INC UTSI CLARKE JEFF
(Director)
24,852 $0 $0 57,584
(Direct)
View
2008-08-31
Exercise
2008-09-03
7:05 pm
UTSTARCOM INC UTSI BARTON FRANCIS P
(Former EVP, CFO and Director)
495,258 $0 $0 1,665,121
(Direct)
View
2008-07-31
Exercise
Option Award
2008-08-04
6:33 pm
UTSTARCOM INC UTSI BLACKMORE PETER
(CEO & President
Director)
260,000 $0 $0 1,025,501
(Direct)
View
2008-06-30
Option Award
2008-06-30
7:49 pm
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
150,000 $0 $0 267,971
(Direct)
View
2008-03-31
Option Award
2008-04-02
5:58 pm
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
300,000 $0 $0 2,949,880
(Direct)
View
2008-02-29
Exercise
2008-03-05
9:11 pm
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
66,771 $0 $0 2,704,393
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:17 pm
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
44,781 $0 $0 1,197,273
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:15 pm
UTSTARCOM INC UTSI CHRISTOPHER PHILIP
(President, UTS Personal Comm.)
44,643 $0 $0 44,643
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:14 pm
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
114,286 $0 $0 155,352
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:12 pm
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
132,184 $0 $0 177,717
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:10 pm
UTSTARCOM INC UTSI Patel Viraj J
(VP, Corp. Controller and CAO)
75,893 $0 $0 125,893
(Direct)
View
2008-01-31
Option Award
2008-02-04
5:11 pm
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
300,000 $0 $0 1,152,492
(Direct)
View
2007-12-19
Tax Withholding
2007-12-20
4:18 pm
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
4,466 $2.61 $11,656 41,066
(Direct)
View
2007-11-30
Exercise
Option Award
Tax Withholding
2007-12-04
9:04 pm
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
1,571,736 $0.7559 $1,188,034 852,402
(Direct)
View
2007-06-27
Gift
2007-08-10
4:11 pm
UTSTARCOM INC UTSI WU YING
(Director)
30,400 $0 $0 1,340,687
(Direct)
View
2004-01-05
Exercise
2004-01-07
9:28 pm
UTSTARCOM INC UTSI KWOCK HOWARD
(VP of R&D in charge of WACOS)
6,000 $13.61 $81,660 6,000
(Direct)
View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date
Reported
Date
Exercisable
Expiration
Company Symbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Ownership
Filing
2008-09-30
Option Award
2008-10-02
6:16 pm
N/A
2015-09-30
UTSTARCOM INC UTSI HORNER LARRY D
(Director)
52,300 $3.37 52,300
(Direct)
View
2008-09-30
Option Award
2008-10-02
5:08 pm
N/A
2015-09-30
UTSTARCOM INC UTSI LENZMEIER ALLEN U
(Director)
48,961 $3.37 48,961
(Direct)
View
2008-09-30
Option Award
2008-10-02
5:08 pm
N/A
2015-09-30
UTSTARCOM INC UTSI RYAN BRUCE J
(Director)
25,385 $3.37 25,385
(Direct)
View
2008-09-30
Option Award
2008-10-02
5:07 pm
N/A
2015-09-30
UTSTARCOM INC UTSI TOY THOMAS J
(Director)
146,884 $3.37 146,884
(Direct)
View
2008-09-30
Option Award
2008-10-02
4:40 pm
N/A
2015-09-30
UTSTARCOM INC UTSI CLARKE JEFF
(Director)
49,703 $3.37 49,703
(Direct)
View
2008-08-31
Exercise
2008-09-03
7:05 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Former EVP, CFO and Director)
165,657 $0 0
(Direct)
View
2008-08-31
Exercise
2008-09-03
7:05 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Former EVP, CFO and Director)
329,601 $0 0
(Direct)
View
2008-07-31
Exercise
2008-08-04
6:33 pm
N/A
N/A
UTSTARCOM INC UTSI BLACKMORE PETER
(CEO & President
Director)
87,500 $0 262,500
(Direct)
View
2008-04-30
Option Award
2008-05-01
5:06 pm
N/A
2015-04-30
UTSTARCOM INC UTSI RYAN BRUCE J
(Director)
80,000 $3.25 80,000
(Direct)
View
2008-02-29
Option Award
2008-03-05
9:11 pm
N/A
N/A
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
200,000 $0 200,000
(Direct)
View
2008-02-29
Option Award
2008-03-05
9:11 pm
N/A
N/A
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
33,333 $0 33,333
(Direct)
View
2008-02-29
Option Sale
2008-03-05
9:11 pm
N/A
N/A
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
133,543 $0 133,543
(Direct)
View
2008-02-29
Exercise
2008-03-05
9:11 pm
N/A
N/A
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
66,771 $0 66,772
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:17 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
123,333 $0 123,333
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:17 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
61,667 $0 61,667
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:17 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
11,195 $0 33,586
(Direct)
View
2008-02-29
Option Sale
2008-03-04
7:17 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
22,390 $0 67,172
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:17 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
33,586 $0 33,586
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:16 pm
N/A
N/A
UTSTARCOM INC UTSI BLACKMORE PETER
(President & COO)
170,000 $0 170,000
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:16 pm
N/A
N/A
UTSTARCOM INC UTSI BLACKMORE PETER
(President & COO)
85,000 $0 85,000
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:15 pm
N/A
N/A
UTSTARCOM INC UTSI CHRISTOPHER PHILIP
(President, UTS Personal Comm.)
100,000 $0 100,000
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:15 pm
N/A
N/A
UTSTARCOM INC UTSI CHRISTOPHER PHILIP
(President, UTS Personal Comm.)
50,000 $0 50,000
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:15 pm
N/A
N/A
UTSTARCOM INC UTSI CHRISTOPHER PHILIP
(President, UTS Personal Comm.)
35,714 $0 35,715
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:15 pm
N/A
N/A
UTSTARCOM INC UTSI CHRISTOPHER PHILIP
(President, UTS Personal Comm.)
8,929 $0 26,785
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:14 pm
N/A
N/A
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
110,000 $0 110,000
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:14 pm
N/A
N/A
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
55,000 $0 55,000
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:14 pm
N/A
N/A
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
22,857 $0 68,571
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:14 pm
N/A
N/A
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
91,429 $0 91,429
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:12 pm
N/A
N/A
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
110,000 $0 110,000
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:12 pm
N/A
N/A
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
55,000 $0 55,000
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:12 pm
N/A
N/A
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
103,448 $0 126,437
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:12 pm
N/A
N/A
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
28,736 $0 86,207
(Direct)
View
2008-02-29
Option Sale
2008-03-04
7:12 pm
N/A
N/A
UTSTARCOM INC UTSI King David AJ
(SVP, Int'l Sales & Marketing)
22,989 $0 103,448
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:10 pm
N/A
N/A
UTSTARCOM INC UTSI Patel Viraj J
(VP, Corp. Controller and CAO)
60,000 $0 60,000
(Direct)
View
2008-02-29
Option Award
2008-03-04
7:10 pm
N/A
N/A
UTSTARCOM INC UTSI Patel Viraj J
(VP, Corp. Controller and CAO)
30,000 $0 30,000
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:10 pm
N/A
N/A
UTSTARCOM INC UTSI Patel Viraj J
(VP, Corp. Controller and CAO)
60,714 $0 60,715
(Direct)
View
2008-02-29
Exercise
2008-03-04
7:10 pm
N/A
N/A
UTSTARCOM INC UTSI Patel Viraj J
(VP, Corp. Controller and CAO)
15,179 $0 44,535
(Direct)
View
2008-01-31
Option Award
2008-02-04
5:11 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
115,000 $0 115,000
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2004-04-18
2010-10-17
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
645 $15 5,796
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2001-10-18
2010-10-17
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
9,356 $15 84,203
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2002-12-21
2010-12-20
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
10,000 $12.5 90,000
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2003-07-25
2012-07-24
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
7,500 $15.72 67,500
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2006-02-28
2012-02-27
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
988 $20.25 8,888
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2006-02-28
2012-02-27
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
14,013 $20.25 126,111
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2007-02-03
2013-02-02
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
500 $19.04 4,500
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2006-12-03
2013-02-02
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
11,500 $19.04 103,500
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2004-12-31
2014-01-20
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
280 $37.46 2,517
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2004-12-31
2014-01-20
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
24,721 $37.46 222,482
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2007-02-28
2016-02-27
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
77 $6.25 691
(Direct)
View
2008-01-11
Option Sale
2008-01-15
8:55 pm
2007-02-28
2016-02-27
UTSTARCOM INC UTSI LU HONG LIANG
(CEO
Director)
23,324 $6.25 209,908
(Direct)
View
2007-11-30
Option Award
2007-12-04
9:06 pm
N/A
N/A
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
91,428 $0 91,428
(Direct)
View
2007-11-30
Option Award
2007-12-04
9:06 pm
N/A
N/A
UTSTARCOM INC UTSI Green Mark
(SVP, Human Resources)
182,858 $0 182,858
(Direct)
View
2007-11-30
Exercise
2007-12-04
9:04 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
46,000 $0 0
(Direct)
View
2007-11-30
Option Award
2007-12-04
9:04 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
44,781 $0 44,781
(Direct)
View
2007-11-30
Option Award
2007-12-04
9:04 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
89,562 $0 89,562
(Direct)
View
2007-11-30
Option Award
2007-12-04
9:04 pm
N/A
N/A
UTSTARCOM INC UTSI BARTON FRANCIS P
(Executive V.P. and CFO
Director)
165,657 $0 165,657
(Direct)
View
2007-11-30
Option Award
2007-12-04
9:03 pm
N/A
N/A
UTSTARCOM INC UTSI Patel Viraj J
(VP, Corp. Controller and CAO)
60,714 $0 60,714
(Direct)
View
2007-11-30
Option Award
2007-12-04
9:03 pm
N/A
N/A
UTSTARCOM INC UTSI Patel Viraj J
(VP, Corp. Controller and CAO)
121,429 $0 121,429
(Direct)
View
2006-12-29
Option Award
2007-01-03
8:17 pm
2006-12-29
2012-02-28
UTSTARCOM INC UTSI HUANG BILL X
(Former Executive VP & CTO)
23,333 $25.25 23,333
(Direct)
View
2006-12-29
Option Sale
2007-01-03
8:17 pm
2005-01-28
2012-02-28
UTSTARCOM INC UTSI HUANG BILL X
(Former Executive VP & CTO)
23,333 $20.25 0
(Direct)
View
2006-12-29
Option Award
2007-01-03
8:17 pm
2006-12-29
2012-07-25
UTSTARCOM INC UTSI HUANG BILL X
(Former Executive VP & CTO)
15,833 $20.82 15,833
(Direct)
View
2006-12-29
Option Sale
2007-01-03
8:17 pm
2005-01-25
2012-07-25
UTSTARCOM INC UTSI HUANG BILL X
(Former Executive VP & CTO)
15,833 $15.72 0
(Direct)
View
2006-02-28
Option Award
2006-03-02
8:49 pm
2006-02-28
2006-03-30
UTSTARCOM INC UTSI SOPHIE MICHAEL J
(Executive VP & COO)
41,800 $0 41,800
(Direct)
View
2004-01-20
Option Award
2004-10-19
8:32 pm
2005-01-20
2014-01-20
UTSTARCOM INC UTSI SOLOWAY GERALD S
(Sr. VP of Engineering)
90,000 $37.46 349,582
(Direct)
View
2004-01-20
Option Award
2004-10-19
8:31 pm
2005-01-20
2014-01-20
UTSTARCOM INC UTSI CHOU SHAO NING J
(Sr. Ex. VP and COO of China)
150,000 $37.46 617,082
(Direct)
View
2004-08-27
Option Award
2004-08-31
7:49 pm
2004-09-27
2014-08-27
UTSTARCOM INC UTSI ATKINS BETSY S
(Director)
25,000 $16.34 122,004
(Direct)
View
2004-01-05
Exercise
2004-01-07
9:28 pm
2002-09-21
2011-09-21
UTSTARCOM INC UTSI KWOCK HOWARD
(VP of R&D in charge of WACOS)
6,000 $13.61 240,000
(Direct)
View
Goto page 0, 1, 2, 3, Next