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Sec Filings Insider Trading - Rockwell Automation Inc (ROK)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
ROK Insider Trading Transactions for Rockwell Automation Inc
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Common stock purchase or sale:
Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-12-08
Sale
2016-12-09
2:21 pm
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
588 $137.4 $80,782 7,418
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
5:07 pm
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
885 $137.4 $121,608 9,789
(Indirect
Direct)
View
2016-12-04
Sale(A)
2016-12-06
4:14 pm
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
592 $136 $80,484 39,555
(Direct)
View
2016-11-15
Sale(A)
2016-12-06
4:14 pm
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
9,200 $131.9 $1,213,934 48,495
(Direct)
View
2016-12-04
Sale
2016-12-06
10:35 am
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
592 $136 $80,494 8,598
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:35 am
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
91 $135.9 $12,371 10,356
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:35 am
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
888 $136 $120,727 95,221
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:35 am
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
91 $136 $12,372 6,496
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:28 am
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
592 $136 $80,484 37,355
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:28 am
Rockwell Automation Inc ROK Champa Kenneth M
Senior Vice President
73 $136 $9,926 3,242
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:21 am
Rockwell Automation Inc ROK Nosbusch Keith D
Director
529 $135.9 $71,911 361,391
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:14 am
Rockwell Automation Inc ROK Moret Blake D.
President and CEO
Director
626 $136 $85,111 21,002
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:14 am
Rockwell Automation Inc ROK Kulaszewicz Frank C
SVP
728 $136 $98,973 26,630
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:14 am
Rockwell Automation Inc ROK Mcdermott John P
Sr. Vice President
418 $136 $56,858 37,147
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:14 am
Rockwell Automation Inc ROK Miller John M
VP and Chief IP Counsel
91 $135.9 $12,370 6,541
(Indirect
Direct)
View
2016-12-04
Sale
2016-12-06
10:07 am
Rockwell Automation Inc ROK Murphy Robert B
Sr. VP Operations & Eng. Svcs.
73 $136 $9,925 704
(Indirect
Direct)
View
2016-11-25
Sale
2016-12-01
3:35 pm
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
4,200 $133.8 $561,980 12,538
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
3:28 pm
Rockwell Automation Inc ROK Nosbusch Keith D
Director
20,000 $133.4 $2,668,221 372,842
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
1:28 pm
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
2,300 $133.8 $307,707 12,600
(Indirect
Direct)
View
2016-11-23
Sale
2016-11-28
4:35 pm
Rockwell Automation Inc ROK Kulaszewicz Frank C
SVP
1,500 $131.7 $197,516 27,740
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-22
6:56 pm
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
11,300 $131.7 $1,488,550 103,981
(Indirect
Direct)
View
2016-11-16
Sale
2016-11-18
1:28 pm
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
2,100 $133 $279,268 8,586
(Indirect
Direct)
View
2016-11-17
Sale
2016-11-17
7:21 pm
Rockwell Automation Inc ROK Mccormick William T Jr
Director
455 $132.7 $60,367 10,822
(Direct)
View
2016-11-14
Sale
2016-11-16
6:07 pm
Rockwell Automation Inc ROK Nosbusch Keith D
Director
50,000 $132.5 $6,627,382 389,896
(Indirect
Direct)
View
2016-11-15
Sale
2016-11-15
9:49 pm
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
9,200 $131.9 $1,213,934 46,295
(Indirect
Direct)
View
2016-11-14
Sale
2016-11-15
7:49 pm
Rockwell Automation Inc ROK Mcdermott John P
Sr. Vice President
11,117 $132.6 $1,474,632 39,136
(Indirect
Direct)
View
2016-11-10
Sale
2016-11-15
3:49 pm
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
17,800 $130.6 $2,324,369 26,818
(Indirect
Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
Date
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-01-03
Option Award
2017-01-04
2:50 pm
N/A
N/A
Rockwell Automation Inc ROK Holloman James Phillip
Director
182 $0 6,055
(Direct)
View
2017-01-03
Option Award
2017-01-04
2:42 pm
N/A
N/A
Rockwell Automation Inc ROK House Rebecca W
Sr.VP, Gen Counsel & Secretary
2,710 $0 14,600
(Direct)
View
2017-01-03
Option Award
2017-01-04
2:42 pm
2018-01-03
2027-01-03
Rockwell Automation Inc ROK House Rebecca W
Sr.VP, Gen Counsel & Secretary
14,600 $138.5 14,600
(Direct)
View
2016-12-06
Option Award
2016-12-08
12:04 pm
N/A
N/A
Rockwell Automation Inc ROK Miller John M
VP and Chief IP Counsel
1,210 $0 7,660
(Direct)
View
2016-12-06
Option Award
2016-12-08
12:04 pm
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Miller John M
VP and Chief IP Counsel
3,400 $136.4 7,660
(Direct)
View
2016-12-06
Option Award
2016-12-08
12:04 pm
N/A
N/A
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
720 $0 11,600
(Direct)
View
2016-12-06
Option Award
2016-12-08
12:04 pm
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
11,600 $136.4 11,600
(Direct)
View
2016-12-06
Option Award
2016-12-08
12:04 pm
N/A
N/A
Rockwell Automation Inc ROK Murphy Robert B
Sr. VP Operations & Eng. Svcs.
430 $0 7,000
(Direct)
View
2016-12-06
Option Award
2016-12-08
12:04 pm
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Murphy Robert B
Sr. VP Operations & Eng. Svcs.
7,000 $136.4 7,000
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:42 am
N/A
N/A
Rockwell Automation Inc ROK Mcdermott John P
Sr. Vice President
880 $0 37,609
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:42 am
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Mcdermott John P
Sr. Vice President
14,300 $136.4 37,609
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:42 am
N/A
N/A
Rockwell Automation Inc ROK Moret Blake D.
President and CEO
Director
3,850 $0 62,400
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:42 am
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Moret Blake D.
President and CEO
Director
62,400 $136.4 62,400
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:35 am
N/A
N/A
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
1,430 $0 95,763
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:35 am
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
23,200 $136.4 95,763
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:35 am
N/A
N/A
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
190 $0 10,455
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:35 am
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
3,100 $136.4 10,455
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:35 am
N/A
N/A
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
190 $0 6,595
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:35 am
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
3,100 $136.4 6,595
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:35 am
N/A
N/A
Rockwell Automation Inc ROK Kulaszewicz Frank C
SVP
1,430 $0 27,332
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:35 am
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Kulaszewicz Frank C
SVP
23,200 $136.4 27,332
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:28 am
N/A
N/A
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
910 $0 39,873
(Direct)
View
2016-12-06
Option Award
2016-12-08
11:28 am
2017-12-06
2026-12-06
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
14,700 $136.4 39,873
(Direct)
View
2016-12-04
Exercise
2016-12-06
5:07 pm
N/A
N/A
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
195 $0 9,789
(Direct)
View
2016-12-04
Exercise
2016-12-06
5:07 pm
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
195 $0 9,789
(Direct)
View
2016-12-04
Exercise
2016-12-06
4:14 pm
N/A
N/A
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
260 $0 39,555
(Direct)
View
2016-11-15
Exercise
2016-12-06
4:14 pm
N/A
N/A
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
2,200 $47.1 48,495
(Direct)
View
2016-11-15
Exercise
2016-12-06
4:14 pm
N/A
N/A
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
7,000 $69.57 48,495
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:35 am
N/A
N/A
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
260 $0 8,598
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:35 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
260 $0 8,598
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:35 am
N/A
N/A
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
56 $0 10,356
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:35 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
56 $0 10,356
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:35 am
N/A
N/A
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
390 $0 95,221
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:35 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
390 $0 95,221
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:35 am
N/A
N/A
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
56 $0 6,496
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:35 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
56 $0 6,496
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:28 am
N/A
N/A
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
260 $0 37,355
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:28 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
260 $0 37,355
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:28 am
N/A
N/A
Rockwell Automation Inc ROK Champa Kenneth M
Senior Vice President
44 $0 3,242
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:28 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Champa Kenneth M
Senior Vice President
44 $0 3,242
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:21 am
N/A
N/A
Rockwell Automation Inc ROK Nosbusch Keith D
Director
1,495 $0 361,391
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:21 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Nosbusch Keith D
Director
1,495 $0 361,391
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:14 am
N/A
N/A
Rockwell Automation Inc ROK Moret Blake D.
President and CEO
Director
390 $0 21,002
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:14 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Moret Blake D.
President and CEO
Director
390 $0 21,002
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:14 am
N/A
N/A
Rockwell Automation Inc ROK Kulaszewicz Frank C
SVP
390 $0 26,630
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:14 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Kulaszewicz Frank C
SVP
390 $0 26,630
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:14 am
N/A
N/A
Rockwell Automation Inc ROK Mcdermott John P
Sr. Vice President
260 $0 37,147
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:14 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Mcdermott John P
Sr. Vice President
260 $0 37,147
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:14 am
N/A
N/A
Rockwell Automation Inc ROK Miller John M
VP and Chief IP Counsel
56 $0 6,541
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:14 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Miller John M
VP and Chief IP Counsel
56 $0 6,541
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:07 am
N/A
N/A
Rockwell Automation Inc ROK Murphy Robert B
Sr. VP Operations & Eng. Svcs.
44 $0 704
(Direct)
View
2016-12-04
Exercise
2016-12-06
10:07 am
2016-12-04
2016-12-04
Rockwell Automation Inc ROK Murphy Robert B
Sr. VP Operations & Eng. Svcs.
44 $0 704
(Direct)
View
2016-11-25
Gift
2016-12-01
3:35 pm
N/A
N/A
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
1,000 $0 12,538
(Direct)
View
2016-11-25
Exercise
2016-12-01
3:35 pm
N/A
N/A
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
4,200 $74.14 12,538
(Direct)
View
2016-11-25
Exercise
2016-12-01
3:35 pm
2012-12-01
2021-12-01
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
4,200 $74.14 12,538
(Direct)
View
2016-11-30
Exercise
2016-12-01
1:28 pm
N/A
N/A
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
2,300 $46.16 12,600
(Direct)
View
2016-11-30
Exercise
2016-12-01
1:28 pm
2010-12-09
2019-12-09
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
2,300 $46.16 12,600
(Direct)
View
2016-11-23
Exercise
2016-11-28
4:35 pm
N/A
N/A
Rockwell Automation Inc ROK Kulaszewicz Frank C
SVP
1,500 $29.37 27,740
(Direct)
View
2016-11-23
Exercise
2016-11-28
4:35 pm
2009-12-03
2018-12-03
Rockwell Automation Inc ROK Kulaszewicz Frank C
SVP
1,500 $29.37 27,740
(Direct)
View
2016-11-21
Exercise
2016-11-22
6:56 pm
N/A
N/A
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
2,150 $69.57 103,981
(Direct)
View
2016-11-21
Exercise
2016-11-22
6:56 pm
N/A
N/A
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
9,150 $69.57 103,981
(Direct)
View
2016-11-21
Exercise
2016-11-22
6:56 pm
2011-12-07
2020-12-07
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
2,150 $69.57 103,981
(Direct)
View
2016-11-21
Exercise
2016-11-22
6:56 pm
2011-12-07
2020-12-07
Rockwell Automation Inc ROK Crandall Theodore D
Sr.VP and CFO
9,150 $69.57 103,981
(Direct)
View
2016-11-21
Gift
2016-11-22
2:49 pm
N/A
N/A
Rockwell Automation Inc ROK Miller John M
VP and Chief IP Counsel
20 $0 6,485
(Direct)
View
2016-11-16
Exercise
2016-11-18
1:28 pm
N/A
N/A
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
2,100 $46.16 8,586
(Direct)
View
2016-11-16
Gift
2016-11-18
1:28 pm
N/A
N/A
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
46 $0 8,586
(Direct)
View
2016-11-16
Exercise
2016-11-18
1:28 pm
2010-12-09
2019-12-09
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
2,100 $46.16 8,586
(Direct)
View
2016-11-15
Exercise
2016-11-15
9:49 pm
N/A
N/A
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
2,200 $47.1 46,295
(Direct)
View
2016-11-15
Exercise
2016-11-15
9:49 pm
N/A
N/A
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
7,000 $69.57 46,295
(Direct)
View
2016-11-15
Exercise
2016-11-15
9:49 pm
2010-12-21
2019-12-21
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
2,200 $47.1 46,295
(Direct)
View
2016-11-15
Exercise
2016-11-15
9:49 pm
2011-12-07
2020-12-07
Rockwell Automation Inc ROK Chand Sujeet
Sr VP & Chief Tech. Officer
7,000 $69.57 46,295
(Direct)
View
2016-11-14
Gift
2016-11-15
7:49 pm
N/A
N/A
Rockwell Automation Inc ROK Mcdermott John P
Sr. Vice President
2,249 $0 39,136
(Direct)
View
2016-11-10
Exercise
2016-11-15
3:49 pm
N/A
N/A
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
17,800 $69.57 26,818
(Direct)
View
2016-11-10
Gift
2016-11-15
3:49 pm
N/A
N/A
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
88 $0 26,818
(Direct)
View
2016-11-10
Exercise
2016-11-15
3:49 pm
N/A
N/A
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
1,400 $0 26,818
(Direct)
View
2016-11-10
Tax Withholding
2016-11-15
3:49 pm
N/A
N/A
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
736 $132.2 26,818
(Direct)
View
2016-11-10
Exercise
2016-11-15
3:49 pm
2011-12-07
2020-12-07
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
17,800 $69.57 26,818
(Direct)
View
2016-11-10
Exercise
2016-11-15
3:49 pm
2011-12-07
2020-12-07
Rockwell Automation Inc ROK Schmitt Susan
Sr. VP, HR
1,400 $69.57 26,818
(Direct)
View
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