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Sec Filings Insider Trading - National Holdings Corp. (NHLD.OB)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
NHLD.OB Insider Trading Transactions for National Holdings Corp.
National Holdings Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-10-14
Purchase		 2008-10-16
3:49 pm		 NATIONAL HOLDINGS CORP NHLD.OB GOLDWASSER MARK
(Chairman & CEO
Director)		 2,500 $0.6 $1,500 53,193
(Direct)		 View
2008-10-14
Purchase		 2008-10-16
3:39 pm		 NATIONAL HOLDINGS CORP NHLD.OB Dewey Christopher C
(Vice Chairman
Director)		 7,500 $0.6533 $4,900 373,174
(Direct)		 View
2008-10-14
Purchase		 2008-10-16
3:26 pm		 NATIONAL HOLDINGS CORP NHLD.OB LEVIN ALAN B
(Chief Financial Officer)		 5,000 $0.65 $3,250 15,500
(Direct)		 View
2008-10-14
Purchase		 2008-10-16
2:42 pm		 NATIONAL HOLDINGS CORP NHLD.OB SOKOLOW LEONARD J
(Vice Chairman & President
Director)		 5,000 $0.65 $3,250 800,513
(Direct)		 View
2008-08-19
Purchase		 2008-08-20
12:10 pm		 NATIONAL HOLDINGS CORP NHLD.OB SOKOLOW LEONARD J
(Vice Chairman & President
Director)		 3,000 $1 $3,000 795,511
(Direct)		 View
2008-08-18
Purchase		 2008-08-20
11:49 am		 NATIONAL HOLDINGS CORP NHLD.OB Dewey Christopher C
(Vice Chairman
Director)		 10,000 $1.002 $10,016 365,674
(Direct)		 View
2008-08-18
Purchase		 2008-08-20
11:36 am		 NATIONAL HOLDINGS CORP NHLD.OB GOLDWASSER MARK
(Chairman & CEO
Director)		 2,500 $1 $2,500 50,693
(Direct)		 View
2008-07-07-
-2008-07-08
Purchase		 2008-07-09
12:28 pm		 NATIONAL HOLDINGS CORP NHLD.OB GELLER MARSHALL S
(Director
10% owner)		 6,000 $1.17 $7,020 54,750
(Direct)		 View
2008-04-07
Sale		 2008-04-07
5:39 pm		 NATIONAL HOLDINGS CORP NHLD.OB ROSAN ROBERT J
(Director)		 10,000 $2.01 $20,100 10,000
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-07-10
Gift		 2008-07-14
3:58 pm		 NATIONAL HOLDINGS CORP NHLD.OB SOKOLOW LEONARD J
(Vice Chairman and President
Director)		 62,220 $0 $0 15,555
(Direct
Indirect)		 View
2008-07-01
Option Award		 2008-07-02
5:17 pm		 NATIONAL HOLDINGS CORP NHLD.OB LEVIN ALAN B
(Chief Financial Officer)		 10,500 $0 $0 10,500
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
4:45 pm		 NATIONAL HOLDINGS CORP NHLD.OB SOKOLOW LEONARD J
(Vice Chairman & President
Director)		 823,622 $0 $0 823,622
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-08-07
Option Award		 2008-08-08
2:37 pm		 2009-02-07
2013-08-07		 NATIONAL HOLDINGS CORP NHLD.OB MODICA CHARLES R
(Director)		 10,000 $1.15 10,000
(Direct)		 View
2008-08-07
Option Award		 2008-08-08
2:20 pm		 2009-02-07
2013-08-07		 NATIONAL HOLDINGS CORP NHLD.OB ORTEGA JORGE A
(Director)		 10,000 $1.15 10,000
(Direct)		 View
2008-08-07
Option Award		 2008-08-08
11:34 am		 2009-02-07
2013-08-07		 NATIONAL HOLDINGS CORP NHLD.OB LAUTZ ROBERT W JR
(Director)		 10,000 $1.15 10,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-03
2:42 pm		 2008-07-01
2012-06-05		 NATIONAL HOLDINGS CORP NHLD.OB ORTEGA JORGE A
(Director)		 28,000 $1.43 28,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-03
2:29 pm		 2008-07-01
2012-06-05		 NATIONAL HOLDINGS CORP NHLD.OB MODICA CHARLES R
(Director)		 28,000 $1.43 28,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
6:59 pm		 2008-07-01
2010-01-25		 NATIONAL HOLDINGS CORP NHLD.OB Rich Jonathan C
(Executive Vice President)		 35,000 $1.86 35,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
6:59 pm		 2008-07-01
2008-11-25		 NATIONAL HOLDINGS CORP NHLD.OB Rich Jonathan C
(Executive Vice President)		 10,500 $1.5 10,500
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
6:59 pm		 N/A
2010-12-29		 NATIONAL HOLDINGS CORP NHLD.OB Rich Jonathan C
(Executive Vice President)		 56,000 $1.11 56,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
6:59 pm		 N/A
2012-10-30		 NATIONAL HOLDINGS CORP NHLD.OB Rich Jonathan C
(Executive Vice President)		 91,000 $1.5 91,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
6:29 pm		 N/A
2015-06-30		 NATIONAL HOLDINGS CORP NHLD.OB GOLDWASSER MARK
(Chairman & CEO
Director)		 1,000,000 $1.64 1,000,000
(Direct)		 View
2008-06-30
Purchase		 2008-07-02
6:19 pm		 2008-06-30
2013-06-30		 NATIONAL HOLDINGS CORP NHLD.OB GELLER MARSHALL S
(Director
10% owner)		 468,750 $2 468,750
(Indirect)		 View
2008-06-30
Purchase		 2008-07-02
6:19 pm		 2008-06-30
2012-06-30		 NATIONAL HOLDINGS CORP NHLD.OB GELLER MARSHALL S
(Director
10% owner)		 0 $1.6 0
(Indirect)		 View
2008-07-01
Option Award		 2008-07-02
5:17 pm		 2008-07-01
2010-06-13		 NATIONAL HOLDINGS CORP NHLD.OB LEVIN ALAN B
(Chief Financial Officer)		 22,400 $1.29 22,400
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
5:17 pm		 2008-07-01
2011-07-23		 NATIONAL HOLDINGS CORP NHLD.OB LEVIN ALAN B
(Chief Financial Officer)		 70,000 $1.43 70,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
5:17 pm		 2008-07-01
2011-12-28		 NATIONAL HOLDINGS CORP NHLD.OB LEVIN ALAN B
(Chief Financial Officer)		 70,000 $1.5 70,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
5:17 pm		 N/A
2010-12-29		 NATIONAL HOLDINGS CORP NHLD.OB LEVIN ALAN B
(Chief Financial Officer)		 7,000 $1.11 7,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
4:45 pm		 N/A
2010-12-29		 NATIONAL HOLDINGS CORP NHLD.OB SOKOLOW LEONARD J
(Vice Chairman & President
Director)		 210,000 $1.11 210,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
4:45 pm		 N/A
2011-12-28		 NATIONAL HOLDINGS CORP NHLD.OB SOKOLOW LEONARD J
(Vice Chairman & President
Director)		 280,000 $1.5 280,000
(Direct)		 View
2008-07-01
Option Award		 2008-07-02
4:45 pm		 N/A
2015-06-30		 NATIONAL HOLDINGS CORP NHLD.OB SOKOLOW LEONARD J
(Vice Chairman & President
Director)		 1,000,000 $1.64 1,000,000
(Direct)		 View
2008-06-30
Option Award		 2008-07-01
11:06 am		 2008-12-30
2013-06-30		 NATIONAL HOLDINGS CORP NHLD.OB KURLAN NORMAN J
(Director)		 15,000 $1.64 15,000
(Direct)		 View
2008-06-30
Option Award		 2008-07-01
11:02 am		 2008-12-30
2013-06-30		 NATIONAL HOLDINGS CORP NHLD.OB ROSAN ROBERT J
(Director)		 15,000 $1.64 15,000
(Direct)		 View
2008-06-30
Option Award		 2008-07-01
10:49 am		 2008-12-30
2013-06-30		 NATIONAL HOLDINGS CORP NHLD.OB ROSENBERG GARY A
(Director)		 15,000 $1.64 15,000
(Direct)		 View
2007-08-01
Option Award		 2007-08-02
7:12 pm		 N/A
2012-08-01		 NATIONAL HOLDINGS CORP NHLD.OB Friedman Brian
(Exec V.P. & Ast. Sec.)		 35,000 $2.22 35,000
(Direct)		 View
2007-08-01
Option Award		 2007-08-02
7:08 pm		 N/A
2012-08-01		 NATIONAL HOLDINGS CORP NHLD.OB McCoy David
(Chief Operating Officer)		 25,000 $2.22 25,000
(Direct)		 View
2007-08-01
Option Award		 2007-08-02
7:03 pm		 N/A
2012-08-01		 NATIONAL HOLDINGS CORP NHLD.OB DASKAL ROBERT H
(Chief Financial Officer & Sec.)		 25,000 $2.22 25,000
(Direct)		 View
2007-03-31
Other		 2007-04-26
5:17 pm		 N/A
N/A		 NATIONAL HOLDINGS CORP NHLD.OB ONE CLARK LLC
(10% owner)		 719 $0 10,706
(Direct)		 View
2006-03-15
Other		 2006-04-10
5:29 pm		 N/A
N/A		 NATIONAL HOLDINGS CORP NHL.OB TRIAGE PARTNERS LLC
(10% owner)		 1,884 $1.25 11,307
(Direct)		 View
2006-03-31
Other		 2006-04-10
5:29 pm		 N/A
N/A		 NATIONAL HOLDINGS CORP NHL.OB TRIAGE PARTNERS LLC
(10% owner)		 565 $1.25 11,872
(Direct)		 View
2006-03-31
Other		 2006-04-04
3:04 pm		 N/A
N/A		 NATIONAL HOLDINGS CORP NHLD.OB LOWNEY GREGORY C
SNYDER MARYANNE K
(10% owner)		 360 $0 6,375
(Direct)		 View
2006-03-31
Other		 2006-04-04
2:57 pm		 N/A
N/A		 NATIONAL HOLDINGS CORP NHLD.OB KUSNICK GREGORY P
GUSTAFSON KAREN JO
(10% owner)		 360 $0 6,375
(Direct)		 View
2006-03-15
Option Sale		 2006-03-17
4:09 pm		 N/A
N/A		 NATIONAL HOLDINGS CORP OLYD.BB LOWNEY GREGORY C
SNYDER MARYANNE K
(10% owner)		 6,015 $0 0
(Direct)		 View
2006-03-15
Option Award		 2006-03-17
4:09 pm		 N/A
N/A		 NATIONAL HOLDINGS CORP OLYD.BB LOWNEY GREGORY C
SNYDER MARYANNE K
(10% owner)		 6,015 $0 6,015
(Direct)		 View
2003-11-19
Option Sale		 2005-08-16
4:11 pm		 2001-01-25
2004-01-25		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB RETTMAN PETER
(Director)		 75,000 $5 75,000
(Direct)		 View
2003-11-19
Option Award		 2005-08-16
4:11 pm		 2003-11-19
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB RETTMAN PETER
(Director)		 75,000 $1.25 150,000
(Direct)		 View
2003-11-19
Option Sale		 2005-08-16
4:11 pm		 2001-02-01
2004-01-25		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB RETTMAN PETER
(Director)		 75,000 $1.75 75,000
(Direct)		 View
2003-11-19
Option Award		 2005-08-16
4:11 pm		 2003-11-19
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB RETTMAN PETER
(Director)		 75,000 $1.75 150,000
(Direct)		 View
2001-08-01
Option Sale		 2005-08-16
4:11 pm		 2003-11-19
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB RETTMAN PETER
(Director)		 75,000 $1.25 75,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-16
4:11 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB RETTMAN PETER
(Director)		 75,000 $1.25 150,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-16
4:11 pm		 2003-11-19
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB RETTMAN PETER
(Director)		 75,000 $1.75 75,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-16
4:11 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB RETTMAN PETER
(Director)		 75,000 $1.25 150,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-03
6:40 pm		 2001-12-28
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB SNYDER MARYANNE K
(10% owner)		 50,000 $1.75 50,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-03
6:40 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB SNYDER MARYANNE K
(10% owner)		 50,000 $1.25 100,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-03
6:40 pm		 2001-12-28
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB SNYDER MARYANNE K
(10% owner)		 50,000 $1.25 50,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-03
6:40 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB SNYDER MARYANNE K
(10% owner)		 50,000 $1.25 100,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-03
6:28 pm		 2001-12-28
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB LOWNEY GREGORY C
(10% owner)		 50,000 $1.75 50,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-03
6:28 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB LOWNEY GREGORY C
(10% owner)		 50,000 $1.25 100,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-03
6:28 pm		 2001-12-28
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB LOWNEY GREGORY C
(10% owner)		 50,000 $1.25 50,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-03
6:28 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB LOWNEY GREGORY C
(10% owner)		 50,000 $1.25 100,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-03
6:14 pm		 2001-12-28
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB GUSTAFSON KAREN JO
(10% owner)		 50,000 $1.75 50,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-03
6:14 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB GUSTAFSON KAREN JO
(10% owner)		 50,000 $1.25 100,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-03
6:14 pm		 2001-12-28
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB GUSTAFSON KAREN JO
(10% owner)		 50,000 $1.25 50,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-03
6:14 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB GUSTAFSON KAREN JO
(10% owner)		 50,000 $1.25 100,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-03
5:59 pm		 2001-12-28
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB KUSNICK GREGORY P
(10% owner)		 50,000 $1.75 50,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-03
5:59 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB KUSNICK GREGORY P
(10% owner)		 50,000 $1.25 100,000
(Direct)		 View
2005-08-01
Option Sale		 2005-08-03
5:59 pm		 2001-12-28
2005-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB KUSNICK GREGORY P
(10% owner)		 50,000 $1.25 50,000
(Direct)		 View
2005-08-01
Option Award		 2005-08-03
5:59 pm		 2005-08-01
2007-07-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB KUSNICK GREGORY P
(10% owner)		 50,000 $1.25 100,000
(Direct)		 View
2005-03-31
Other		 2005-04-04
3:44 pm		 N/A
N/A		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB SANDS STEVEN B
(Director
Chairman)		 606 $0 9,423
(Indirect)		 View
2005-03-31
Option Award		 2005-04-04
3:44 pm		 N/A
2008-03-31		 OLYMPIC CASCADE FINANCIAL CORP OLYD.OB SANDS STEVEN B
(Director
Chairman)		 50,000 $1.25 50,000
(Indirect)		 View
2004-01-23
Option Award		 2004-01-26
09:58 am		 N/A
2009-01-23		 OLYMPIC CASCADE FINANCIAL CORP OLY BRESNER MICHAEL A
(President of National)		 150,000 $2.5 150,000
(Direct)		 View
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