Insider Holders & Insider Ownership - RIVERNORTH OPPORTUNITIES FUND INC. (RIV)

List of insiders holdings for RIVERNORTH OPPORTUNITIES FUND INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Galley Patrick W.
President
2022-12-06 17:54:13282,018
0
282,018Form 4
RIVERNORTH CAPITAL MANAGEMENT LLC
Adviser
2023-12-28 14:07:4189,368
0
89,368Form 4
O'Neill Stephen Andrew
Officer Subadviser
2022-01-25 20:24:4471,227
0
71,227Form 4
HUTCHENS JOHN WAYNE
Director
2022-11-22 17:25:017763
0
7763Form 4
Raio Jerry
Director
2023-10-27 16:51:494000
0
4000Form 4
Oakes John S.
Director
2021-09-14 15:54:071475
0
1475Form 5
Swanson David
Director
2021-11-15 17:09:211376
0
1376Form 4
Meloni Andrew P
Assistant Treasurer
2022-10-04 12:41:010
0
0Form 5
ALPS ADVISORS INC
Investment Adviser
2022-10-03 12:48:340
0
0Form 5
Rettinger Erich
Treasurer
2022-10-04 12:12:170
0
0Form 5
MCCLURE ROBERT DOUGLAS
Treasurer
2022-10-04 12:17:420
0
0Form 5
Spahr Laton
President of the Adviser
2022-10-04 12:18:090
0
0Form 5
Burns Kathryn
Treasurer
2022-10-04 12:24:530
0
0Form 5
French Allen
Assistant Secretary
2022-10-04 12:35:390
0
0Form 5
Kuchli Andrea E
Assistant Secretary
2022-10-04 12:38:590
0
0Form 5
Sutula Matthew
CHIEF COMPLIANCE OFFICER
2022-10-03 12:41:470
0
0Form 5
Duran Troy Anthony
Officer of Investment Adviser
2022-10-04 12:47:400
0
0Form 5
Buchanan Patrick D
Treasurer
2022-10-04 12:48:220
0
0Form 5
PARMENTIER WILLIAM R JR
Officer of Investment Adviser
2022-10-04 12:55:370
0
0Form 5
Mougin Lisa Bruckert
Director
2022-11-10 18:31:030
0
0Form 3
CARTER JOHN K
Director
2015-12-23 16:33:070
0
0Form 3
BURKE EDMUND J
Officer of Investment Adviser
2015-12-23 15:35:300
0
0Form 3
Mohrhardt Jonathan M.
Officer of Sub Adviser
2015-12-23 18:46:000
0
0Form 3
Collins Marcus L
Officer of Sub Adviser
2015-12-23 18:43:010
0
0Form 3
Murray Abigail J
Secretary
2015-12-23 14:59:070
0
0Form 3
Nelson Erin Douglas
Chief Compliance Officer
2015-12-23 14:53:440
0
0Form 3
Ruppel Valerie Lynn
Assistant Secretary
2015-12-23 16:19:440
0
0Form 3
Schmucker Brian H
Officer of Subadviser
2021-06-08 15:06:470
0
0Form 4
Khwaja-Dixon Sareena
Secretary
2020-06-08 15:06:550
0
0Form 3
Sleightholme Michael
Officer of Investment Advisor
2019-06-19 13:33:430
0
0Form 3
Kerschen Jill
Treasurer
2019-06-10 16:37:140
0
0Form 3
Noyes Richard Craig
Officer of Investment Advisor
2018-06-11 14:57:110
0
0Form 3
MAY JEREMY O
Principal Executive Officer
2018-04-27 11:13:080
0
0Form 3/A
SS&C Technologies Holdings Inc
Affiliate of Inv Adviser
2018-04-26 14:06:560
0
0Form 3
Swenson Bradley J
Principal Financial Officer
2018-02-06 12:57:220
0
0Form 3/A
Moore Christopher
Secretary
2017-06-19 10:53:470
0
0Form 3
ALPS HOLDINGS INC
Affiliate of the Adviser
2016-01-07 15:12:030
0
0Form 3
DST SYSTEMS INC
Affiliate of Investment Adv
2015-12-24 10:30:440
0
0Form 3
Carter Thomas Anthony
President, Interested Director
2015-12-23 15:16:240
0
0Form 3
Hunt Aisha
Officer of Investment Adviser
2015-12-23 16:05:420
0
0Form 3