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Insider SEC Filings

  1. The cutoff time for each trading day is at the day's market close.
  2. Filings received after market close will be shown on the next trading day. All times in the table are EST.

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Insider SEC Filings

2018-12-27 16:00 - 2018-12-28 16:00

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Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-12-28
Purchase
2018-12-28
3:57 pm
UWHARRIE CAPITAL CORP DICK ROGER L
CEO, COO
700 $5.207 $3,645 69,439
(Direct)
View
2018-12-27
Sale
2018-12-28
3:12 pm
ORACLE CORP ORCL Daley Dorian
VP
25,000 $45 $1,125,000 102,919
(Direct)
View
2018-12-27
Purchase
2018-12-28
3:04 pm
Mid-Con Energy Partners LP MCEP GOFF JOHN C
Goff MCEP II LP
10% Owner
40,000 $0.7565 $30,259 238,000
(Indirect)
View
2018-12-27
Purchase
2018-12-28
3:02 pm
CONTANGO OIL & GAS CO MCF GOFF JOHN C
Goff MCF Partners LP
Goff Capital Inc.
John C. Goff 2010 Family Trust
Director, 10% Owner
64,203 $3.185 $204,503 4,411,830
(Indirect)
View
2018-12-20
Purchase
2018-12-28
2:47 pm
RW HOLDINGS NNN REIT Inc Perduk David
CIO
26 $10.05 $262 1,110
(Direct)
View
2018-12-26
Purchase
2018-12-28
2:46 pm
RW HOLDINGS NNN REIT Inc Ho Jean Chi En
COO
5 $10.05 $45 784
(Direct)
View
2018-12-26
Purchase
2018-12-28
2:43 pm
RW HOLDINGS NNN REIT Inc DESAI VIPE
Director
5 $10.05 $46 57
(Direct)
View
2018-12-26
Purchase
2018-12-28
2:42 pm
RW HOLDINGS NNN REIT Inc WANG JOHN C
Director
50 $10.05 $501 8,864
(Direct)
View
2018-12-26
Purchase
2018-12-28
2:41 pm
RW HOLDINGS NNN REIT Inc RANDOLPH JEFFREY
Director
38 $10.05 $378 6,831
(Direct)
View
2018-12-26
Purchase
2018-12-28
2:39 pm
RW HOLDINGS NNN REIT Inc FEINLEIB DAVID
Director
4 $10.05 $45 937
(Direct)
View
2018-12-28
Purchase
2018-12-28
2:38 pm
OCEANEERING INTERNATIONAL INC OII Lawrence David K
VP
2,500 $11.99 $29,987 43,599
(Indirect
Direct)
View
2018-12-27
Purchase(A)
2018-12-28
2:38 pm
City Office REIT Inc. CIO Tylee Gregory
COO
5,000 $9.83 $49,150 207,397
(Indirect
Direct)
View
2018-12-27
Purchase
2018-12-28
2:36 pm
SEACHANGE INTERNATIONAL INC SEAC SINGER KAREN
10% Owner
11,090 $1.229 $13,630 4,326,417
(Indirect)
View
2018-12-19
Sale(A)
2018-12-28
2:21 pm
ACNB CORP ACNB Seibel Donald Arthur Jr
Director
12,700 $38.08 $483,677 28,406
(Indirect
Direct)
View
2018-12-27
Purchase
2018-12-28
2:17 pm
NETSOL TECHNOLOGIES INC NTWK GHAURI NAEEM
Director
5,000 $5.7 $28,500 447,365
(Direct)
View
2018-12-26
Sale
2018-12-28
2:04 pm
GOLDMAN SACHS GROUP INC GS PALM GREGORY K
VP
16,451 $158.4 $2,606,021 981,871
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-28
1:49 pm
First Financial Northwest Inc. FFNW PADRICK KEVIN D
Director
9,249 $15.05 $139,197 46,374
(Direct)
View
2018-12-27
Sale
2018-12-28
1:46 pm
Gastar Exploration Inc. GST Gerlich Michael A
CFO
1,058,958 $0.0019 $2,012 1,315,866
(Direct)
View
2018-12-27
Purchase
2018-12-28
1:38 pm
UNITED BANKSHARES INC UBSI ASTORG ROBERT G
Director
244 $30.22 $7,372 22,804
(Direct
Indirect)
View
2018-12-26
Purchase
2018-12-28
1:28 pm
FREDS INC FRED ZACHARIAS THOMAS E
Director
18,000 $1.79 $32,220 81,452
(Direct)
View
2018-12-28
Purchase
2018-12-28
1:20 pm
UWHARRIE CAPITAL CORP Furr Allen K
Director
500 $5.4 $2,700 3,777
(Direct
Indirect)
View
2018-12-27
Purchase
2018-12-28
1:18 pm
City Office REIT Inc. CIO Tylee Gregory
COO
5,000 $9.83 $49,150 207,397
(Indirect
Direct)
View
2018-12-26
Sale
2018-12-28
12:40 pm
Care.com Inc CRCM Marcelo Sheila Lirio
CEO
30,000 $18.99 $569,702 1,097,139
(Indirect
Direct)
View
2018-12-21
Purchase
2018-12-28
12:39 pm
LEARNING TREE INTERNATIONAL Inc LTRE SUBIN NEIL S
10% Owner
44,750 $1.1 $49,225 748,050
(Indirect)
View
2018-12-21
Sale
2018-12-28
12:39 pm
LEARNING TREE INTERNATIONAL Inc LTRE SUBIN NEIL S
10% Owner
89,500 $1.1 $98,450 748,050
(Indirect)
View
2018-12-24
Purchase
2018-12-28
12:38 pm
Ares Dynamic Credit Allocation Fund Inc. ARDC SPECTOR BRUCE H
Director
10,000 $13.3 $132,989 25,000
(Direct)
View
2018-12-26
Purchase
2018-12-28
12:38 pm
AIR INDUSTRIES GROUP AIRI Melluzzo Luciano M
President
30,000 $0.7899 $23,698 270,000
(Direct)
View
2018-12-26
Sale
2018-12-28
12:37 pm
BLACKROCK MUNIHOLDINGS FUND II Inc MUH JAECKEL THEODORE R JR
Portfolio Manager
2,898 $12.7 $36,805 0
(Direct)
View
2018-12-21
Purchase
2018-12-28
12:36 pm
Capstone Therapeutics Corp. CAPS SUBIN NEIL S
10% Owner
103,000 $0.052 $5,356 2,914,484
(Indirect)
View
2018-12-21
Sale
2018-12-28
12:36 pm
Capstone Therapeutics Corp. CAPS SUBIN NEIL S
10% Owner
206,000 $0.052 $10,712 2,914,484
(Indirect)
View
2018-12-21
Purchase
2018-12-28
12:32 pm
TRANS WORLD ENTERTAINMENT CORP TWMC SUBIN NEIL S
10% Owner
513,717 $0.637 $327,238 2,472,384
(Indirect)
View
2018-12-21
Sale
2018-12-28
12:32 pm
TRANS WORLD ENTERTAINMENT CORP TWMC SUBIN NEIL S
10% Owner
1,027,434 $0.637 $654,475 2,472,384
(Indirect)
View
2018-12-26
Purchase
2018-12-28
12:30 pm
BlackRock 2022 Global Income Opportunity Trust BGIO Rieder Richard M
Portfolio Manager
9,000 $8.4 $75,604 493,274
(Direct)
View
2018-12-26
Sale
2018-12-28
12:29 pm
BLACKROCK MUNIYIELD QUALITY FUND III Inc MYI KALINOSKI MICHAEL
Portfolio Manager
600 $11.82 $7,094 22
(Direct)
View
2018-12-27
Purchase
2018-12-28
12:29 pm
CATALYST PHARMACEUTICALS Inc CPRX DENKHAUS DONALD A
Director
25,000 $1.91 $47,750 225,000
(Direct)
View
2018-12-26
Purchase
2018-12-28
12:29 pm
BLACKROCK MUNIYIELD NEW JERSEY FUND Inc MYJ JAECKEL THEODORE R JR
Portfolio Manager
2,964 $12.8 $37,939 20,560
(Direct)
View
2018-12-26
Sale
2018-12-28
12:28 pm
BLACKROCK MUNIYIELD FUND Inc MYD JAECKEL THEODORE R JR
Portfolio Manager
3,005 $12.56 $37,743 0
(Direct)
View
2018-12-26
Sale
2018-12-28
12:28 pm
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND Inc MUJ JAECKEL THEODORE R JR
Portfolio Manager
3,000 $12.4 $37,200 6,549
(Direct)
View
2018-12-26
Purchase
2018-12-28
12:27 pm
BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST BBF JAECKEL THEODORE R JR
Portfolio Manager
3,075 $12 $36,900 6,541
(Direct)
View
2018-12-26
Sale
2018-12-28
12:26 pm
BLACKROCK MUNIVEST FUND Inc MVF Hayes Peter
Officer of the Advisor
3,000 $8.254 $24,761 0
(Direct)
View
2018-12-26
Sale
2018-12-28
12:25 pm
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND Inc MUJ Hayes Peter
Officer of the Advisor
5,500 $12.4 $68,209 0
(Direct)
View
2018-12-26
Sale
2018-12-28
12:25 pm
BLACKROCK MUNIYIELD QUALITY FUND II Inc MQT Hayes Peter
Officer of the Advisor
2,000 $11.32 $22,634 0
(Direct)
View
2018-12-26
Sale
2018-12-28
12:24 pm
BLACKROCK MUNIHOLDINGS FUND Inc MHD Hayes Peter
Officer of the Advisor
1,500 $14.52 $21,774 0
(Direct)
View
2018-12-27
Purchase
2018-12-28
12:23 pm
GREIF INC GEF MARTZ GARY R
VP
500 $40.3 $20,150 46,202
(Direct
Indirect)
View
2018-12-27
Purchase
2018-12-28
12:18 pm
GREIF INC GEF WATSON PETER G
CEO
10,000 $33.26 $332,600 51,299
(Direct)
View
2018-12-27
Sale
2018-12-28
12:15 pm
Invesco Quality Municipal Income Trust IQI O'Reilly Timothy M
Portfolio Manager
750 $11.17 $8,380 1,352
(Direct)
View
2018-12-26
Sale
2018-12-28
12:12 pm
ClearBridge Energy Midstream Opportunity Fund Inc. EMO Freeman Richard A
Portfolio Manager of the Fund
34,854 $7.586 $264,409 2,022
(Direct)
View
2018-12-27
Purchase
2018-12-28
12:11 pm
Stock Yards Bancorp Inc. SYBT Heitzman Donna L
Director
300 $31.5 $9,450 3,425
(Indirect
Direct)
View
2018-12-26
Sale
2018-12-28
12:04 pm
ClearBridge MLP & Midstream Fund Inc. CEM Freeman Richard A
Portfolio Manager of the Fund
26,611 $9.832 $261,645 31,421
(Direct)
View
2018-12-26
Purchase
2018-12-28
11:59 am
URSTADT BIDDLE PROPERTIES INC UBP BIDDLE WILLING L
CEO, 10% Owner
41,600 $15.5 $644,800 2,222,543
(Indirect
Direct)
View
2018-12-26
Sale
2018-12-28
11:59 am
URSTADT BIDDLE PROPERTIES INC UBP BIDDLE WILLING L
CEO, 10% Owner
41,600 $15.5 $644,800 2,222,543
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-28
11:56 am
URSTADT BIDDLE PROPERTIES INC UBP Biddle Catherine U
Director, 10% Owner
41,600 $15.5 $644,800 2,222,543
(Direct
Indirect)
View
2018-12-26
Sale
2018-12-28
11:56 am
URSTADT BIDDLE PROPERTIES INC UBP Biddle Catherine U
Director, 10% Owner
41,600 $15.5 $644,800 2,222,543
(Direct
Indirect)
View
2018-12-18
Purchase
2018-12-28
11:40 am
U.S. Auto Parts Network Inc. PRTS Kanen David
Kanen Wealth Management LLC
Philotimo Fund LP
10% Owner
167,371 $1.07 $179,148 3,244,840
(Direct
Indirect)
View
2018-12-18
Sale
2018-12-28
11:40 am
U.S. Auto Parts Network Inc. PRTS Kanen David
Kanen Wealth Management LLC
Philotimo Fund LP
10% Owner
42,658 $0.6897 $29,422 3,244,840
(Direct
Indirect)
View
2018-12-26
Sale
2018-12-28
11:39 am
Morningstar Inc. MORN Mansueto Joseph D
Chairman, 10% Owner
23,049 $108.1 $2,491,271 22,641,820
(Indirect
Direct)
View
2018-12-21
Purchase
2018-12-28
11:37 am
ASTEA INTERNATIONAL INC ATEA Kanen David
Kanen Wealth Management LLC
Philotimo Fund LP
10% Owner
7,145 $5.5 $39,298 202,655
(Direct
Indirect)
View
2018-12-27
Sale
2018-12-28
11:29 am
SI Financial Group Inc. SIFI GILLARD ROBERT O
Director
25 $12.53 $313 13,270
(Indirect
Direct)
View
2018-12-27
Purchase
2018-12-28
11:15 am
DGSE COMPANIES INC DGSE Pedersen Bret Allen
CFO
1,300 $0.41 $533 27,000
(Direct)
View
2018-12-26
Purchase
2018-12-28
11:06 am
CARNIVAL CORP CCL DONALD ARNOLD W
CEO
21,595 $46.43 $1,002,612 363,675
(Indirect
Direct)
View
2018-12-27
Purchase
2018-12-28
10:29 am
REAVES UTILITY INCOME FUND UTG CIMINO LOUIS FRANCISCO
Officer of Investment Advisor
100 $28.41 $2,841 13,156
(Direct)
View
2018-12-26
Purchase
2018-12-28
10:28 am
ERIE INDEMNITY CO ERIE Correnti Salvatore
Director
320 $126.8 $40,578 320
(Direct
Indirect)
View
2018-12-26
Purchase
2018-12-28
10:16 am
MOHAWK INDUSTRIES INC MHK BALCAEN FILIP
Director
9,000 $109.8 $987,817 1,114,473
(Direct
Indirect)
View
2018-12-27
Sale
2018-12-28
09:57 am
CITRIX SYSTEMS INC CTXS FERRER MARK J
EVP, Chief Revenue Officer
1,388 $100.1 $138,994 60,809
(Direct)
View
2018-12-26
Purchase(A)
2018-12-28
09:41 am
Falcon Minerals Corp FLMN HITE Hedge Asset Management LLC
10% Owner
1,354,622 $7.267 $9,844,553 6,394,098
(Indirect)
View
2018-12-26
Sale
2018-12-28
09:21 am
SONO TEK CORP SOTK COCCIO CHRISTOPHER L
CEO
600 $2.92 $1,752 463,241
(Direct)
View
2018-12-27
Purchase
2018-12-28
08:56 am
ADAMS DIVERSIFIED EQUITY FUND Inc ADX Escherich Frederic A
Director
1,700 $12.15 $20,655 45,347
(Direct)
View
2018-12-27
Purchase
2018-12-28
08:52 am
YORK WATER CO YORW Hand Joseph Thomas
COO
36 $31.32 $1,128 12,652
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-28
08:42 am
180 DEGREE CAPITAL CORP. TURN Rendino Kevin
CEO, Chairman
2,720 $1.754 $4,770 543,762
(Direct)
View
2018-12-26
Purchase
2018-12-28
08:42 am
PIONEER NATURAL RESOURCES CO PXD CATES ANDREW F.
Director
790 $124.3 $98,175 13,370
(Indirect
Direct)
View
2018-12-27
Purchase
2018-12-28
08:40 am
Cue Biopharma Inc. CUE DIGIANDOMENICO ANTHONY
Director
20,000 $4.77 $95,400 50,000
(Direct)
View
2018-12-27
Purchase
2018-12-28
08:10 am
FREQUENCY ELECTRONICS INC FEIM Edenbrook Capital LLC
Brolin Jonathan
EDENBROOK LONG ONLY VALUE FUND LP
Director, 10% Owner
3,000 $9.69 $29,070 1,167,766
(Indirect)
View
2018-12-27
Purchase
2018-12-28
07:47 am
Castle Brands Inc ROX FROST PHILLIP MD
Frost Gamma Investments Trust
Frost Nevada Investments Trust
Director, 10% Owner
75,000 $0.8298 $62,235 43,975,720
(Direct
Indirect)
View
2018-12-27
Sale
2018-12-28
06:03 am
Abtech Holdings Inc. ABHD Greenwald David
Director
4,756 $1.04 $4,946 50
(Direct)
View
2018-12-24
Purchase
2018-12-27
9:39 pm
INNODATA INC INOD Toor Nauman Sabeeh
LUZICH PARTNERS LLC
10% Owner
73,448 $1.491 $109,538 3,025,023
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
9:37 pm
DSP GROUP INC DSPG Paul Cynthia
Director
22,832 $10.56 $241,161 190,000
(Indirect
Direct)
View
2018-12-24
Sale
2018-12-27
9:32 pm
SALESFORCE COM INC CRM Benioff Marc
CEO, Chairman
15,000 $126.3 $1,894,031 31,804,996
(Direct)
View
2018-12-24
Purchase
2018-12-27
9:31 pm
Del Frisco's Restaurant Group Inc. DFRG ARMISTICE CAPITAL LLC
Armistice Capital Master Fund Ltd.
Boyd Steven
10% Owner
103,000 $6.382 $657,305 4,528,000
(Direct
Indirect)
View
2018-12-24
Purchase
2018-12-27
9:27 pm
Valeritas Holdings Inc. VLRX ARMISTICE CAPITAL LLC
Armistice Capital Master Fund Ltd.
Boyd Steven
10% Owner
50,000 $0.3252 $16,260 19,850,000
(Direct
Indirect)
View
2018-12-27
Sale
2018-12-27
9:27 pm
Zscaler Inc. ZS Sinha Amit
CEO, COO
19,140 $39.66 $759,129 1,074,771
(Direct
Indirect)
View
2018-12-24
Sale
2018-12-27
9:25 pm
EMPIRE RESORTS INC NYNY PEARLMAN EMANUEL R
Chairman
2,000 $9.322 $18,644 133,722
(Direct)
View
2018-12-24
Sale
2018-12-27
9:01 pm
AMEDISYS INC AMED Pearce David B.
Chief Compliance Officer
410 $106.6 $43,710 11,010
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
8:35 pm
PEDEVCO CORP PED SIEM IVAR
Director
180,000 $0.5933 $106,800 100,000
(Direct
Indirect)
View
2018-12-27
Sale
2018-12-27
8:20 pm
SALESFORCE COM INC CRM Roos John Victor
Director
114 $128.8 $14,683 13,955
(Direct)
View
2018-12-26
Sale
2018-12-27
8:18 pm
Hyatt Hotels Corp H JNP Parachute Trust #2
See Remarks
3,413 $64.99 $221,811 3,113
(Direct
Indirect)
View
2018-12-24
Sale
2018-12-27
8:11 pm
SALESFORCE COM INC CRM Hawkins Mark J
CFO
9,066 $121.9 $1,105,378 76,245
(Direct)
View
2018-12-26
Sale
2018-12-27
8:10 pm
Hyatt Hotels Corp H JNP Parachute Mirror Trust A
See Remarks
2,811 $64.99 $182,687 0
(Indirect)
View
2018-12-26
Sale
2018-12-27
8:05 pm
Hyatt Hotels Corp H JNP Parachute Mirror Trust B
See Remarks
2,246 $64.99 $145,968 0
(Indirect)
View
2018-12-27
Purchase
2018-12-27
8:00 pm
vTv Therapeutics Inc. VTVT PERELMAN RONALD O
10% Owner
815,217 $1.84 $1,499,999 13,232,785
(Indirect)
View
2018-12-26
Sale
2018-12-27
7:54 pm
VEEVA SYSTEMS INC VEEV SEKHRI PAUL J
Director
601 $85 $51,085 16,440
(Direct)
View
2018-12-21
Sale
2018-12-27
7:53 pm
R F INDUSTRIES LTD RFIL FINK MARVIN
Director
2,000 $6.35 $12,700 79,339
(Direct)
View
2018-12-21
Purchase
2018-12-27
7:43 pm
ONE STOP SYSTEMS Inc OSS RAUN DAVID
Director
10,000 $2.095 $20,950 10,000
(Direct)
View
2018-12-21
Purchase
2018-12-27
7:36 pm
NON INVASIVE MONITORING SYSTEMS INC NIMU HSIAO JANE PH D
CEO, 10% Owner
27,235,734 $0.07 $1,906,501 20,883,660
(Direct
Indirect)
View
2018-12-21
Purchase
2018-12-27
7:22 pm
NON INVASIVE MONITORING SYSTEMS INC NIMU FROST PHILLIP MD
Frost Gamma Investments Trust
10% Owner
33,355,325 $0.07 $2,334,873 48,355,324
(Indirect)
View
2018-12-21
Purchase
2018-12-27
7:13 pm
Aerpio Pharmaceuticals Inc. ARPO Satter Muneer A
Director, 10% Owner
60,000 $1.736 $104,134 5,438,017
(Indirect)
View
2018-12-24
Purchase
2018-12-27
6:51 pm
ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL Chang Mike F
CEO, 10% Owner
37,671 $9.86 $371,433 4,272,717
(Direct)
View
2018-12-24
Purchase
2018-12-27
6:36 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
25,684 $5.995 $153,979 2,549,517
(Indirect)
View
2018-12-21
Purchase
2018-12-27
6:34 pm
Mercantil Bank Holding Corp AMTB Figueredo Alfonso
See Remarks
4,615 $13 $59,995 81,098
(Direct)
View
2018-12-26
Purchase
2018-12-27
6:34 pm
Western Asset Mortgage Capital Corp WMC Meyer Lisa
CFO
500 $8.47 $4,235 9,232
(Direct
Indirect)
View
2018-12-21
Purchase
2018-12-27
6:33 pm
Mercantil Bank Holding Corp AMTB Villamil Jose Antonio
Director
769 $13 $9,997 10,384
(Direct)
View
2018-12-21
Purchase
2018-12-27
6:31 pm
Mercantil Bank Holding Corp AMTB Peraza Alberto
See Remarks
10,000 $13 $130,000 91,692
(Direct)
View
2018-12-21
Purchase
2018-12-27
6:30 pm
Mercantil Bank Holding Corp AMTB Villar Guillermo
Director
769 $13 $9,997 10,384
(Direct)
View
2018-12-21
Purchase
2018-12-27
6:29 pm
Mercantil Bank Holding Corp AMTB Dana Pamella J
Director
769 $13 $9,997 10,384
(Direct)
View
2018-12-21
Sale
2018-12-27
6:29 pm
Mercantil Bank Holding Corp AMTB Mercantil Servicios Financieros C.A.
10% Owner
4,922,477 $13 $63,992,201 0
(Direct)
View
2018-12-24
Sale
2018-12-27
6:28 pm
CORVEL CORP CRVL CLEMONS V GORDON
Chairman
2,000 $60.13 $120,257 1,865,612
(Direct)
View
2018-12-21
Purchase
2018-12-27
6:25 pm
Mercantil Bank Holding Corp AMTB COPELAND FREDERICK C JR
Director
6,000 $13 $78,000 15,615
(Direct)
View
2018-12-21
Purchase
2018-12-27
6:20 pm
Mercantil Bank Holding Corp AMTB Capriles Alberto
See Remarks
2,500 $13 $32,500 22,423
(Direct)
View
2018-12-21
Purchase
2018-12-27
6:20 pm
Mercantil Bank Holding Corp AMTB Palacios Miguel
See Remarks
5,769 $13 $74,997 44,244
(Direct)
View
2018-12-21
Purchase
2018-12-27
6:20 pm
Mercantil Bank Holding Corp AMTB Wilson Millar
CEO
30,769 $13 $399,997 215,384
(Direct)
View
2018-12-24
Sale
2018-12-27
6:01 pm
Verrica Pharmaceuticals Inc. VRCA Davidson Matt
10% Owner
4,100 $8.017 $32,871 3,086,469
(Direct)
View
2018-12-24
Purchase
2018-12-27
6:00 pm
Provention Bio Inc. PRVB DIGIANDOMENICO ANTHONY
Director
17,270 $1.92 $33,158 53,712
(Direct)
View
2018-12-24
Purchase
2018-12-27
6:00 pm
Provention Bio Inc. PRVB CATLIN AVERY W
Director
10,000 $1.875 $18,750 20,000
(Indirect)
View
2018-12-24
Purchase
2018-12-27
5:59 pm
Forward Industries Inc. FORD Yu Jenny P.
10% Owner
3,001 $1.2 $3,601 1,113,564
(Direct)
View
2018-12-26
Sale
2018-12-27
5:57 pm
CHENIERE ENERGY INC LNG BAILEY VICKY A
Director
2,567 $55.9 $143,491 37,273
(Direct)
View
2018-12-26
Purchase
2018-12-27
5:46 pm
Live Current Media Inc. LIVC Vahabzadeh Amir
Director
1,700 $0.06 $102 3,809,518
(Direct)
View
2018-12-24
Purchase
2018-12-27
5:45 pm
W R GRACE & CO GRA 40 North Latitude Fund LP
40 NORTH LATITUDE MASTER FUND Ltd
40 NORTH GP III LLC
WINTER DAVID S.
MILLSTONE DAVID J.
10% Owner
233,720 $60.7 $14,186,085 9,344,510
(Indirect)
View
2018-12-24
Sale
2018-12-27
5:43 pm
Audentes Therapeutics Inc. BOLD LANGE LOUIS G
Director
32,000 $18.62 $595,799 325,799
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
5:42 pm
WIRELESS TELECOM GROUP INC WTT Manko Joseph M. Jr.
Horton Capital Management LLC
Horton Capital Partners LLC
Horton Capital Partners Fund L.P.
10% Owner
21,479 $1.649 $35,415 2,113,432
(Indirect)
View
2018-12-26
Sale
2018-12-27
5:35 pm
BIOMARIN PHARMACEUTICAL INC BMRN BIENAIME JEAN JACQUES
CEO
4,000 $80.5 $322,000 292,290
(Indirect
Direct)
View
2018-12-24
Sale
2018-12-27
5:34 pm
NOVELION THERAPEUTICS Inc NVLN Broadfin Healthcare Master Fund Ltd
Broadfin Capital LLC
KOTLER KEVIN
10% Owner
450,001 $0.892 $401,414 1,948,154
(Direct)
View
2018-12-17
Sale(A)
2018-12-27
5:24 pm
Goosehead Insurance Inc. GSHD Colby Mark S.
CFO
1,032 $27.18 $28,054 106,128
(Direct)
View
2018-12-24
Sale
2018-12-27
5:22 pm
MINDBODY Inc. MB Lytikainen Kimberly Gail
Chief Legal Officer &Secretary
9,688 $36.32 $351,868 50,789
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-27
5:15 pm
RETRACTABLE TECHNOLOGIES INC RVP SHAW THOMAS J
CEO, 10% Owner
4,499 $0.6365 $2,863 13,813,953
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
5:14 pm
TRANSATLANTIC PETROLEUM Ltd TAT Mitchell Noah Malone III
CEO, 10% Owner
81,124 $1.02 $82,746 11,205,219
(Indirect
Direct)
View
2018-12-21
Purchase
2018-12-27
5:12 pm
APPIAN CORP APPN Abdiel Capital Management LLC
Abdiel Qualified Master Fund LP
Abdiel Capital LP
Abdiel Capital Advisors LP
Moran Colin T.
10% Owner
180,800 $24.92 $4,505,801 7,454,291
(Indirect)
View
2018-12-26
Purchase
2018-12-27
5:11 pm
U S PHYSICAL THERAPY INC USPH Swanson Regg E.
Director
500 $101.2 $50,585 2,596
(Direct
Indirect)
View
2018-12-26
Purchase
2018-12-27
5:05 pm
FRANKLIN FINANCIAL SERVICES CORP FRAF Henry Timothy G
CEO
200 $29.75 $5,950 2,841
(Direct)
View
2018-12-24
Purchase
2018-12-27
5:05 pm
DESTINATION XL GROUP Inc DXLG CANNELL CAPITAL LLC
10% Owner
9,384 $2.009 $18,853 5,146,495
(Indirect)
View
2018-12-24
Sale
2018-12-27
5:02 pm
SMARTSHEET INC SMAR Hamilton Kara
VP
5,000 $22.58 $112,875 27,428
(Direct)
View
2018-12-24
Purchase
2018-12-27
5:02 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN MATTHEW M
Member of a Group
64 $58.07 $3,717 10,838
(Indirect
Direct)
View
2018-12-21
Purchase
2018-12-27
5:01 pm
Odonate Therapeutics Inc. ODT Davis Aaron I.
Director, 10% Owner
125,000 $13.27 $1,658,830 2,978,762
(Direct
Indirect)
View
2018-12-21
Purchase
2018-12-27
5:00 pm
Odonate Therapeutics Inc. ODT Boxer Capital LLC
Boxer Asset Management Inc.
LEWIS JOSEPH
Director, 10% Owner
125,000 $13.27 $1,658,830 2,978,762
(Direct)
View
2018-12-26
Purchase
2018-12-27
4:59 pm
G1 Therapeutics Inc. GTHX Hanson James S.
General Counsel
1,000 $18.25 $18,250 3,000
(Direct)
View
2018-12-26
Purchase
2018-12-27
4:59 pm
G1 Therapeutics Inc. GTHX Schwalm Cynthia
Director
1,420 $18.45 $26,196 1,500
(Direct)
View
2018-12-26
Purchase
2018-12-27
4:59 pm
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF Barnes Randall C
Director
725 $17.43 $12,637 41,277
(Direct)
View
2018-12-26
Purchase
2018-12-27
4:56 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ROGER F
Member of a Group
46 $58.27 $2,681 192,662
(Indirect)
View
2018-06-15
Sale
2018-12-27
4:55 pm
Clovis Oncology Inc. CLVS Hooks Corwin Dale
See Remarks
939 $45.47 $42,696 1,595
(Direct)
View
2018-12-21
Sale
2018-12-27
4:55 pm
BROWN FORMAN CORP BFA Keyes Mike J.
SVP, Chief Corporate Affairs
3,278 $46.19 $151,419 15,707
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-27
4:55 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ROGER F
Member of a Group
877 $58 $50,864 192,662
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:55 pm
FRANKLIN FINANCIAL SERVICES CORP FRAF JENNINGS ALLAN E JR
Director
336 $29.75 $9,996 16,097
(Indirect)
View
2017-08-31
Sale
2018-12-27
4:53 pm
Clovis Oncology Inc. CLVS Hooks Corwin Dale
See Remarks
2,150 $76.36 $164,174 19
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:53 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ROGER F
Member of a Group
410 $58.33 $23,913 192,662
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:52 pm
SCHWAB CHARLES CORP SCHW Bettinger Walter W
CEO
124,669 $38.81 $4,838,073 366,672
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:52 pm
Ares Dynamic Credit Allocation Fund Inc. ARDC Brufsky Seth J
CEO
10,000 $13.39 $133,890 49,137
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:51 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ROGER F
Member of a Group
953 $58.07 $55,340 192,662
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:51 pm
Independence Contract Drilling Inc. ICD MSD Partners L.P.
MSD Credit Opportunity Master Fund L.P.
Director, 10% Owner
46,798 $2.968 $138,884 18,793,932
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:50 pm
FRANKLIN FINANCIAL SERVICES CORP FRAF ELLIOTT G WARREN
Director
500 $29.75 $14,875 7,568
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:50 pm
Front Yard Residential Corp RESI Deer Park Road Management Company LP
Deer Park Road Management GP LLC
Deer Park Road Corp
Craig-Scheckman Michael
AgateCreek LLC
Burg Scott Edward
10% Owner
400,000 $8.42 $3,368,000 5,766,766
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:49 pm
Energy Transfer LP ET Long Thomas E
CFO
24,500 $12.05 $295,166 499,698
(Direct
Indirect)
View
2018-12-24
Purchase
2018-12-27
4:49 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Chloe R. Seelbach Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott Seelbach
Member of a Group
16 $58.12 $930 634
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:47 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin A Farnham
Member of a Group
16 $58.1 $930 17,987
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:45 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Williams Margo J.V.
Member of a Group
16 $58.06 $929 8,570
(Indirect)
View
2018-12-26
Sale
2018-12-27
4:45 pm
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND AVK SMART MICHAEL A
Director
500 $12.27 $6,137 3,400
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:45 pm
HYSTER-YALE MATERIALS HANDLING Inc HY David BH Williams Trustee UAD The Margo Janison Victoire Williams 2004 Trust
member of a group
16 $58.06 $929 8,570
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:44 pm
HYSTER-YALE MATERIALS HANDLING Inc HY David BH Williams Trustee UAD The Helen Charles Williams 2004 Trust
Member of a Group
16 $58.06 $929 9,945
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:43 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Williams Helen Charles
Member of a Group
16 $58.06 $929 9,945
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:42 pm
HYSTER-YALE MATERIALS HANDLING Inc HY WILLIAMS DAVID B
Member of a Group
1,345 $58.09 $78,132 98,869
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:42 pm
HYSTER-YALE MATERIALS HANDLING Inc HY WILLIAMS CLARA R
Member of a Group
1,345 $58.09 $78,132 98,869
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:41 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Chloe R. Seelbach Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson Seelbach
Member of a Group
16 $58.12 $930 853
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:40 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Seelbach Thomas Wilson
Member of a Group
16 $58.12 $930 853
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:40 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Chloe R. Seelbach Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach Trust
Member of a Group
16 $58.12 $930 722
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:39 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Seelbach Taplin E
Member of a Group
16 $58.12 $930 722
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:38 pm
HYSTER-YALE MATERIALS HANDLING Inc HY SEELBACH SCOTT W
Member of a Group
80 $58.1 $4,648 10,497
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:37 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Seelbach Isabelle
Member of a Group
16 $58.12 $930 634
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:36 pm
HYSTER-YALE MATERIALS HANDLING Inc HY SEELBACH CHLOE R
Member of a Group
80 $58.1 $4,648 10,497
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:35 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN VICTOIRE G
Member of a Group
4,769 $58.01 $276,656 124,881
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:35 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN VICTOIRE G
Member of a Group
589 $58.01 $34,168 124,881
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:34 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN VICTOIRE G
Member of a Group
584 $58.17 $33,970 124,881
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:33 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN VICTOIRE G
Member of a Group
4,765 $58.17 $277,193 124,026
(Indirect)
View
2018-12-27
Purchase
2018-12-27
4:33 pm
Barings BDC Inc. BBDC BARINGS LLC
10% Owner
78,100 $8.925 $697,019 12,449,127
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:33 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN THOMAS T
Member of a Group
1,188 $58.05 $68,961 152,269
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:32 pm
PROSPECT CAPITAL CORP PSEC Barry John F
CEO, 10% Owner
304,792 $5.816 $1,772,609 37,593,072
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:32 pm
CAPITAL SOUTHWEST CORP CSWC FURST JACK D
Director
6,404 $18.5 $118,469 23,504
(Direct)
View
2018-12-26
Purchase
2018-12-27
4:32 pm
Farmland Partners Inc. FPI Good John A
Director
6,250 $4.66 $29,125 9,050
(Direct)
View
2018-12-24
Sale
2018-12-27
4:32 pm
LADENBURG THALMANN FINANCIAL SERVICES Inc LTS FROST PHILLIP MD
Frost Nevada Investments Trust
Former 10% Owner
50,900,000 $2.5 $127,250,000 6,208,431
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:32 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN THOMAS T
Member of a Group
1,068 $58.14 $62,095 152,055
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:31 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10 2007
Member of a Group
16 $58.06 $929 1,712
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-27
4:31 pm
Landmark Infrastructure Partners LP LMRK BRAZY ARTHUR P JR
Director
2,200 $11.29 $24,838 162,702
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:31 pm
PROSPECT CAPITAL CORP PSEC Stark Eugene S
Director
2,500 $5.75 $14,375 42,500
(Direct)
View
2018-12-24
Sale
2018-12-27
4:31 pm
H/Cell Energy Corp HCCC HIDALGO ANDY
CEO, 10% Owner
105 $0.62 $65 3,528,645
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:30 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin William A
Member of a Group
16 $58.06 $929 1,712
(Indirect)
View
2018-12-24
Sale
2018-12-27
4:30 pm
H/Cell Energy Corp HCCC Hidalgo Matthew
CFO, 10% Owner
105 $0.62 $65 3,528,645
(Indirect)
View
2018-12-24
Sale
2018-12-27
4:30 pm
H/Cell Energy Corp HCCC Turquino Equity LLC
10% Owner
105 $0.62 $65 3,528,645
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:29 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin Thomas Parker
Member of a Group
49 $58.12 $2,848 16,134
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:28 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10 2007
member of a group
16 $58.06 $929 1,860
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-27
4:28 pm
Cue Biopharma Inc. CUE MARLETT CHRISTOPHER A
Director
19,647 $4.29 $84,286 1,017,973
(Direct
Indirect)
View
2018-12-24
Purchase
2018-12-27
4:28 pm
Harvest Capital Credit Corp HCAP Jolson Joseph A
CEO
19,658 $9.628 $189,266 672,639
(Direct
Indirect)
View
2018-12-24
Purchase
2018-12-27
4:28 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin Mary M
Member of a Group
16 $58.06 $929 1,860
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:27 pm
TETRA TECHNOLOGIES INC TTI BATES THOMAS R JR
Director
100,000 $1.342 $134,250 243,044
(Direct)
View
2018-12-27
Purchase
2018-12-27
4:27 pm
CSI Compressco LP CCLP McNiven Roy
VP
4,350 $2.3 $10,005 23,768
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:27 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Vested Trust for Margaret Pollard Rankin
Member of a group
16 $58.12 $930 761
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:26 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin Margaret Pollard
Member of a Group
16 $58.12 $930 761
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:25 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin Lynne T
Member of a Group
96 $58.09 $5,577 15,853
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-27
4:25 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin Lynne T
Member of a Group
1 $58.58 $59 15,853
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:24 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin Lauran
Family Member of Group
32 $58.06 $1,858 10,895
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:23 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN JAMES T
Member of a Group
1 $58.58 $59 15,853
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:22 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN JAMES T
Member of a Group
96 $58.09 $5,577 15,853
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:20 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Vested Trust for James T. Rankin Jr.
Member of a group
16 $58.12 $930 569
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:20 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ELIZABETH B
Member of a Group
64 $58.07 $3,717 10,838
(Direct
Indirect)
View
2018-12-24
Sale
2018-12-27
4:19 pm
MINDBODY Inc. MB WHITE BRETT T
CFO, COO
10,000 $36.32 $363,200 124,498
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:19 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Alison A. Rankin as trustee fbo Elisabeth M. Rankin under Irrevocable Trust dated December 18 1997 with Roger Rankin Grantor
Member of a Group
16 $58.1 $930 20,426
(Direct
Indirect)
View
2018-12-24
Purchase
2018-12-27
4:18 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Rankin Elisabeth M
Member of a Group
16 $58.1 $930 20,426
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:17 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN CORBIN
Member of a Group
1,132 $58.01 $65,670 152,269
(Direct
Indirect)
View
2018-12-24
Purchase
2018-12-27
4:16 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN CORBIN
Member of a Group
1,124 $58.17 $65,386 152,055
(Direct
Indirect)
View
2018-12-19
Sale
2018-12-27
4:16 pm
INSEEGO CORP. INSG Continental Insurance Group Ltd.
HC2 Holdings 2 Inc.
HC2 HOLDINGS Inc
CONTINENTAL GENERAL INSURANCE CO
Continental Insurance Inc.
10% Owner
11,473,799 $3 $34,421,397 0
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:16 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Trust dated 1/1/1977 PNC Bank & Alfred M. Rankin Jr. as Co-Trustees & Clara L.T. Rankin fbo Clara L.T. Rankin
member of a group
1,173 $58.09 $68,141 14,252
(Direct
Indirect)
View
2018-12-24
Purchase
2018-12-27
4:15 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN CLARA L T
Member of a Group
1,173 $58.09 $68,141 14,252
(Indirect)
View
2018-12-27
Sale
2018-12-27
4:15 pm
SHOE CARNIVAL INC SCVL KLEEBERGER KENT A
Director
1,074 $33.98 $36,495 13,886
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:15 pm
Safety Income & Growth Inc. SAFE ISTAR Inc
10% Owner
21,300 $18.99 $404,544 7,632,783
(Direct)
View
2018-12-26
Purchase
2018-12-27
4:14 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ALFRED M
Chairman
601 $58.02 $34,871 124,881
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:14 pm
ASPEN GROUP Inc ASPU MacLean Malcolm F IV
Director
2,000 $4.855 $9,710 653,228
(Direct
Indirect)
View
2018-12-26
Purchase
2018-12-27
4:14 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ALFRED M
Chairman
3,470 $58.01 $201,290 124,881
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:13 pm
PATTERSON UTI ENERGY INC PTEN HUFF CURTIS W
Director
20,000 $10.14 $202,800 113,304
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:13 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ALFRED M
Chairman
1,460 $58.1 $84,824 124,881
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:12 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ALFRED M
Chairman
5,176 $58.15 $301,002 124,026
(Indirect)
View
2018-12-24
Sale
2018-12-27
4:12 pm
Five9 Inc. FIVN WELCH SCOTT
EVP, Cloud Operations
1,031 $39.57 $40,797 63,830
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:12 pm
HYSTER-YALE MATERIALS HANDLING Inc HY Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin III
Member of a group
16 $58.06 $929 669
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:11 pm
TPG RE Finance Trust Inc. TRTX Smith Peter A.
VP
2,000 $18 $36,000 67,734
(Direct)
View
2018-12-26
Purchase
2018-12-27
4:11 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN CLAIBORNE R
Director
913 $58.01 $52,964 132,073
(Indirect
Direct)
View
2018-12-26
Purchase
2018-12-27
4:10 pm
TPG RE Finance Trust Inc. TRTX Guggenheim Greta
CEO
14,700 $18.31 $269,104 235,468
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:09 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN CLAIBORNE R
Director
912 $58.17 $53,055 132,073
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:09 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN CHLOE O
Member of a Group
913 $58.01 $52,964 132,073
(Indirect)
View
2018-12-21
Purchase
2018-12-27
4:08 pm
SOLENO THERAPEUTICS INC SLNO Sinclair Andrew
Director
4,669,272 $1.6 $7,470,835 4,669,272
(Indirect
Direct)
View
2018-12-24
Purchase
2018-12-27
4:08 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN CHLOE O
Member of a Group
912 $58.17 $53,055 132,073
(Indirect)
View
2018-12-21
Purchase
2018-12-27
4:08 pm
Corvus Pharmaceuticals Inc. CRVS LEA LEIV
CFO
24,700 $4.146 $102,409 149,206
(Indirect)
View
2018-12-24
Purchase
2018-12-27
4:08 pm
BlueLinx Holdings Inc. BXC Nokomis Capital L.L.C.
Hendrickson Brett
10% Owner
49,117 $20.48 $1,005,843 1,100,004
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:07 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ALISON A
Member of a Group
34 $58.37 $1,985 192,662
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:07 pm
Quanex Building Products CORP NX RUPP JOSEPH D
Director
30,000 $12.99 $389,616 40,421
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:06 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ALISON A
Member of a Group
1,111 $58 $64,440 192,662
(Indirect)
View
2018-12-26
Purchase
2018-12-27
4:06 pm
CHURCHILL DOWNS Inc CHDN Rankin R Alex
Director
100 $234.1 $23,411 12,237
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:06 pm
NN INC NNBR Smith Carey A.
Director
5,000 $5.8 $29,000 11,331
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:05 pm
Nabriva Therapeutics plc NBRV Rowland Charles A Jr
Director
53,000 $1.31 $69,430 53,000
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:05 pm
DISH Network CORP DISH DEFRANCO JAMES
VP
25,000 $25 $625,000 1,905,059
(Indirect
Direct)
View
2018-12-24
Sale
2018-12-27
4:05 pm
PTC Inc PTC FERNANDEZ PHILLIP M
Director
250 $77.83 $19,458 20,162
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:05 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ALISON A
Member of a Group
592 $58.17 $34,437 192,662
(Indirect)
View
2018-12-26
Sale
2018-12-27
4:05 pm
CarGurus Inc. CARG Chrzan Oliver Ian
CTO
20,000 $32.21 $644,200 1,852,906
(Direct)
View
2018-12-24
Sale
2018-12-27
4:05 pm
FORTINET INC FTNT Jensen Keith
CFO
626 $65 $40,690 10,834
(Direct)
View
2018-12-24
Purchase
2018-12-27
4:04 pm
HYSTER-YALE MATERIALS HANDLING Inc HY RANKIN ALISON A
Member of a Group
549 $58.17 $31,936 192,662
(Indirect)
View
2018-12-24
Sale
2018-12-27
4:03 pm
LGL GROUP INC LGL GABELLI MARIO J
10% Owner
42,000 $5.95 $249,900 479,471
(Indirect
Direct)
View
(A) Indicate amendment filing.