Insider Holders & Insider Ownership - LIGHTING SCIENCE GROUP CORP (LSCG)

List of insiders holdings for LIGHTING SCIENCE GROUP CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
COGUT CRAIG M
PEGASUS CAPITAL LLC
Pegasus Investors IV GP LLC
Pegasus Investors IV L.P.
PEGASUS PARTNERS IV LP
LSGC Holdings LLC
PP IV LED LLC
PP IV (AIV) LED LLC
LED Holdings LLC
Director
10% Owner
2017-05-08 16:11:57697,253,640
0
697,253,640Form 13D
LED Holdings LLC
Furry Kevin
Rao Govi
KELSON RICHARD B
LED Effects Inc.
PP IV (AIV) LED LLC
PP IV LED LLC
10% Owner
2017-05-08 16:11:57697,253,640
0
697,253,640Form 13D
COGUT CRAIG M
PEGASUS CAPITAL LLC
Pegasus Investors V (GP) L.L.C.
Pegasus Investors V L.P.
Pegasus Partners V L.P.
LSGC Holdings III LLC
LSGC Holdings IIIa LLC
Director
10% Owner
2017-02-07 20:38:390
164,080,609
164,080,609Form 4
Serengeti Asset Management LP
J.L. Serengeti Management LLC
LANASA JOSEPH A III
10% Owner
2014-12-11 15:51:350
48,134,210
48,134,210Form 3
SMACH THOMAS J
Director
2014-01-07 16:46:050
21,507,174
21,507,174Form 4
BEDNARCIK EDWARD D
Chief Executive Officer
2014-10-10 16:12:1815,500,000
0
15,500,000Form 4
COGUT CRAIG M
PEGASUS CAPITAL LLC
Pegasus Investors IV GP LLC
Pegasus Investors IV L.P.
PEGASUS PARTNERS IV LP
Director
10% Owner
2015-12-24 12:03:030
14,498,038
14,498,038Form 4
Maxik Fred
Chief Technology Officer
2016-05-31 16:55:5613,964,257
0
13,964,257Form 4
NESBIT WAYNE K
Chief Operations Officer
2014-10-15 11:57:5712,300,000
0
12,300,000Form 4
ARDSLEY ADVISORY PARTNERS
10% Owner
2007-05-02 19:59:350
11,791,665
11,791,665Form 4
COGUT CRAIG M
PEGASUS CAPITAL LLC
Pegasus Investors IV GP LLC
Pegasus Investors V (GP) L.L.C.
Pegasus Capital Partners IV L.P.
Pegasus Capital Partners V L.P.
Director
10% Owner
2014-02-21 19:44:000
10,000,000
10,000,000Form 4
LACERTE PHILIP R
Director
10% Owner
2007-02-26 18:36:506,055,599
0
6,055,599Form 4
LUSK RONALD E
Director
2008-01-25 14:19:260
5,311,793
5,311,793Form 5
Collingwood John
Director
2008-01-03 15:17:445,237,022
0
5,237,022Form 4
Lanier Edward L
Dir. Lighting Science,Inc.
2004-11-29 16:19:455,229,596
0
5,229,596Form 4
Cage Jeremy S.M.
Chief Executive Officer
2013-01-03 20:23:235,000,000
0
5,000,000Form 4
KONINKLIJKE PHILIPS ELECTRONICS NV
10% Owner
2011-05-25 10:33:124,865,811
0
4,865,811Form 13G
Salty Samer
Director
2015-07-28 15:18:014,000,000
0
4,000,000Form 4
Cleantech Europe II (A) LP
Cleantech Europe II (B) LP
Cleantech II General Partner L.P.
Cleantech GP II Ltd
Zouk Capital LLP
Zouk Ventures Ltd
Zouk Holdings Ltd
Director
10% Owner
2015-07-28 15:17:524,000,000
0
4,000,000Form 4
Waldrop Stan T
President
2005-08-08 12:05:190
3,170,834
3,170,834Form 4/A
Denis Murphy M
EVP & Chief Financial Officer
2017-05-01 16:19:593,000,000
0
3,000,000Form 4
KNIGHT BRADLEY T
Chief Operating Officer
2012-07-09 18:45:552,938,199
0
2,938,199Form 4
Scott Keith
Chief Commercial Officer
2012-07-09 18:59:562,938,199
0
2,938,199Form 4
Warshauer Robert Herman
President
2006-09-12 16:26:372,070,000
0
2,070,000Form 4
Haworth James F.
Chief Executive Officer
2011-05-09 12:53:442,000,000
0
2,000,000Form 4
FULLER KATHRYN D
Former Corporate Secretary
2005-07-18 11:21:171,925,469
0
1,925,469Form 4
Haram Khaled
President and COO
2010-02-19 17:30:401,500,000
0
1,500,000Form 5
Marton Steven
Chief Executive Officer
2012-07-09 19:09:271,500,000
0
1,500,000Form 4
Henderson David
Chief Development Officer
2011-05-24 12:15:04775,125
0
775,125Form 3/A
WOODSON ROBERT L III
Director
2007-07-05 17:23:15766,166
0
766,166Form 4
GORTON MARK D
EVP & Chief Financial Officer
2016-04-05 20:45:07750,000
0
750,000Form 4
Meagher Patrick Louis
See Remarks
2013-08-09 18:34:50718,756
0
718,756Form 4
SHIELDS THOMAS C
Chief Financial Officer
2013-08-09 18:30:19718,756
0
718,756Form 4
Wagner Leon
Director
2015-06-19 17:51:11701,061
0
701,061Form 4/A
Stanley John T
Chief Operating Officer
2010-06-07 18:58:53700,000
0
700,000Form 3
Rosenbaum Jonathan
Director
2015-11-23 16:51:32686,874
0
686,874Form 4
COGUT CRAIG M
Pegasus Capital Advisors IV L.P.
Pegasus Capital Advisors IV GP LLC
PEGASUS PARTNERS IV LP
Director
10% Owner
2016-05-27 16:41:480
560,219
560,219Form 4
Russ Edward
Chief Business Development Off
2011-04-11 17:57:10500,000
0
500,000Form 3
Kaiser Gregory T.
Chief Financial Officer
2010-09-02 15:01:01500,000
0
500,000Form 4
Blackmon Kate
Vice President of Sales
2005-05-11 12:52:34471,584
0
471,584Form 4
Beck Andrew
Chief Communications Officer
2012-01-10 16:51:32400,000
0
400,000Form 3
YETTER FRANK L
Director
2004-11-29 16:49:06389,636
0
389,636Form 4
BACHMAN ROBERT E
Director
2013-02-13 19:14:1967,673
288,686
356,359Form 4
Barley Jason Patrick
VP of Finance
2005-01-11 14:33:590
345,000
345,000Form 3
HARTMAN KENNETH SHANE
Chief Information Officer
2007-08-16 10:09:07330,000
0
330,000Form 4
den Daas Kaj
Director
2013-08-16 15:15:18289,567
0
289,567Form 4
Kempner Michael W
Director
2013-02-13 19:09:42283,733
0
283,733Form 4
BELL DAVID ARTHUR
Director
2013-02-13 19:06:16278,488
0
278,488Form 4
Bernstein Seth
Director
2015-03-26 21:22:39268,493
0
268,493Form 4
Wallbrink Kathryn Reynolds
Sr. VP Strategy and Finance
2009-08-27 18:42:29265,000
0
265,000Form 4
SNADON DARYL N
Director
2010-06-14 19:15:03253,298
0
253,298Form 4
Gibler Zachary
Chief Executive Officer
2010-05-28 14:50:15250,000
0
250,000Form 4
KELSON RICHARD B
Director
2010-06-14 19:14:39224,011
0
224,011Form 4
REISS BONNIE
Director
2010-06-15 18:26:56224,011
0
224,011Form 4
MCGILL DENNIS
Director
2016-05-31 16:18:32200,000
0
200,000Form 4
CLIMAN SANFORD R
Director
2016-05-31 16:17:59200,000
0
200,000Form 4
Jones James L
Director
2016-05-31 16:32:10200,000
0
200,000Form 4
Rao Govi
Director, Chairman and CEO
2009-01-30 10:33:40188,224
0
188,224Form 4
Darnell Charles
Director
2013-02-13 19:17:01187,501
0
187,501Form 4
Philips Warner Alexander
Director
2015-02-25 18:21:49175,890
0
175,890Form 4
MCMONIGLE ROBERT M
Director
2006-01-03 18:21:34174,952
0
174,952Form 4
Hamilton Stephen Alexander
Chief Financial Officer
2009-08-27 17:54:31173,000
0
173,000Form 4
HANDY F PHILIP
Director
2013-08-16 15:50:21140,603
0
140,603Form 4
Moseley T Michael
Director
2013-02-13 19:12:04140,199
0
140,199Form 4
COGUT CRAIG M
PEGASUS CAPITAL LLC
Pegasus Investors V (GP) L.L.C.
Pegasus Investors V L.P.
Pegasus Partners V L.P.
LSGC Holdings III LLC
PCA LSG Holdings LLC
Director
10% Owner
2015-02-03 16:25:370
131,521
131,521Form 4
Davis Richard Hannah Jr.
Director
2013-12-11 21:34:25123,636
0
123,636Form 3
COGUT CRAIG M
PEGASUS CAPITAL LLC
Pegasus Investors V (GP) L.L.C.
Pegasus Investors V L.P.
Pegasus Partners V L.P.
LSGC Holdings III LLC
Director
10% Owner
2017-05-08 16:12:270
111,536
111,536Form 4
Cohen Jonathan Todd
VP & CHIEF ACCOUNTING OFFICER
2010-04-05 17:22:50100,000
0
100,000Form 4
Lavey Michael Norman
CFO
2005-09-20 16:54:08100,000
0
100,000Form 4
GUTIERREZ CARLOS M
Director
2010-05-03 19:03:4589,200
0
89,200Form 4
Montana Joseph C
Director
2010-05-05 19:15:3489,200
0
89,200Form 4
COGUT CRAIG M
PEGASUS CAPITAL LLC
PCA LSG Holdings LLC
Pegasus Capital Advisors L.P.
Pegasus Capital Advisors GP L.L.C.
Director
10% Owner
2012-05-29 18:43:030
55,024
55,024Form 4
COGUT CRAIG M
PEGASUS CAPITAL LLC
PCA LSG Holdings LLC
PEGASUS PARTNERS IV LP
Pegasus Investors IV L.P.
Pegasus Investors IV GP LLC
LSGC Holdings II LLC
Director
10% Owner
2014-01-07 20:22:220
48,314
48,314Form 4
POSS J MICHAEL
Corporate Secretary
2007-02-09 16:05:2240,000
0
40,000Form 4
HARKLEROAD DONALD R
Director
2017-07-05 16:02:220
36,997
36,997Form 4
Furry Kevin
Chief Technology Officer
2008-08-06 17:24:2012,500
0
12,500Form 4/A
HONEYCUTT KENNETH W
Pres. & COO
2008-08-06 17:13:2212,500
0
12,500Form 4/A
Lee Khim
President
2017-10-24 13:20:370
0
0Form 3
Scarpelli Peter
Director
2017-02-28 16:33:530
0
0Form 3
Riverwood Capital Partners L.P.
Riverwood Capital L.P.
Riverwood Capital GP Ltd.
10% Owner
2017-02-09 18:52:320
0
0Form 13D
Morris Abraham
Director
2017-10-24 13:20:260
0
0Form 3
Cooper Andrew S.
Director
2012-06-19 15:37:090
0
0Form 3
Haney Joel
Director
2016-05-27 16:36:480
0
0Form 3
SENIFF DEAN CLARKE
Chief Financial Officer
2007-10-15 13:40:500
0
0Form 3
Bopp Roland J.
Chief Operating Officer
2009-03-25 18:37:570
0
0Form 3
Weinberg Richard
Director
2009-11-20 07:24:080
0
0Form 4
Sethre Jennifer A.
PRESIDENT
2014-02-14 15:46:220
0
0Form 3
Colistra Vincent J.
CHIEF EXECUTIVE OFFICER
2013-12-11 11:40:380
0
0Form 3
BRATHWAITE NICHOLAS
Director
2013-08-15 21:30:300
0
0Form 4
Wacaster Steven W.
Director
2012-06-19 15:33:480
0
0Form 3