Insider Holders & Insider Ownership - NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (NRO)

List of insiders holdings for NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
2017-05-10 15:44:322,326,369
0
2,326,369Form 13D
NEUBERGER BERMAN LLC
IA
10% Owner
2003-10-28 12:13:006981
0
6981Form 3
SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK
Sun Life Assurance Co of Canada (U.S.)
10% Owner
2013-12-04 13:49:54800
800
1600Form 4
MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 10:28:131217
0
1217Form 13G
RIVKIN JACK L
Director
2013-06-05 21:41:470
0
0Form 4
AMATO JOSEPH V
Dir of Issuer's Inv Adviser
2007-08-06 21:47:590
0
0Form 3
GOSS MARTHA CLARK
Director
2008-03-21 20:34:530
0
0Form 4
Conti Robert John
Executive Vice President
2008-09-05 20:59:300
0
0Form 3
Corman Robert Bruce
Managing Dir.-Issuer's Sub-Adv
2008-09-08 21:12:520
0
0Form 3
GERSON MAXINE L.
Executive Vice President
2008-12-29 08:05:190
0
0Form 3
BRANDON CLAUDIA A.
Executive Vice President
2008-12-29 09:37:470
0
0Form 3
Deans Alison Ann
MD/CIO-Issuer's Investment Mgr
2009-03-02 21:19:000
0
0Form 3
Jones Brian C.
Portfolio Manager
2009-06-12 21:47:390
0
0Form 3
Neuberger Berman Group LLC
Affil. of Inv. Adv.
2010-09-13 21:46:190
0
0Form 3
BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2011-04-12 17:16:200
0
0Form 13D
BANK OF AMERICA CORP
BANK OF AMERICA NA
Blue Ridge Investments L.L.C.
10% Owner
2011-04-12 17:16:200
0
0Form 13D
Braverman William
Executive Officer of Affiliate
2012-08-31 16:19:480
0
0Form 3
MORRISS GEORGE W
Director
2007-03-06 19:46:060
0
0Form 3
TRAPP PETER P
Director
2015-07-17 20:35:580
0
0Form 4
Cosgrove Michael J.
Director
2015-09-18 21:41:000
0
0Form 3
Gary Marc
Director
2015-09-18 21:42:210
0
0Form 3
STAVRIDIS JAMES G.
Director
2015-12-24 12:34:160
0
0Form 3
McLean Deborah C.
Director
2015-12-24 12:35:170
0
0Form 3
Kerrane Brian Patrick
Chief Operating Officer
2015-12-30 11:39:210
0
0Form 3
SUN LIFE FINANCIAL INC
Sun Life Assurance Co of Canada
10% Owner
2018-02-14 17:38:590
0
0Form 13G
COLISH FAITH
Retired Director
2018-01-12 21:19:040
0
0Form 4
Smith Franklyn E.
Director
2023-07-07 21:44:450
0
0Form 3
Kaplan Ami
Director
2023-07-07 21:49:060
0
0Form 3
OBRIEN EDWARD I
Director
2003-10-28 12:13:040
0
0Form 3
CANNON JOHN
Director
2003-10-28 12:12:140
0
0Form 3
EHLERS WALTER G
Director
2003-10-28 12:12:240
0
0Form 3
HANDWERKER KEVIN
EO of IA and Affil.
2003-10-28 12:12:240
0
0Form 3
HARVEY C ANNE
Director
2003-10-28 12:12:260
0
0Form 3
HIRSCH BARRY
Director
2003-10-28 12:12:290
0
0Form 3
KAVESH ROBERT A DR
Director
2003-10-28 12:12:320
0
0Form 3
LANE JEFFREY B
EO/Dir. of Affil.
2003-10-28 12:12:320
0
0Form 3
MATZA ROBERT
EO/Dir. of Affil.
2003-10-28 12:12:360
0
0Form 3
MILEAF HOWARD
Director
2003-10-28 12:12:450
0
0Form 3
MUINOS BARBARA
Treas/PF&AO
2003-10-28 12:12:480
0
0Form 3
NEUBERGER BERMAN INC
Affil. of Adv.
2003-10-28 12:12:530
0
0Form 3
NEUBERGER BERMAN MANAGEMENT INC
IA
2003-10-28 12:12:580
0
0Form 3
BROWN STEVEN R
Port. Mgr.
2003-10-28 12:12:070
0
0Form 3
RIVKIN JACK
President
2003-10-28 12:13:070
0
0Form 3
ROSENTHAL JOHN P
Director
2003-10-28 12:13:090
0
0Form 3
RULON WILLIAM E
Director
2003-10-28 12:13:120
0
0Form 3
RYAN CORNELIUS T
Director
2003-10-28 12:13:160
0
0Form 3
SEIP TOM D
Director
2003-10-28 12:13:190
0
0Form 3
STADLER MATHEW S
EO of IA and Affil.
2003-10-28 12:13:210
0
0Form 3
STEIGER HEIDI L
EO/Dir. of Affil.
2003-10-28 12:13:240
0
0Form 3
STRAIGHT CANDACE L
Director
2003-10-28 12:13:290
0
0Form 3
SUNDMAN PETER E
Chmn. of Bd., CEO
2003-10-28 12:13:320
0
0Form 3
MCGOVERN JOHN M
Treas/PF&AO
2005-07-06 16:33:290
0
0Form 3/A
Shigekawa Steve S
Associate Portfolio Manager
2006-01-20 16:50:560
0
0Form 3
KNETTER MICHAEL M
Director
2007-03-06 19:17:490
0
0Form 3