List of insiders holdings for TD AMERITRADE HOLDING CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| TD Discount Brokerage Holdings LLC 10% Owner | 2010-07-30 10:06:46 | 193,300,000 0 | 193,300,000 | Form 4 |
| RICKETTS MARLENE M 10% Owner | 2014-03-10 14:35:50 | 13,873,726 36,274,906 | 50,148,632 | Form 4 |
| TA ASSOCIATES INC See General Remarks | 2005-09-16 18:34:19 | 0 37,882,579 | 37,882,579 | Form 4 |
| RICKETTS J JOE Member of a 10% owner group | 2019-02-14 16:03:52 | 32,686,808 0 | 32,686,808 | Form 13G |
| TA ASSOCIATES IX LLC See General Remarks | 2005-09-16 18:29:25 | 0 24,038,274 | 24,038,274 | Form 4 |
| TA ASSOCIATES VIII LLC See General Remarks | 2005-09-16 18:29:59 | 0 8,817,316 | 8,817,316 | Form 4 |
| TA ADVENT VIII LP See General Remarks | 2005-09-16 18:29:40 | 8,817,316 0 | 8,817,316 | Form 4 |
| J. Joe Ricketts 1996 Dynasty Trust 10% Owner | 2015-06-09 17:01:07 | 8,186,689 0 | 8,186,689 | Form 4 |
| TA ASSOCIATES AP IV LP See General Remarks | 2005-09-16 18:31:20 | 0 3,274,594 | 3,274,594 | Form 4 |
| TA / ATLANTIC & PACIFIC IV LP See General Remarks | 2005-09-16 18:31:02 | 3,274,594 0 | 3,274,594 | Form 4 |
| RICKETTS THOMAS S Director | 2009-01-12 19:57:32 | 500,458 1,351,424 | 1,851,882 | Form 4 |
| Marlene M. Ricketts 1994 Dynasty Trust 10% Owner | 2015-11-10 10:26:33 | 1,186,113 0 | 1,186,113 | Form 4 |
| ADVENT ATLANTIC & PACIFIC III LP See General Remarks | 2005-09-16 18:30:49 | 901,600 0 | 901,600 | Form 4 |
| TA ASSOCIATES AAP III PARTNERS See General Remarks | 2005-09-16 18:30:25 | 0 901,600 | 901,600 | Form 4 |
| Tomczyk Fredric J CEO | 2016-09-07 16:26:52 | 759,997 0 | 759,997 | Form 4/A |
| RICKETTS J PETER Director | 2014-12-22 16:12:11 | 518,964 154,893 | 673,857 | Form 4 |
| TA INVESTORS LLC See General Remarks | 2005-09-16 18:31:50 | 667,753 0 | 667,753 | Form 4 |
| LANDRY C KEVIN Director | 2003-11-17 17:47:18 | 26,000 510,354 | 536,354 | Form 4 |
| FEIGELES MICHAEL Exec. V.P., Special Projects | 2004-06-01 20:34:31 | 501,000 0 | 501,000 | Form 4 |
| Hockey Tim CEO and President | 2019-11-21 16:22:31 | 500,514 0 | 500,514 | Form 4 |
| Bradley Thomas Jr EVP, Retail Distribution | 2017-08-17 16:34:56 | 332,441 0 | 332,441 | Form 4 |
| Bunch John Exec. VP, retail distribution | 2011-11-17 18:25:54 | 292,860 0 | 292,860 | Form 4 |
| Kelley David Chief Operating Officer | 2011-01-18 19:21:44 | 260,060 0 | 260,060 | Form 4 |
| ADAMS MARVIN W Exec. VP & COO | 2016-05-19 16:31:34 | 249,058 0 | 249,058 | Form 4 |
| Gerber William EVP and CFO | 2015-08-20 16:14:32 | 198,886 24,348 | 223,234 | Form 4 |
| TA EXECUTIVES FUND LLC See General Remarks | 2005-09-16 18:31:35 | 183,042 0 | 183,042 | Form 4 |
| Sidebottom Peter J. Exec. VP, product & marketing | 2011-11-17 18:20:14 | 146,318 0 | 146,318 | Form 4 |
| MACDONALD JOHN R Chief Operating Officer | 2007-01-09 16:31:12 | 133,585 0 | 133,585 | Form 4/A |
| COHEN MARSHALL A Director | 2015-08-20 16:14:01 | 106,639 0 | 106,639 | Form 4 |
| KOPLOW ELLEN L S EVP, General Counsel and Sec. | 2019-12-18 16:10:44 | 104,862 0 | 104,862 | Form 4 |
| Szczech Lawrence EVP, Chief Client Officer | 2005-03-25 14:40:44 | 85,000 1402.62 | 86,403 | Form 3 |
| COOK DAN W III Director | 2015-11-27 14:03:03 | 78,995 0 | 78,995 | Form 4 |
| TA IX LP See General Remarks | 2006-02-13 18:12:47 | 52,955 0 | 52,955 | Form 13G |
| HUTCHINS GLENN H SILVER LAKE PARTNERS LP SILVER LAKE INVESTORS LP SILVER LAKE TECHNOLOGY INVESTORS LLC Director | 2006-02-14 06:28:00 | 41,461 0 | 41,461 | Form 13G |
| FLEISHER MICHAEL D Director | 2006-10-04 16:31:49 | 39,885 0 | 39,885 | Form 4 |
| Chochon Michael D Treasurer | 2009-11-02 16:31:46 | 23,243 8883 | 32,126 | Form 4 |
| Bartlett Jerry Chief Information Officer | 2006-12-14 16:30:26 | 18,717 13,325 | 32,042 | Form 4 |
| SLEZAK ROBERT T Director | 2007-01-25 16:32:19 | 5738 25,200 | 30,938 | Form 4 |
| Armstrong T Christian President, Client Group | 2007-10-26 16:32:28 | 30,589 0 | 30,589 | Form 4 |
| Engel Bryce Chief Brokerage Officer | 2008-08-29 16:03:19 | 8270 21,578 | 29,848 | Form 4 |
| PAGLIUCA STEPHEN G Director | 2005-01-05 20:52:11 | 20,731 0 | 20,731 | Form 4 |
| NELSON ANNE L Sen. VP and Chief Mkting Ofcr. | 2003-09-05 13:14:57 | 9098 9857.77 | 18,956 | Form 4 |
| Garrity Laurine M Chief Marketing Officer | 2008-10-30 16:12:18 | 18,649 0 | 18,649 | Form 4 |
| HUTCHINS GLENN H Director | 2006-05-24 16:40:23 | 17,599 0 | 17,599 | Form 4 |
| MULLIN THOMAS J Director | 2008-07-09 16:34:42 | 15,405 0 | 15,405 | Form 4 |
| HIRJI ASIFF S President, Client Group | 2007-01-09 16:30:48 | 7317 0 | 7317 | Form 4/A |
| Clark William Edmund Director | 2006-06-01 12:57:02 | 6000 0 | 6000 | Form 4 |
| Peacock Kerry Director | 2013-01-28 16:30:28 | 3500 0 | 3500 | Form 4 |
| Hatanaka William H Director | 2009-03-11 16:46:12 | 3000 0 | 3000 | Form 4 |
| Bingle Michael J Director | 2005-12-22 14:21:46 | 902 0 | 902 | Form 4 |
| MOGLIA JOSEPH H Director | 2020-10-07 18:00:32 | 0 0 | 0 | Form 4 |
| MITCHELL MARK L Director | 2020-10-07 18:00:15 | 0 0 | 0 | Form 4 |
| Maidment Karen E. Director | 2020-10-07 17:59:56 | 0 0 | 0 | Form 4 |
| Nally Thomas A. EVP, Institutional Services | 2020-10-07 18:00:51 | 0 0 | 0 | Form 4 |
| Peterson Jon C. Interim CFO | 2020-10-07 18:01:09 | 0 0 | 0 | Form 4 |
| MILLER IRENE R Director | 2020-10-07 17:59:40 | 0 0 | 0 | Form 4 |
| TD Luxembourg International Holdings S.a r.l. TORONTO DOMINION BANK TD GROUP US HOLDINGS LLC 10% Owner | 2020-10-07 17:15:52 | 0 0 | 0 | Form 13D |
| PREZZANO WILBUR J Director | 2020-10-07 18:01:25 | 0 0 | 0 | Form 4 |
| Quirk Steven M. EVP, Trader Group | 2020-10-07 18:01:40 | 0 0 | 0 | Form 4 |
| Ricketts Todd M Director | 2020-10-07 18:01:58 | 0 0 | 0 | Form 4 |
| TESSLER ALLAN R Director | 2020-10-07 18:02:15 | 0 0 | 0 | Form 4 |
| HAILEY V ANN Director | 2020-10-07 18:02:33 | 0 0 | 0 | Form 4 |
| DESILVA PETER J EVP, Retail Distribution | 2020-10-07 17:59:24 | 0 0 | 0 | Form 4 |
| Levitt Brian M Director | 2020-10-07 17:59:04 | 0 0 | 0 | Form 4 |
| BOYLE STEPHEN J Interim President and CEO | 2020-10-07 17:58:48 | 0 0 | 0 | Form 4 |
| BETTINO LORENZO A Director | 2020-10-07 17:58:31 | 0 0 | 0 | Form 4 |
| Feldman Kenneth Ira Pres., Private Client Division | 2004-08-20 18:56:02 | 0 0 | 0 | Form 4 |
| BCIP ASSOCIATES II Member of 13(d) Group over 10% | 2004-10-29 15:35:58 | 0 0 | 0 | Form 4 |
| BCIP ASSOCIATES II B Member of 13(d) group over 10% | 2004-10-29 15:36:17 | 0 0 | 0 | Form 4 |
| BCIP TRUST ASSOCIATES II B Member of 13(d) group over 10% | 2004-10-29 15:36:42 | 0 0 | 0 | Form 4 |
| Masrani Bharat Director | 2013-12-30 16:15:29 | 0 0 | 0 | Form 3 |
| BCI DATEK INVESTORS LLC Member of 13(d) group over 10% | 2004-10-29 15:37:16 | 0 0 | 0 | Form 4 |
| RICKETTS GRANDCHILDREN TRUST 10% Owner | 2009-02-24 20:10:05 | 0 0 | 0 | Form 4 |
| BAIN CAPITAL FUND VII LLC Member of 13(d) group over 10% | 2005-02-14 13:42:28 | 0 0 | 0 | Form 13G |
| Marinangeli Daniel A Director | 2006-01-26 12:21:41 | 0 0 | 0 | Form 3 |
| BAIN CAPITAL INVESTORS LLC BAIN CAPITAL VII COINVESTMENT FUND LP BAIN CAPITAL FUND VII LP BAIN CAPITAL PARTNERS VII LP Member of 13(d) group over 10% | 2004-10-29 15:30:16 | 0 0 | 0 | Form 4 |
| BAIN CAPITAL VII COINVESTMENT FUND LLC Member of 13(d) group over 10% | 2004-10-29 15:34:40 | 0 0 | 0 | Form 4 |
| BCIP TRUST ASSOCIATES II Member of 13(d) group over 10% | 2004-10-29 15:35:20 | 0 0 | 0 | Form 4 |