List of insiders holdings for TD AMERITRADE HOLDING CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
TD Discount Brokerage Holdings LLC
10% Owner
2010-07-30 10:06:46193,300,000
0
193,300,000Form 4
RICKETTS MARLENE M
10% Owner
2014-03-10 14:35:5013,873,726
36,274,906
50,148,632Form 4
TA ASSOCIATES INC
See General Remarks
2005-09-16 18:34:190
37,882,579
37,882,579Form 4
RICKETTS J JOE
Member of a 10% owner group
2019-02-14 16:03:5232,686,808
0
32,686,808Form 13G
TA ASSOCIATES IX LLC
See General Remarks
2005-09-16 18:29:250
24,038,274
24,038,274Form 4
TA ASSOCIATES VIII LLC
See General Remarks
2005-09-16 18:29:590
8,817,316
8,817,316Form 4
TA ADVENT VIII LP
See General Remarks
2005-09-16 18:29:408,817,316
0
8,817,316Form 4
J. Joe Ricketts 1996 Dynasty Trust
10% Owner
2015-06-09 17:01:078,186,689
0
8,186,689Form 4
TA ASSOCIATES AP IV LP
See General Remarks
2005-09-16 18:31:200
3,274,594
3,274,594Form 4
TA / ATLANTIC & PACIFIC IV LP
See General Remarks
2005-09-16 18:31:023,274,594
0
3,274,594Form 4
RICKETTS THOMAS S
Director
2009-01-12 19:57:32500,458
1,351,424
1,851,882Form 4
Marlene M. Ricketts 1994 Dynasty Trust
10% Owner
2015-11-10 10:26:331,186,113
0
1,186,113Form 4
ADVENT ATLANTIC & PACIFIC III LP
See General Remarks
2005-09-16 18:30:49901,600
0
901,600Form 4
TA ASSOCIATES AAP III PARTNERS
See General Remarks
2005-09-16 18:30:250
901,600
901,600Form 4
Tomczyk Fredric J
CEO
2016-09-07 16:26:52759,997
0
759,997Form 4/A
RICKETTS J PETER
Director
2014-12-22 16:12:11518,964
154,893
673,857Form 4
TA INVESTORS LLC
See General Remarks
2005-09-16 18:31:50667,753
0
667,753Form 4
LANDRY C KEVIN
Director
2003-11-17 17:47:1826,000
510,354
536,354Form 4
FEIGELES MICHAEL
Exec. V.P. Special Projects
2004-06-01 20:34:31501,000
0
501,000Form 4
Hockey Tim
CEO and President
2019-11-21 16:22:31500,514
0
500,514Form 4
Bradley Thomas Jr
EVP Retail Distribution
2017-08-17 16:34:56332,441
0
332,441Form 4
Bunch John
Exec. VP retail distribution
2011-11-17 18:25:54292,860
0
292,860Form 4
Kelley David
Chief Operating Officer
2011-01-18 19:21:44260,060
0
260,060Form 4
ADAMS MARVIN W
Exec. VP & COO
2016-05-19 16:31:34249,058
0
249,058Form 4
Gerber William
EVP and CFO
2015-08-20 16:14:32198,886
24,348
223,234Form 4
TA EXECUTIVES FUND LLC
See General Remarks
2005-09-16 18:31:35183,042
0
183,042Form 4
Sidebottom Peter J.
Exec. VP product & marketing
2011-11-17 18:20:14146,318
0
146,318Form 4
MACDONALD JOHN R
Chief Operating Officer
2007-01-09 16:31:12133,585
0
133,585Form 4/A
COHEN MARSHALL A
Director
2015-08-20 16:14:01106,639
0
106,639Form 4
KOPLOW ELLEN L S
EVP General Counsel and Sec.
2019-12-18 16:10:44104,862
0
104,862Form 4
Szczech Lawrence
EVP Chief Client Officer
2005-03-25 14:40:4485,000
1402.62
86,403Form 3
COOK DAN W III
Director
2015-11-27 14:03:0378,995
0
78,995Form 4
TA IX LP
See General Remarks
2006-02-13 18:12:4752,955
0
52,955Form 13G
HUTCHINS GLENN H
SILVER LAKE PARTNERS LP
SILVER LAKE INVESTORS LP
SILVER LAKE TECHNOLOGY INVESTORS LLC
Director
2006-02-14 06:28:0041,461
0
41,461Form 13G
FLEISHER MICHAEL D
Director
2006-10-04 16:31:4939,885
0
39,885Form 4
Chochon Michael D
Treasurer
2009-11-02 16:31:4623,243
8883
32,126Form 4
Bartlett Jerry
Chief Information Officer
2006-12-14 16:30:2618,717
13,325
32,042Form 4
SLEZAK ROBERT T
Director
2007-01-25 16:32:195738
25,200
30,938Form 4
Armstrong T Christian
President Client Group
2007-10-26 16:32:2830,589
0
30,589Form 4
Engel Bryce
Chief Brokerage Officer
2008-08-29 16:03:198270
21,578
29,848Form 4
PAGLIUCA STEPHEN G
Director
2005-01-05 20:52:1120,731
0
20,731Form 4
NELSON ANNE L
Sen. VP and Chief Mkting Ofcr.
2003-09-05 13:14:579098
9857.77
18,956Form 4
Garrity Laurine M
Chief Marketing Officer
2008-10-30 16:12:1818,649
0
18,649Form 4
HUTCHINS GLENN H
Director
2006-05-24 16:40:2317,599
0
17,599Form 4
MULLIN THOMAS J
Director
2008-07-09 16:34:4215,405
0
15,405Form 4
HIRJI ASIFF S
President Client Group
2007-01-09 16:30:487317
0
7317Form 4/A
Clark William Edmund
Director
2006-06-01 12:57:026000
0
6000Form 4
Peacock Kerry
Director
2013-01-28 16:30:283500
0
3500Form 4
Hatanaka William H
Director
2009-03-11 16:46:123000
0
3000Form 4
Bingle Michael J
Director
2005-12-22 14:21:46902
0
902Form 4
MOGLIA JOSEPH H
Director
2020-10-07 18:00:320
0
0Form 4
MITCHELL MARK L
Director
2020-10-07 18:00:150
0
0Form 4
Maidment Karen E.
Director
2020-10-07 17:59:560
0
0Form 4
Nally Thomas A.
EVP Institutional Services
2020-10-07 18:00:510
0
0Form 4
Peterson Jon C.
Interim CFO
2020-10-07 18:01:090
0
0Form 4
MILLER IRENE R
Director
2020-10-07 17:59:400
0
0Form 4
TD Luxembourg International Holdings S.a r.l.
TORONTO DOMINION BANK
TD GROUP US HOLDINGS LLC
10% Owner
2020-10-07 17:15:520
0
0Form 13D
PREZZANO WILBUR J
Director
2020-10-07 18:01:250
0
0Form 4
Quirk Steven M.
EVP Trader Group
2020-10-07 18:01:400
0
0Form 4
Ricketts Todd M
Director
2020-10-07 18:01:580
0
0Form 4
TESSLER ALLAN R
Director
2020-10-07 18:02:150
0
0Form 4
HAILEY V ANN
Director
2020-10-07 18:02:330
0
0Form 4
DESILVA PETER J
EVP Retail Distribution
2020-10-07 17:59:240
0
0Form 4
Levitt Brian M
Director
2020-10-07 17:59:040
0
0Form 4
BOYLE STEPHEN J
Interim President and CEO
2020-10-07 17:58:480
0
0Form 4
BETTINO LORENZO A
Director
2020-10-07 17:58:310
0
0Form 4
Feldman Kenneth Ira
Pres. Private Client Division
2004-08-20 18:56:020
0
0Form 4
BCIP ASSOCIATES II
Member of 13(d) Group over 10%
2004-10-29 15:35:580
0
0Form 4
BCIP ASSOCIATES II B
Member of 13(d) group over 10%
2004-10-29 15:36:170
0
0Form 4
BCIP TRUST ASSOCIATES II B
Member of 13(d) group over 10%
2004-10-29 15:36:420
0
0Form 4
Masrani Bharat
Director
2013-12-30 16:15:290
0
0Form 3
BCI DATEK INVESTORS LLC
Member of 13(d) group over 10%
2004-10-29 15:37:160
0
0Form 4
RICKETTS GRANDCHILDREN TRUST
10% Owner
2009-02-24 20:10:050
0
0Form 4
BAIN CAPITAL FUND VII LLC
Member of 13(d) group over 10%
2005-02-14 13:42:280
0
0Form 13G
Marinangeli Daniel A
Director
2006-01-26 12:21:410
0
0Form 3
BAIN CAPITAL INVESTORS LLC
BAIN CAPITAL VII COINVESTMENT FUND LP
BAIN CAPITAL FUND VII LP
BAIN CAPITAL PARTNERS VII LP
Member of 13(d) group over 10%
2004-10-29 15:30:160
0
0Form 4
BAIN CAPITAL VII COINVESTMENT FUND LLC
Member of 13(d) group over 10%
2004-10-29 15:34:400
0
0Form 4
BCIP TRUST ASSOCIATES II
Member of 13(d) group over 10%
2004-10-29 15:35:200
0
0Form 4