Sec Form 4 Filing - Bertrand Greg D @ SYSCO CORP - 2020-01-10

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bertrand Greg D
2. Issuer Name and Ticker or Trading Symbol
SYSCO CORP [ SYY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP
(Last) (First) (Middle)
1390 ENCLAVE PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
01/10/2020
(Street)
HOUSTON, TX77077
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/10/2020 M( 1 ) 2,292 A $ 38.89 33,027.97 ( 2 ) D
Common Stock 01/10/2020 S( 1 ) 2,292 D $ 85.03 ( 3 ) 30,735.97 ( 2 ) D
Common Stock 1,508 ( 2 ) I Shares held by adult son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 38.89 01/10/2020 M( 1 ) 2,292 ( 4 ) 11/18/2024 Common Stock 2,292 $ 0 ( 5 ) 36,403 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bertrand Greg D
1390 ENCLAVE PARKWAY
HOUSTON, TX77077
EVP
Signatures
/s/ Gerald W. Clanton, Attorney-in-fact 01/14/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The exercises and sales were effected pursuant to Rule 10b5-1 trading plan.
( 2 )The Form 4 filed by the reporting person on each of December 23, 2019, January 7, 2020 and January 10, 2020, inadvertently (i) overstated by 8 shares the number of shares of common stock directly beneficially owned by the reporting person and (ii) understated by 8 shares the number of shares of common stock indirectly beneficially held by the reporting person. The number of shares directly and indirectly beneficially owned by the reporting person has been corrected to properly reflect that 2,258 shares were gifted by the reporting person on December 17, 2019, 1,508 shares of which were gifted to the reporting person's son. Each of these prior Forms should be deemed corrected hereby.
( 3 )The price reported is a weighted average sale price per share of the 2,292 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.07. The Reporting Person undertakes to provide Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
( 4 )Options are fully exercisable.
( 5 )Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2013 Long Term Inventive Plan, as amended.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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