Sec Form 4 Filing - APPELROUTH STEWART @ AIM ImmunoTech Inc. - 2023-03-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
APPELROUTH STEWART
2. Issuer Name and Ticker or Trading Symbol
AIM ImmunoTech Inc. [ AIM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
2117 SW HIGHWAY 484
3. Date of Earliest Transaction (MM/DD/YY)
03/08/2023
(Street)
OCALA,, FL34473
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/10/2023 J( 5 ) 68,208 D $ 1.23 ( 6 ) 148,855 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options ( 1 ) $ 29.48 ( 2 ) 03/08/2023( 3 ) J( 4 ) 143 03/08/2023 04/30/2027 CommonStock 143 $ 0 143 D
Options ( 1 ) $ 28.16 ( 2 ) 03/08/2023( 3 ) J( 4 ) 150 03/08/2023 05/15/2027 CommonStock 150 $ 0 150 D
Options ( 1 ) $ 25.96 ( 2 ) 03/08/2023( 3 ) J( 4 ) 163 03/08/2023 05/31/2027 CommonStock 163 $ 0 163 D
Options ( 1 ) $ 21.56 ( 2 ) 03/08/2023( 3 ) J( 4 ) 196 03/08/2023 06/15/2027 CommonStock 196 $ 0 196 D
Options ( 1 ) $ 21.56 ( 2 ) 03/08/2023( 3 ) J( 4 ) 196 03/08/2023 06/30/2027 CommonStock 196 $ 0 196 D
Options ( 1 ) $ 21.12 ( 2 ) 03/08/2023( 3 ) J( 4 ) 250 03/08/2023 07/15/2027 CommonStock 250 $ 0 250 D
Options ( 1 ) $ 18.48 ( 2 ) 03/08/2023( 3 ) J( 4 ) 287 03/08/2023 07/31/2027 CommonStock 287 $ 0 287 D
Options ( 1 ) $ 18.04 ( 2 ) 03/08/2023( 3 ) J( 4 ) 295 03/08/2023 08/15/2027 CommonStock 295 $ 0 295 D
Options ( 1 ) $ 15.84 ( 2 ) 03/08/2023( 3 ) J( 4 ) 338 03/08/2023 08/31/2027 CommonStock 338 $ 0 338 D
Options ( 1 ) $ 16.28 ( 2 ) 03/08/2023( 3 ) J( 4 ) 2,568 03/08/2023 02/13/2028 CommonStock 2,568 $ 0 2,568 D
Options ( 1 ) $ 16.72 ( 2 ) 03/08/2023( 3 ) J( 4 ) 1,136 03/08/2023 04/12/2028 CommonStock 1,136 $ 0 1,136 D
Options ( 1 ) $ 13.2 ( 2 ) 03/08/2023( 3 ) J( 4 ) 1,136 03/08/2023 05/16/2028 CommonStock 1,136 $ 0 1,136 D
Options ( 1 ) $ 13.2 ( 2 ) 03/08/2023( 3 ) J( 4 ) 1,728 03/08/2023 05/16/2028 CommonStock 1,728 $ 0 1,728 D
Options ( 1 ) $ 13.64 ( 2 ) 03/08/2023( 3 ) J( 4 ) 1,115 03/08/2023 07/18/2028 CommonStock 1,115 $ 0 1,115 D
Options ( 1 ) $ 9.68 ( 2 ) 03/08/2023( 3 ) J( 4 ) 1,963 03/08/2023 10/17/2028 CommonStock 1,963 $ 0 1,963 D
Options ( 1 ) $ 9.68 ( 2 ) 03/08/2023( 3 ) J( 4 ) 11 03/08/2023 11/14/2028 CommonStock 11 $ 0 11 D
Options ( 1 ) $ 9.68 ( 2 ) 03/08/2023( 3 ) J( 4 ) 2,356 03/08/2023 01/28/2029 CommonStock 2,356 $ 0 2,356 D
Options ( 1 ) $ 9.68 ( 2 ) 03/08/2023( 3 ) J( 4 ) 568 03/08/2023 01/28/2029 CommonStock 568 $ 0 568 D
Options ( 1 ) $ 2.77 03/08/2023( 3 ) J( 4 ) 25,000 03/08/2023 08/12/2030 CommonStock 25,000 $ 0 25,000 D
Options ( 1 ) $ 1.71 03/08/2023( 3 ) J( 4 ) 25,000 03/08/2023 11/11/2031 CommonStock 25,000 $ 0 25,000 D
Options ( 1 ) $ 0.7 03/08/2023( 3 ) J( 4 ) 25,000 03/08/2023 03/03/2032 CommonStock 25,000 $ 0 25,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
APPELROUTH STEWART
2117 SW HIGHWAY 484
OCALA,, FL34473
X
Signatures
/s/ Stewart L. Appelrouth 03/10/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Replacement for previously issued options.
( 2 )Conversion price reflects reverse split that occurred after original issuance but prior to the date hereof.
( 3 )Date of re-issuance.
( 4 )Reporting person transferred options to former spouse in a matrimonial matter.
( 5 )Reporting person transferred common stock to former spouse in a matrimonial matter.
( 6 )Cost basis of the weighted average share price.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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