Sec Form 4 Filing - BERGREEN ZACK B @ ASTEA INTERNATIONAL INC - 2019-12-10

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person BERGREEN ZACK B 2. Issuer Name and Ticker or Trading Symbol ASTEA INTERNATIONAL INC [ ATEA] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Executive Officer (Last) (First) (Middle) ASTEA INTERNATIONAL INC., 240 GIBRALTAR RD. 3. Date of Earliest Transaction (MM/DD/YY) 12/10/2019 (Street) HORSHAM, PA19044 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Cancellation of Options ( 1 ) 12/10/2019 J 58,750 ( 2 ) ( 3 ) ( 3 ) Non-qualified and incentive stock options. 0 $ 441,462.5 ( 4 ) 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other BERGREEN ZACK B ASTEA INTERNATIONAL INC. 240 GIBRALTAR RD. HORSHAM, PA19044 X X Chief Executive Officer Signatures /s/ Zack B. Bergreen 12/12/2019 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Represents all previously granted non-qualified options granted to a director and officer of the Company over the course of service to the Company as a on the Company's Board of Directors and as an officer of the Company. ( 2 )Cancellation of all options formally held by a director and officer of the Company pursuant to the Agreement and Plan of Merger, dated as of October 7, 2019 (the "Merger Agreement"), by and among IFS Americas, Inc., ("Parent"), IFS Amber Inc., ("Merger Sub") and Astea International Inc., (the "Company"); and the delisting and deregistration under the Exchange Act. ( 3 )Represents vested and unvested options with varying grant dates, vesting timeline, and state of vesting. ( 4 )Represents the compensation received in connection with the sale and delisting of the Company as consideration for the options previously granted to a director and officer of the Company pursuant to the respective stock option plans under which the options were granted.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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