Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: As reflected in this Form 4, Mr. Ludwig exercised 12,750 stock options. The options were scheduled to expire on December 8, 2019 and Mr. Ludwig is subject to the Company's blackout periods, which provide for limited windows of time in which he can transact in Company stock. Mr. Ludwig then sold 12,750 shares in the open market due to his desire to diversify his investment portfolio in connection with his pending retirement (reported on Form 8-K on August 2, 2019. As reflected in Column 5, Mr. Ludwig's holdings remain substantially in excess of his share ownership target under the Company's Policy Establishing Stock Ownership for Directors and Executive Officers following the reported transactions. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.