Sec Form 4 Filing - Krishnamurti Nat @ HUDSON TECHNOLOGIES INC /NY - 2016-09-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Krishnamurti Nat
2. Issuer Name and Ticker or Trading Symbol
HUDSON TECHNOLOGIES INC /NY [ HDSN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP, Chief Financial Officer
(Last) (First) (Middle)
C/O HUDSON TECHNOLOGIES, INC., PO BOX 1541, ONE BLUE HILL PLAZA
3. Date of Earliest Transaction (MM/DD/YY)
09/06/2016
(Street)
PEARL RIVER, NY10965
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/06/2016 A( 1 ) 14,000 A $ 0 ( 1 ) 14,000 D
Common Stock 09/06/2016 S( 2 ) 5,218 D $ 6.07 ( 3 ) 8,782 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Krishnamurti Nat
C/O HUDSON TECHNOLOGIES, INC.
PO BOX 1541, ONE BLUE HILL PLAZA
PEARL RIVER, NY10965
VP, Chief Financial Officer
Signatures
Nat Krishnamurti 09/07/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported transaction represents a 14,000 common share grant pursuant to the employment of the reporting person, such shares set aside and issued under the Company's 2008 Stock Incentive Plan and approved by the Company's Board of Directors
( 2 )The reported transaction reflects sales made by the reporting person for the purpose of making payment of tax liability resulting from the grant of 14,000 shares of the Company's common stock in connection with the commencement of employment of the reporting person.
( 3 )Sales reported reflect average selling price. Selling price for all shares sold during the day ranged from $6.051 per share to $6.081 per share.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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