Sec Form 4 Filing - Bergstein Joseph P Jr @ PPL Corp - 2020-02-14

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Bergstein Joseph P Jr 2. Issuer Name and Ticker or Trading Symbol PPL Corp [ PPL] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) SVP and CFO (Last) (First) (Middle) TWO NORTH NINTH STREET 3. Date of Earliest Transaction (MM/DD/YY) 02/14/2020 (Street) ALLENTOWN, PA18101 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 02/14/2020 M 2,844 A $ 35.37 11,068.848 ( 1 ) D Common Stock 02/14/2020 F( 2 ) 803 D $ 35.37 10,265.848 ( 1 ) D Common Stock 02/14/2020 M 3,689.588 A $ 35.37 13,955.436 ( 1 ) D Common Stock 02/14/2020 F( 2 ) 1,062 D $ 35.37 12,893.436 ( 1 ) D Common Stock 306.513 ( 1 ) I Held in trust pursuant to the Employee Stock Ownership Plan. Common Stock 49.187 ( 1 ) I As custodian for children under the Dividend Reinvestment Plan.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Performance Stock Unit (SIP) ( 3 ) 02/14/2020 A 1,422.421 ( 3 ) ( 3 ) Common Stock 1,422.421 $ 0 2,844 ( 4 ) D Performance Stock Unit (SIP) $ 0 02/14/2020 M 2,844 ( 1 ) ( 3 ) ( 3 ) Common Stock 2,844 ( 1 ) $ 0 0 ( 4 ) D Stock Unit (SIP) $ 0 02/14/2020 M 3,689.588 ( 1 ) ( 5 ) ( 5 ) Common Stock 3,689.588 ( 1 ) $ 0 0 ( 6 ) D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Bergstein Joseph P Jr TWO NORTH NINTH STREET ALLENTOWN, PA18101 SVP and CFO Signatures /s/Frederick C. Paine, as Attorney-In-Fact for Joseph P. Bergstein, Jr. 02/18/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Total includes the reinvestment of dividends. ( 2 )Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). ( 3 )No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020. ( 4 )As of 02/18/2020, total performance units beneficially owned is 46,531.616. This total includes the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units, plus in the case of the 01/25/2018, 01/24/2019 and 07/01/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. ( 5 )The units vested on 02/14/2020. ( 6 )As of 02/18/2020, total restricted stock units beneficially owned is 11,397.243. This total includes the 01/25/2018 grant of 1,372 restricted stock units, the 01/24/2019 grant of 1,533 restricted stock units, the 07/01/2019 grant of 2,226.243 restricted stock units, and the 01/23/2020 grant of 6,266 restricted stock units, plus in the case of the 07/01/2019 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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