Sec Form 5 Filing - TRAGER SCOTT @ REPUBLIC BANCORP INC /KY/ - 2021-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TRAGER SCOTT
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC BANCORP INC /KY/ [ RBCAA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice Chairman
(Last) (First) (Middle)
601 WEST MARKET STREET
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2021
(Street)
LOUISVILLE, KY40202
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock( 4 ) 01/31/2018 G V 1,000( 2 )( 3 ) D $ 0 70,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 04/30/2018 G V 1,000( 2 )( 3 ) D $ 0 69,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 07/31/2018 G V 1,000( 2 )( 3 ) D $ 0 68,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 10/31/2018 G V 1,000( 2 )( 3 ) D $ 0 67,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 01/31/2019 G V 1,000( 2 )( 3 ) D $ 0 66,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 04/30/2019 G V 1,000 ( 2 )( 3 ) D $ 0 65,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 07/31/2019 G V 1,000( 2 )( 3 ) D $ 0 64,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 10/31/2019 G V 1,000( 2 )( 3 ) D $ 0 63,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 02/05/2020 G V 1,000( 2 )( 3 ) D $ 0 62,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 04/30/2020 G V 1,000( 2 )( 3 ) D $ 0 61,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 07/31/2020 G V 1,000( 2 )( 3 ) D $ 0 60,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 10/30/2020 G V 1,000( 2 )( 3 ) D $ 0 59,367 I By Trager Family Irrevocable Trust( 1 )( 2 )
Class A Common Stock( 4 ) 11/30/2021 G V 1,000 D $ 0 60,420 I By Trager Family Irrevocable Trust( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TRAGER SCOTT
601 WEST MARKET STREET
LOUISVILLE, KY40202
X X Vice Chairman
Signatures
/s/ Scott Trager 02/14/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Trager Family Irrevocable Trust (the "Trust") is a family trust of which the Reporting Person is a co-trustee and a beneficiary.
( 2 )Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.
( 3 )The Reporting Person's sister has regularly withdrawn shares from her sub-trust since its creation. The Reporting Person did not take any action in and was only recently made aware of these withdrawals.
( 4 )Filing 2 of 2.

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