Sec Form 4/A Filing - TRAGER STEVE @ REPUBLIC BANCORP INC /KY/ - 2018-11-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TRAGER STEVE
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC BANCORP INC /KY/ [ RBCAA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
601 WEST MARKET STREET
3. Date of Earliest Transaction (MM/DD/YY)
11/02/2018
(Street)
LOUISVILLE, KY40202
4. If Amendment, Date Original Filed (MM/DD/YY)
11/06/2018
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/02/2018 S( 2 ) 141,044.03 ( 3 ) D 5,643,577.495 ( 2 ) ( 3 ) I By Teebank Family Limited Partnership ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 4 ) 11/02/2018 S( 2 ) 18,493.055 ( 3 ) ( 5 ) ( 6 ) Class A Common Stock 18,493.055 ( 3 ) ( 2 ) 739,960.293 ( 2 ) ( 3 ) I By Teebank Family Limited Partnership ( 1 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TRAGER STEVE
601 WEST MARKET STREET
LOUISVILLE, KY40202
X X Chairman and CEO
Signatures
/s/ Steven E. Trager 04/12/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Teebank Family Limited Partnership ("Teebank") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Teebank. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Teebank. The Reporting Person is trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
( 2 )The Reporting Person is the sole trustee of an LP Trust ("LP Trust 1") the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 2" and "LP Trust 3", respectively). Effective 11/02/2018, LP Trust 1 sold $1.0 million in Teebank interests to each of LP Trust 2 and LP Trust 3. Effective on that same date, LP Trust 1 sold an additional $3.0 million worth of Teebank interests to LP Trusts in which the Reporting Person does not have any pecuniary interest.
( 3 )As of the original reporting date, Teebank engaged a valuation firm to conduct an appraisal of its limited partnership units. This amendment is being filed to reflect the number of issuer securities that were the subject of this transaction based on such appraisal.
( 4 )Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.
( 5 )Immediate.
( 6 )None.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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