Sec Form 4/A Filing - TRAGER STEVE @ REPUBLIC BANCORP INC /KY/ - 2013-06-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TRAGER STEVE
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC BANCORP INC /KY/ [ RBCAA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
601 WEST MARKET STREET
3. Date of Earliest Transaction (MM/DD/YY)
06/30/2013
(Street)
LOUISVILLE, KY40202
4. If Amendment, Date Original Filed (MM/DD/YY)
07/02/2013
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/30/2013 S( 2 ) 640,272.539 ( 3 ) D ( 2 ) 5,087,746.551 ( 2 ) I ( 1 ) By Teebank Family Limited Partnership
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 4 ) 06/30/2013 S( 2 ) 83,949.632 ( 3 ) ( 5 ) ( 6 ) Class A Common Stock 83,949.632 ( 3 ) ( 2 ) 667,082.261 ( 2 ) I ( 1 ) By Teebank Family Limited Partnership
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TRAGER STEVE
601 WEST MARKET STREET
LOUISVILLE, KY40202
X X Chairman and CEO
Signatures
/s/ Steve Trager 02/22/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which the reporting person is a general partner and a limited partner and of which trusts for the benefit of, among others, the reporting person and the reporting person's 2 children are limited partners. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
( 2 )The reporting person is sole trustee and a beneficiary of a trust ("Trust 1") that holds Teebank limited partnership interests. The reporting person is also sole trustee of two additional trusts, the sole beneficiaries of which are the reporting persons' 2 children ("Trust 2" and "Trust 3," respectively). Effective 06/30/13, Trust 1 sold $2.625 million in Teebank limited partnership interests to each of Trust 2 and Trust 3. Effective on that same date, Trust 1 sold an additional $5.25 million worth of Teebank limited partnership interests to trusts in which the reporting person does not have any pecuniary interest.
( 3 )As of the original reporting date, Teebank engaged a valuation firm to conduct an appraisal of its limited partnership units. This amendment is being filed to reflect the number of issuer securities that were the subject of this transaction based on such appraisal.
( 4 )Conversion from Class B Common Stock to Class A Common Stock is on a share-for-share basis.
( 5 )Immediate.
( 6 )None.

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