Sec Form 4 Filing - TUCKER ALLEN @ UNITY BANCORP INC /NJ/ - 2019-02-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TUCKER ALLEN
2. Issuer Name and Ticker or Trading Symbol
UNITY BANCORP INC /NJ/ [ UNTY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Vice Chairman of the Board
(Last) (First) (Middle)
C/O UNITYBANK, 64 OLD HWY 22
3. Date of Earliest Transaction (MM/DD/YY)
02/20/2019
(Street)
CLINTON, NJ08809
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/20/2019 W 63,497 ( 1 ) D $ 0 0 I Spouse
Common Stock 358,382 ( 2 ) D
Restricted Stock 3,217 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options ( 4 ) ( 4 ) ( 4 ) Common Stock ( 4 ) 12,200 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TUCKER ALLEN
C/O UNITYBANK
64 OLD HWY 22
CLINTON, NJ08809
X Vice Chairman of the Board
Signatures
Allen Tucker, POA Laurie Cook, Controller/SVP 03/04/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )63,497 shares were transferred to Charlotte Tucker's children following her death.
( 2 )326,974 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare, and 1,675 shares are held in an account at Shareworks for a total of 358,382.
( 3 )2,715 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,217.
( 4 )12,200 stock options were granted under various dates and vesting periods of which 6,534 are currently exercisable.

Remarks:
Total Beneficial Ownership: 368,133Mr. Tucker receives additional shares on a quarterly basis through his dividend reinvestment plan.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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