Sec Form 4 Filing - LAPENTA ROBERT V @ Revolution Lighting Technologies, Inc. - 2018-08-03

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person LAPENTA ROBERT V 2. Issuer Name and Ticker or Trading Symbol Revolution Lighting Technologies, Inc. [ RVLT] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chairman and CEO (Last) (First) (Middle) C/O ASTON CAPITAL, LLC, 177 BROAD STREET 3. Date of Earliest Transaction (MM/DD/YY) 08/03/2018 (Street) STAMFORD, CT06901 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $0.001 per share 08/03/2018 J( 1 ) 1,100,000 ( 1 ) A $ 3.04 ( 1 ) 9,675,386 I ( 2 ) By limited liability company ( 2 ) Common Stock, par value $0.001 per share 08/03/2018 J( 3 ) 1,100,000 ( 3 ) D $ 3.04 ( 3 ) 8,575,386 I ( 2 ) By limited liability company ( 2 ) Common Stock, par value $0.001 per share 08/03/2018 J( 3 ) 1,000,000 ( 3 ) A $ 3.04 ( 3 ) 2,001,476 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other LAPENTA ROBERT V C/O ASTON CAPITAL, LLC 177 BROAD STREET STAMFORD, CT06901 X X Chairman and CEO Signatures /s/ Robert V. LaPenta 08/06/2018 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Represents shares issued to Aston Capital, LLC ("Aston") in exchange for cancellation of debt plus interest in the amount of $3,344,000 owed to Aston by the issuer pursuant to a promissory note dated June 30, 2018. ( 2 )As of August 6, 2018, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of August 6, 2018, Aston held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any. ( 3 )On August 3, 2018, Aston transferred 1,100,000 shares of the Issuer's common stock to certain of its members, including 1,000,000 shares to Mr. LaPenta.

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