Sec Form 4 Filing - Penrose Jill R @ J M SMUCKER Co - 2021-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Penrose Jill R
2. Issuer Name and Ticker or Trading Symbol
J M SMUCKER Co [ SJM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief People & Admin Officer
(Last) (First) (Middle)
ONE STRAWBERRY LANE
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2021
(Street)
ORRVILLE, OH44667
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 12/31/2021 M 7,500 A $ 111.86 20,306 D
Common Shares 12/31/2021 M 15,000 A $ 111.86 35,306 D
Common Shares 12/31/2021 M 1,403 A $ 103.2 36,709 D
Common Shares 12/31/2021 M 4,797 A $ 108.9 41,506 D
Common Shares 12/31/2021 S 28,700 D $ 135.46( 1 ) 12,806 D
Common Shares 2,335.686 I 401(k)( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option Common Shares $ 111.86 12/31/2021 M 7,500 05/29/2018 03/19/2025 Common Shares 7,500 $ 111.86 0 D
Option Common Shares $ 111.86 12/31/2021 M 15,000 06/15/2017 03/19/2025 Common Shares 15,000 $ 111.86 0 D
Option Common Shares $ 103.2 12/31/2021 M 1,403 ( 3 ) 12/30/2029 Common Shares 1,403 $ 103.2 700 D
Option Common Shares $ 108.9 12/31/2021 M 4,797 ( 4 ) 06/17/2030 Common Shares 4,797 $ 108.9 9,590 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Penrose Jill R
ONE STRAWBERRY LANE
ORRVILLE, OH44667
Chief People & Admin Officer
Signatures
/s/ Jeannette L. Knudsen, POA 01/04/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.02 to $136.05, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
( 2 )This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
( 3 )The option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on December 30, 2020.
( 4 )The option, which was granted for fiscal year 2021 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 17, 2021.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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