Sec Form 4 Filing - MAKRIS GEORGE A III @ SIMMONS FIRST NATIONAL CORP - 2021-02-26

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MAKRIS GEORGE A III
2. Issuer Name and Ticker or Trading Symbol
SIMMONS FIRST NATIONAL CORP [ SFNC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, Gen. Counsel & Corp. Sec
(Last) (First) (Middle)
C/O SIMMONS FIRST NATIONAL CORP., 501 MAIN STREET
3. Date of Earliest Transaction (MM/DD/YY)
02/26/2021
(Street)
PINE BLUFF, AR71601
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/26/2021 M 469 A $ 29.28 38,651 ( 4 ) D
Common Stock 02/26/2021 F 167 D $ 29.28 38,484 D
Common Stock 02/26/2021 M 509 A $ 29.28 38,993 D
Common Stock 02/26/2021 F 181 D $ 29.28 38,812 D
Common Stock 02/26/2021 M 873 A $ 29.28 39,685 D
Common Stock 02/26/2021 F 263 D $ 29.28 39,422 D
Common Stock 1,780 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls , warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit $ 29.28 02/26/2021 M 469 ( 1 ) ( 1 ) Common 469 $ 0 0 D
Restricted Stock Unit $ 29.28 02/26/2021 M 509 ( 1 ) ( 1 ) Common 509 $ 0 510 ( 2 ) D
Restricted Stock Unit $ 29.28 02/26/2021 M 873 ( 1 ) ( 1 ) Common 873 $ 0 1,747 ( 3 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MAKRIS GEORGE A III
C/O SIMMONS FIRST NATIONAL CORP.
501 MAIN STREET
PINE BLUFF, AR71601
EVP, Gen. Counsel & Corp. Sec
Signatures
/s/ George A. Makris, III by Natalie Gassiott 03/02/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Restricted Stock Unit vested on February 26, 2021. Shares will be delivered within 30 days of vesting.
( 2 )The remaining Restricted Stock Units vest on February 26, 2022. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
( 3 )873 Restricted Stock Units vest on February 26, 2022 and 874 Restricted Stock Units vest on February 26, 2023. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
( 4 )Includes 803 shares acquired by the Reporting Person under a dividend reinvestment program.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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