Sec Form 4 Filing - Davis Gregory C @ SHARPS COMPLIANCE CORP - 2021-04-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Davis Gregory C
2. Issuer Name and Ticker or Trading Symbol
SHARPS COMPLIANCE CORP [ SMED]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President of Operations
(Last) (First) (Middle)
9220 KIRBY DRIVE, SUITE 500
3. Date of Earliest Transaction (MM/DD/YY)
04/30/2021
(Street)
HOUSTON, TX77054
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/30/2021 S 9,000 D $ 17.5 0 D
Common Stock 05/03/2021 M( 1 ) 10,242 A $ 4.3 10,242 D
Common Stock 05/03/2021 S( 2 ) 10,242 D $ 17.4636 0 D
Common Stock 05/03/2021 M( 3 ) 1,410 A $ 6.74 1,410 D
Common Stock 05/03/2021 S( 2 ) 1,410 D $ 17.4636 0 D
Common Stock 05/03/2021 M( 4 ) 6,093 A $ 4.8 6,093 D
Common Stock 05/03/2021 S( 2 ) 6,093 D $ 17.4636 0 D
Common Stock 05/03/2021 M( 5 ) 3,350 A $ 3.26 3,350 D
Common Stock 05/03/2021 S( 2 ) 3,350 D $ 17.4636 0 D
Common Stock 05/04/2021 M( 1 ) 13,953 A $ 4.3 13,953 D
Common Stock 05/04/2021 S( 6 ) 13,953 D $ 16.5155 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Sharps Compliance 2010 Stock Plan Options $ 4.3 05/03/2021 M( 1 ) 10,242 11/21/2015 11/21/2021 Common Stock 10,242 $ 4.3 61,168 D
Sharps Compliance 2010 Stock Plan Options $ 6.74 05/03/2021 M( 3 ) 1,410 08/28/2016 08/28/2022 Common Stock 1,410 $ 6.74 59,758 D
Sharps Compliance 2010 Stock Plan $ 4.8 05/03/2021 M( 4 ) 6,093 09/28/2018 09/28/2024 Common Stock 6,093 $ 4.8 53,665 D
Sharps Compliance 2010 Stock Plan Options $ 3.26 05/03/2021 M( 5 ) 3,350 11/29/2019 11/29/2025 Common Stock 3,350 $ 3.26 50,315 D
Sharps Compliance 2010 Stock Plan Options $ 4.3 05/04/2021 M( 1 ) 13,953 11/21/2015 11/21/2021 Common Stock 13,953 $ 4.3 36,362 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Davis Gregory C
9220 KIRBY DRIVE
SUITE 500
HOUSTON, TX77054
Vice President of Operations
Signatures
Diana Diaz 05/04/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021.
( 2 )This represents the weighted average sale of 21,095 shares. Shares were sold between a range of $17.25 and $17.70.
( 3 )Cashless exercise and immediate sale through a broker of a stock award granted on August 28, 2015. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on August 28, 2022.
( 4 )Cashless exercise and immediate sale through a broker of stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
( 5 )Cashless exercise and immediate sale through a broker of stock award granted on November 29, 2018. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 29, 2025.
( 6 )This represents the weighted average sale of 13,953 shares. Shares were sold between the range of $16.50 and $16.71.

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