Sec Form 4 Filing - Senter Brooke L @ UWHARRIE CAPITAL CORP - 2022-03-04

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Senter Brooke L 2. Issuer Name and Ticker or Trading Symbol UWHARRIE CAPITAL CORP [ NONE] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief People Officer (Last) (First) (Middle) PO BOX 338, 132 NORTH FIRST STREET 3. Date of Earliest Transaction (MM/DD/YY) 03/04/2022 (Street) ALBEMARLE, NC28002-0338 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock( 1 ) 1,424 D Common Stock (Held by Self TOD Spouse) 03/04/2022 A( 2 ) 538 A $ 9.28( 3 ) 5,182 D Common Stock( 4 ) 7,417 D Common Stock( 5 ) 33,633 I Held by Company with Reporting Person as Officer Common Stock( 6 ) 2,246 I Held by Roth IRA FBO Spouse of Reporting Person Solely Common Stock( 7 ) 12 I Held by Mother-in-Law Custodian for Daughter Common Stock( 7 ) 937 I Held by Mother-in-Law Custodian for Daughter

Table II - Derivative Securities Acquired, Disposed of, or Beneficia lly Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Senter Brooke L PO BOX 338 132 NORTH FIRST STREET ALBEMARLE, NC28002-0338 Chief People Officer Signatures Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp 03/08/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Held by Cede & Co., Depository for Brooke L. Senter Roth IRA TD Ameritrade Clearing Custodian ( 2 )Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust. ( 3 )Represents a weighted average price for the issuer's common stock acquired for this grant. ( 4 )Held by Cede & Co., Depository for TD Ameritrade Safekeeper for Neil B. Senter & Brooke Laton Senter Jt Ten ( 5 )Held by Depository for Pershing LLC Safekeeper for Custom Doors Inc. ( 6 )Held by Cede & Co., Depository for Neil B. Senter Roth IRA TD Ameritrade Clearing Custodian ( 7 )Held by Cede & Co., Depository for Mother-in-Law as Custodian for Reporting Persona's Daughter TD Ameritrade

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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