Sec Form 4 Filing - SMITH BRAD D @ INTUIT INC - 2019-07-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SMITH BRAD D
2. Issuer Name and Ticker or Trading Symbol
INTUIT INC [ INTU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Chairman
(Last) (First) (Middle)
C/O INTUIT INC., 2700 COAST AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
07/01/2019
(Street)
MOUNTAIN VIEW, CA94043
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2019 M 9,427 A $ 0 267,693 ( 1 ) D
Common Stock 07/01/2019 M 11,999 ( 2 ) A $ 0 279,692 D
Common Stock 07/01/2019 M 8,667 ( 3 ) A $ 0 288,359 D
Common Stock 07/01/2019 M 229 A $ 0 288,588 D
Common Stock 07/01/2019 F 14,362 ( 4 ) D $ 264.2 274,226 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ( 5 ) 07/01/2019 M 9,427 07/01/2019( 6 ) ( 7 ) Common Stock 9,427 $ 0 0 D
Restricted Stock Unit ( 5 ) 07/01/2019 M 11,999 07/01/2019( 8 ) ( 7 ) Common Stock 11,999 $ 0 11,464 D
Restricted Stock Unit ( 5 ) 07/01/2019 M 8,667 07/01/2019( 9 ) ( 7 ) Common Stock 8,667 $ 0 16,946 D
Restricted Stock Unit ( 5 ) 07/01/2019 M 229 07/01/2019( 10 ) ( 7 ) Common Stock 229 $ 0 20,271 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SMITH BRAD D
C/O INTUIT INC.
2700 COAST AVENUE
MOUNTAIN VIEW, CA94043
X Executive Chairman
Signatures
/s/ Stacey Doynow, by power-of-attorney 07/03/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 126 shares acquired by the reporting person on 3/15/2019 through the Intuit Inc. Employee Stock Purchase Plan.
( 2 )Represents the deferred release of 11,464 vested restricted stock units and the vesting and release of an additional 535 restricted stock units to accommodate the withholding of those 535 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2020.
( 3 )Represents the deferred release of 8,281 vested restricted stock units and the vesting and release of an additional 386 restricted stock units to accommodate the withholding of those 386 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2020.
( 4 )Shares withheld in connection with tax withholding obligations as follows: 13,212 shares in connection with deferred release of vested restricted stock units on 7/1/2019 and 1,150 shares in connection with vesting of restricted stock units subject to deferred release date of 7/1/2020.
( 5 )1-for-1
( 6 )Represents release date for vested restricted stock units.
( 7 )Restricted stock units do not expire; they either vest or are canceled prior to vest date.
( 8 )Represents release date for 11,464 vested restricted stock units and vesting and release date for 535 restricted stock units.
( 9 )Represents release date for 8,281 vested restricted stock units and vesting and release date for 386 restricted stock units.
( 10 )Represents vesting and release date to accommodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2020.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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