Sec Form 4 Filing - Lutey Mary Ellen @ SM Energy Co - 2018-07-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Lutey Mary Ellen
2. Issuer Name and Ticker or Trading Symbol
SM Energy Co [ SM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr. VP & Regional Manager
(Last) (First) (Middle)
1775 SHERMAN STREET, SUITE 1200
3. Date of Earliest Transaction (MM/DD/YY)
07/02/2018
(Street)
DENVER, CO80203
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock; $.01 Par Value 12/29/2017 J( 1 ) V 313 A $ 14.05 23,921 D
Common Stock; $.01 Par Value 12/29/2017 J( 2 ) V 292 A $ 14.05 15,969 I ( 3 ) By husband
Common Stock; $.01 Par Value 06/29/2018 J( 4 ) V 444 A $ 18.768 24,365 D
Common Stock; $.01 Par Value 06/29/2018 J( 5 ) V 456 A $ 18.768 16,425 I ( 3 ) By husband
Common Stock; $.01 Par Value 07/02/2018 M 744 A 25,109 D
Common Stock; $.01 Par Value 07/02/2018 F 182 D $ 25.69 24,927 D
Common Stock; $.01 Par Value 07/02/2018 M 382 A 16,807 I ( 3 ) By husband
Common Stock; $.01 Par Value 07/02/2018 F 94 D $ 25.69 16,713 I ( 3 ) By husband
Common Stock; $.01 Par Value 07/02/2018 M 1,009 A 25,936 D
Common Stock; $.01 Par Value 07/02/2018 F 246 D $ 25.69 25,690 D
Common Stock; $.01 Par Value 07/02/2018 M 534 A 17,247 I ( 3 ) By husband
Common Stock; $.01 Par Value 07/02/2018 F 131 D $ 25.69 17,116 I ( 3 ) By husband
Common Stock; $.01 Par Value 07/02/2018 M 2,646 A 28,336 D
Common Stock; $.01 Par Value 07/02/2018 F 645 D $ 25.69 27,691 D
Common Stock; $.01 Par Value 07/02/2018 M 1,109 A 18,225 I ( 3 ) By husband
Common Stock; $.01 Par Value 07/02/2018 F 271 D $ 25.69 17,954 I ( 3 ) By husband
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 6 ) 07/02/2018 M 744 ( 6 ) ( 6 ) Common Stock 744 ( 6 ) 0 D
Restricted Stock Units ( 7 ) 07/02/2018 M 382 ( 7 ) ( 7 ) Common Stock 382 ( 7 ) 0 I ( 3 ) By husband
Restricted Stock Units ( 8 ) 07/02/2018 M 1,009 ( 8 ) ( 8 ) Common Stock 1,009 ( 8 ) 1,009 D
Restricted Stock Units ( 9 ) 07/02/2018 M 534 ( 9 ) ( 9 ) Common Stock 534 ( 9 ) 535 I ( 3 ) By husband
Restricted Stock Units ( 10 ) 07/02/2018 M 2,646 ( 10 ) ( 10 ) Common Stock 2,646 ( 10 ) 5,294 D
Restricted Stock Units ( 11 ) 07/02/2018 M 1,109 ( 11 ) ( 11 ) Common Stock 1,109 ( 11 ) 2,218 I ( 3 ) By husband
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lutey Mary Ellen
1775 SHERMAN STREET
SUITE 1200
DENVER, CO80203
Sr. VP & Regional Manager
Signatures
Karin M. Writer (Attorney-In-Fact) 07/05/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person purchased 313 shares of the issuer's common stock on December 29, 2017, through the issuer's Employee Stock Purchase Plan.
( 2 )The reporting person's husband purchased 292 shares of the issuer's common stock on December 29, 2017, through the issuer's Employee Stock Purchase Plan.
( 3 )The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.
( 4 )The reporting person purchased 444 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.
( 5 )The reporting person's husband purchased 456 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.
( 6 )Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
( 7 )Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.
( 8 )Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
( 9 )Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.
( 10 )Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
( 11 )Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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